Form 13F-HR Kohlberg Kravis Roberts For: Jun 30
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The Securities and Exchange Commission has not necessarily reviewed
the information in this filing and has not determined if it is
accurate and complete.
The reader should not assume that the information is accurate
and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
|
| OMB APPROVAL |
| OMB Number: |
3235-0006 |
| Expires: |
July 31, 2015 |
| Estimated average burden |
| hours per response: |
23.8 |
|
|
| Report for the Calendar Year or Quarter Ended: |
06-30-2015 |
| Check here if Amendment |
|
Amendment Number: |
|
| This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
| Institutional Investment Manager Filing
this Report: |
| Name: |
Kohlberg Kravis Roberts & Co. L.P. |
| Address: |
9 West 57th Street Suite 4200 |
|
|
|
New York
,
NY10019
|
| Form 13F File Number: |
028-12880 |
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
| Person Signing this Report on Behalf of
Reporting Manager: |
| Name: |
David Sorkin |
| Title: |
General Counsel |
| Phone: |
212-750-8300 |
| Signature, Place, and Date of Signing: |
| /s/ David Sorkin |
New York
,
NY
|
08-14-2015 |
| [Signature] |
[City, State] |
[Date] |
|
| Report Type (Check only one.): |
| X |
13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.) |
|
|
13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other reporting
manager(s).) |
|
|
13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in this
report and a portion are reported by other reporting manager(s).) |
| Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included
Managers: |
3 |
|
|
|
Form 13F Information Table Entry Total: |
61 |
|
Form 13F Information Table Value Total: |
11,115,710 |
|
(thousands) |
|
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
|
|
|
Form 13F File Number |
Name |
|
028-13533 |
KKR Investment Management LLC |
|
028-14775 |
KKR Credit Advisors (US) LLC |
|
028-16926 |
Prisma Capital Partners LP |
| List of Other Included
Managers: |
|
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the
manager filing this report.
|
|
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.]
|
|
No. |
Form 13F File Number |
Name |
|
1 |
028-13533 |
KKR Investment Management LLC |
|
2 |
028-14775 |
KKR Credit Advisors (US) LLC |
|
3 |
028-16926 |
Prisma Capital Partners LP |
The Securities and Exchange Commission has not necessarily
reviewed the information in this filing and has not determined
if it is accurate and complete.
The reader should not assume that the information is
accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F INFORMATION TABLE
|
| OMB APPROVAL |
| OMB Number: |
3235-0006 |
| Expires: |
July 31, 2015 |
| Estimated average
burden |
| hours per response:
|
23.8 |
|
|
| COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
| NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
| ACORDA THERAPEUTICS INC |
NOTE 1.750% 6/1 |
00484MAA4 |
3,541 |
3,500,000 |
PRN |
|
OTR |
1 |
0 |
3,500,000 |
0 |
| ALLERGAN PLC |
SHS |
G0177J108 |
8,740 |
28,800 |
SH |
|
OTR |
1 |
0 |
28,800 |
0 |
| ALLERGAN PLC |
PFD CONV SER A |
G0177J116 |
8,575 |
8,200 |
SH |
|
OTR |
1 |
0 |
8,200 |
0 |
| ALLERGAN PLC |
SHS |
G0177J108 |
1,221 |
4,024 |
SH |
|
OTR |
3 |
0 |
4,024 |
0 |
| AMEDISYS INC |
COM |
023436108 |
192,158 |
4,836,608 |
SH |
|
OTR |
2 |
0 |
4,836,608 |
0 |
| AMERICAN INTL GROUP INC |
COM NEW |
026874784 |
10,763 |
174,100 |
SH |
|
OTR |
1 |
0 |
174,100 |
0 |
| AMERIPRISE FINL INC |
COM |
03076C106 |
6,346 |
50,800 |
SH |
|
OTR |
1 |
0 |
50,800 |
0 |
| APPLE INC |
COM |
037833100 |
974 |
7,764 |
SH |
|
OTR |
3 |
0 |
7,764 |
0 |
| ASSURED GUARANTY LTD |
COM |
G0585R106 |
1,551 |
64,669 |
SH |
|
OTR |
3 |
0 |
64,669 |
0 |
| AVG TECHNOLOGIES N V |
SHS |
N07831105 |
2,817 |
103,539 |
SH |
|
OTR |
1 |
0 |
103,539 |
0 |
| BANKRATE INC DEL |
COM |
06647F102 |
36,798 |
3,507,937 |
SH |
|
OTR |
1 |
0 |
3,507,937 |
0 |
| CADENCE DESIGN SYSTEM INC |
COM |
127387108 |
1,860 |
94,605 |
SH |
|
OTR |
3 |
0 |
94,605 |
0 |
| DEVELOPERS DIVERSIFIED RLTY |
NOTE 1.750%11/1 |
251591AX1 |
1,658 |
1,500,000 |
PRN |
|
OTR |
1 |
0 |
1,500,000 |
0 |
| DISCOVER FINL SVCS |
COM |
254709108 |
7,162 |
124,300 |
SH |
|
OTR |
1 |
0 |
124,300 |
0 |
| ECLIPSE RES CORP |
COM |
27890G100 |
56,019 |
10,650,000 |
SH |
|
OTR |
1 |
0 |
10,650,000 |
0 |
| ELECTRONIC ARTS INC |
NOTE 0.750% 7/1 |
285512AA7 |
10,304 |
5,000,000 |
PRN |
|
OTR |
1 |
0 |
5,000,000 |
0 |
| ENGILITY HLDGS INC NEW |
COM |
29286C107 |
225,445 |
8,960,446 |
SH |
|
OTR |
|
0 |
8,960,446 |
0 |
| FACEBOOK INC |
CL A |
30303M102 |
1,911 |
22,283 |
SH |
|
OTR |
3 |
0 |
22,283 |
0 |
| FRANCESCAS HLDGS CORP |
COM |
351793104 |
5,418 |
402,259 |
SH |
|
OTR |
1 |
0 |
402,259 |
0 |
| GODADDY INC |
CL A |
380237107 |
43,136 |
1,530,188 |
SH |
|
OTR |
2 |
0 |
1,530,188 |
0 |
| GODADDY INC |
CL A |
380237107 |
503,444 |
17,858,964 |
SH |
|
OTR |
|
0 |
17,858,964 |
0 |
| HANGER INC |
COM NEW |
41043F208 |
34,076 |
1,453,753 |
SH |
|
OTR |
1 |
0 |
1,453,753 |
0 |
| HCA HOLDINGS INC |
COM |
40412C101 |
1,350,824 |
14,890,037 |
SH |
|
OTR |
|
0 |
14,890,037 |
0 |
| HEALTH CARE REIT INC |
PFD PER CON I |
42217K601 |
24,353 |
409,700 |
SH |
|
OTR |
1 |
0 |
409,700 |
0 |
| INTERCONTINENTAL EXCHANGE IN |
COM |
45866F104 |
1,621 |
7,251 |
SH |
|
OTR |
3 |
0 |
7,251 |
0 |
| JARDEN CORP |
NOTE 1.875% 9/1 |
471109AH1 |
16,838 |
10,000,000 |
PRN |
|
OTR |
1 |
0 |
10,000,000 |
0 |
| KKR & CO L P DEL |
COM UNITS |
48248M102 |
106,645 |
4,667,166 |
SH |
|
OTR |
1 |
0 |
4,667,166 |
0 |
| MEDIVATION INC |
NOTE 2.625% 4/0 |
58501NAA9 |
15,327 |
6,900,000 |
PRN |
|
OTR |
1 |
0 |
6,900,000 |
0 |
| MGIC INVT CORP WIS |
COM |
552848103 |
1,053 |
92,500 |
SH |
|
OTR |
3 |
0 |
92,500 |
0 |
| NEXTERA ENERGY INC |
UNIT 09/01/2015 |
65339F887 |
24,670 |
399,773 |
SH |
|
OTR |
1 |
0 |
399,773 |
0 |
| NIELSEN N V |
COM |
N63218106 |
329,845 |
7,367,544 |
SH |
|
OTR |
|
0 |
7,367,544 |
0 |
| NOVELLUS SYS INC |
NOTE 2.625% 5/1 |
670008AD3 |
9,480 |
4,000,000 |
PRN |
|
OTR |
1 |
0 |
4,000,000 |
0 |
| PENNEY J C INC |
COM |
708160106 |
75,761 |
8,944,673 |
SH |
|
OTR |
2 |
0 |
8,944,673 |
0 |
| PRA HEALTH SCIENCES INC |
COM |
69354M108 |
1,450,790 |
39,933,657 |
SH |
|
OTR |
|
0 |
39,933,657 |
0 |
| PROSHARES TR |
SHRT 20+YR TRE |
74347X849 |
918 |
35,000 |
SH |
|
OTR |
1 |
0 |
35,000 |
0 |
| RESTORATION HARDWARE HLDGS |
DBCV 7/1 |
761283AB6 |
2,494 |
2,500,000 |
PRN |
|
OTR |
1 |
0 |
2,500,000 |
0 |
| RIGNET INC |
COM |
766582100 |
145,208 |
4,750,000 |
SH |
|
OTR |
|
0 |
4,750,000 |
0 |
| RYDEX ETF TRUST |
GUG S&P500EQWTHC |
78355W841 |
5,391 |
33,800 |
SH |
|
OTR |
1 |
0 |
33,800 |
0 |
| SANDISK CORP |
NOTE 0.500%10/1 |
80004CAF8 |
2,425 |
2,500,000 |
PRN |
|
OTR |
1 |
0 |
2,500,000 |
0 |
| SANDISK CORP |
NOTE 1.500% 8/1 |
80004CAD3 |
9,046 |
7,000,000 |
PRN |
|
OTR |
1 |
0 |
7,000,000 |
0 |
| SMUCKER J M CO |
COM NEW |
832696405 |
135,987 |
1,254,373 |
SH |
|
OTR |
2 |
0 |
1,254,373 |
0 |
| SMUCKER J M CO |
COM NEW |
832696405 |
897,363 |
8,277,495 |
SH |
|
OTR |
|
0 |
8,277,495 |
0 |
| SPANSION LLC |
NOTE 2.000% 9/0 |
84649PAL9 |
19,868 |
9,436,000 |
PRN |
|
OTR |
1 |
0 |
9,436,000 |
0 |
| SPDR GOLD TRUST |
GOLD SHS |
78463V107 |
1,326 |
11,800 |
SH |
|
OTR |
1 |
0 |
11,800 |
0 |
| SPDR GOLD TRUST |
GOLD SHS |
78463V107 |
2,247 |
20,000 |
SH |
Put |
OTR |
1 |
0 |
20,000 |
0 |
| SPDR S&P 500 ETF TR |
TR UNIT |
78462F103 |
16,468 |
80,000 |
SH |
Put |
OTR |
1 |
0 |
80,000 |
0 |
| SPDR SERIES TRUST |
BRC HGH YLD BD |
78464A417 |
13,862 |
360,700 |
SH |
|
OTR |
1 |
0 |
360,700 |
0 |
| STANLEY BLACK & DECKER INC |
UNIT 99/99/9999 |
854502309 |
5,092 |
35,115 |
SH |
|
OTR |
1 |
0 |
35,115 |
0 |
| STARWOOD PPTY TR INC |
NOTE 4.550% 3/0 |
85571BAA3 |
5,552 |
5,278,000 |
PRN |
|
OTR |
1 |
0 |
5,278,000 |
0 |
| SUNEDISON INC |
COM |
86732Y109 |
96,979 |
3,242,363 |
SH |
|
OTR |
2 |
0 |
3,242,363 |
0 |
| TRAVELPORT WORLDWIDE LTD |
SHS |
G9019D104 |
10,050 |
729,346 |
SH |
|
OTR |
2 |
0 |
729,346 |
0 |
| UNITED TECHNOLOGIES CORP |
UNIT 06/01/2015 |
913017117 |
90,926 |
1,586,834 |
SH |
|
OTR |
1 |
0 |
1,586,834 |
0 |
| VALEANT PHARMACEUTICALS INTL |
COM |
91911K102 |
1,144 |
5,149 |
SH |
|
OTR |
3 |
0 |
5,149 |
0 |
| VERISIGN INC |
SDCV 3.250% 8/1 |
92343EAD4 |
7,376 |
4,000,000 |
PRN |
|
OTR |
1 |
0 |
4,000,000 |
0 |
| WALGREENS BOOTS ALLIANCE INC |
COM |
931427108 |
4,213,537 |
49,899,773 |
SH |
|
OTR |
|
0 |
49,899,773 |
0 |
| WILLBROS GROUP INC DEL |
COM |
969203108 |
12,961 |
10,125,410 |
SH |
|
OTR |
2 |
0 |
10,125,410 |
0 |
| WISDOMTREE TR |
INDIA ERNGS FD |
97717W422 |
13,440 |
620,200 |
SH |
|
OTR |
1 |
0 |
620,200 |
0 |
| WORKDAY INC |
NOTE 1.500% 7/1 |
98138HAD3 |
6,000 |
5,000,000 |
PRN |
|
OTR |
1 |
0 |
5,000,000 |
0 |
| XILINX INC |
NOTE 2.625% 6/1 |
983919AF8 |
4,593 |
3,000,000 |
PRN |
|
OTR |
1 |
0 |
3,000,000 |
0 |
| YY INC |
ADS REPCOM CLA |
98426T106 |
1,870 |
26,904 |
SH |
|
OTR |
3 |
0 |
26,904 |
0 |
| ZIMMER BIOMET HLDGS INC |
COM |
98956P102 |
822,463 |
7,529,640 |
SH |
|
OTR |
|
0 |
7,529,640 |
0 |
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