Form 13F-HR ICAHN CARL C For: Sep 30
FREE Breaking News Alerts from StreetInsider.com!
StreetInsider.com Top Tickers, 4/19/2024
November 14, 2014 4:03 PM EST
The Securities and Exchange Commission has not necessarily reviewed
the information in this filing and has not determined if it is
accurate and complete.
The reader should not assume that the information is accurate
and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
|
| OMB APPROVAL |
| OMB Number: |
3235-0006 |
| Expires: |
July 31, 2015 |
| Estimated average burden |
| hours per response: |
23.8 |
|
|
| Report for the Calendar Year or Quarter Ended: |
09-30-2014 |
| Check here if Amendment |
|
Amendment Number: |
|
| This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
| Institutional Investment Manager Filing
this Report: |
| Name: |
ICAHN CARL C |
| Address: |
C/O ICAHN ASSOCIATES HOLDING LLC |
|
767 FIFTH AVE., SUITE 4700 |
|
|
|
NEW YORK
,
NY10153
|
| Form 13F File Number: |
028-04333 |
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
| Person Signing this Report on Behalf of
Reporting Manager: |
| Name: |
EDWARD E. MATTNER |
| Title: |
ATTORNEY-IN-FACT |
| Phone: |
212-702-4300 |
| Signature, Place, and Date of Signing: |
| EDWARD E. MATTNER |
NEW YORK
,
NY
|
11-14-2014 |
| [Signature] |
[City, State] |
[Date] |
|
| Report Type (Check only one.): |
| X |
13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.) |
|
|
13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other reporting
manager(s).) |
|
|
13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in this
report and a portion are reported by other reporting manager(s).) |
| Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included
Managers: |
14 |
|
|
|
Form 13F Information Table Entry Total: |
47 |
|
Form 13F Information Table Value Total: |
33,633,558 |
|
(thousands) |
|
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
|
|
|
Form 13F File Number |
Name |
|
028-04690 |
HIGH RIVER LIMITED PARTNERSHIP |
|
028-02662 |
BARBERRY CORP. |
|
028-12848 |
ICAHN CAPITAL LP |
|
028-04970 |
HIGH COAST LIMITED PARTNERSHIP |
|
028-04460 |
HIGHCREST INVESTORS LLC |
|
028-11469 |
GASCON PARTNERS |
|
028-13260 |
IEH FM HOLDINGS LLC |
|
028-13170 |
THORNWOOD ASSOCIATES LIMITED PARTNERSHIP |
|
028-16040 |
TRAMORE LLC |
|
028-13957 |
IEH ARI HOLDINGS LLC |
|
028-12621 |
CCI ONSHORE LLC |
|
028-15034 |
IEP ENERGY LLC |
|
028-05849 |
ICAHN ENTERPRISES HOLDINGS L.P. |
|
028-12620 |
CCI OFFSHORE LLC |
| List of Other Included
Managers: |
|
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the
manager filing this report.
|
|
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.]
|
|
No. |
Form 13F File Number |
Name |
|
1 |
028-04690 |
HIGH RIVER LIMITED PARTNERSHIP |
|
2 |
028-02662 |
BARBERRY CORP. |
|
3 |
028-12848 |
ICAHN CAPITAL LP |
|
4 |
028-04970 |
HIGH COAST LIMITED PARTNERSHIP |
|
5 |
028-04460 |
HIGHCREST INVESTORS LLC |
|
6 |
028-11469 |
GASCON PARTNERS |
|
7 |
028-13260 |
IEH FM HOLDINGS LLC |
|
8 |
028-13170 |
THORNWOOD ASSOCIATES LIMITED PARTNERSHIP |
|
9 |
028-16040 |
TRAMORE LLC |
|
10 |
028-13957 |
IEH ARI HOLDINGS LLC |
|
11 |
028-12621 |
CCI ONSHORE LLC |
|
12 |
028-15034 |
IEP ENERGY LLC |
|
13 |
028-05849 |
ICAHN ENTERPRISES HOLDINGS L.P. |
|
14 |
028-12620 |
CCI OFFSHORE LLC |
The Securities and Exchange Commission has not necessarily
reviewed the information in this filing and has not determined
if it is accurate and complete.
The reader should not assume that the information is
accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F INFORMATION TABLE
|
| OMB APPROVAL |
| OMB Number: |
3235-0006 |
| Expires: |
July 31, 2015 |
| Estimated average
burden |
| hours per response:
|
23.8 |
|
|
| COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
| NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
| AMERICAN RAILCAR INDUSTRIES INC |
COM |
02916P103 |
854,822 |
11,564,145 |
SH |
|
DFND |
10 |
0 |
11,564,145 |
0 |
| AMERICAN RAILCAR INDUSTRIES INC |
COM |
02916P103 |
22,703 |
307,123 |
SH |
|
DFND |
13 |
0 |
307,123 |
0 |
| APPLE INC |
COM |
037833100 |
1,063,131 |
10,552,171 |
SH |
|
DFND |
1 |
0 |
10,552,171 |
0 |
| APPLE INC |
COM |
037833100 |
4,252,524 |
42,208,677 |
SH |
|
DFND |
3 |
0 |
42,208,677 |
0 |
| CVR REFNG LP |
COMUNIT REP LT |
12663P107 |
93,120 |
4,000,000 |
SH |
|
DFND |
13 |
0 |
4,000,000 |
0 |
| CVR REFNG LP |
COMUNIT REP LT |
12663P107 |
46,560 |
2,000,000 |
SH |
|
DFND |
|
0 |
2,000,000 |
0 |
| CVR ENERGY INC |
COM |
12662P108 |
3,184,719 |
71,198,718 |
SH |
|
DFND |
12 |
0 |
71,198,718 |
0 |
| CHESAPEAKE ENERGY CORP |
COM |
165167107 |
305,537 |
13,290,002 |
SH |
|
DFND |
1 |
0 |
13,290,002 |
0 |
| CHESAPEAKE ENERGY CORP |
COM |
165167107 |
1,222,148 |
53,159,998 |
SH |
|
DFND |
3 |
0 |
53,159,998 |
0 |
| EBAY INC |
COM |
278642103 |
519,010 |
9,164,937 |
SH |
|
DFND |
1 |
0 |
9,164,937 |
0 |
| EBAY INC |
COM |
278642103 |
2,076,098 |
36,660,747 |
SH |
|
DFND |
3 |
0 |
36,660,747 |
0 |
| ENZON PHARMACEUTICALS INC |
COM |
293904108 |
1,275 |
1,180,972 |
SH |
|
DFND |
1 |
0 |
1,180,972 |
0 |
| ENZON PHARMACEUTICALS INC |
COM |
293904108 |
5,102 |
4,723,891 |
SH |
|
DFND |
3 |
0 |
4,723,891 |
0 |
| FEDERAL MOGUL HOLDINGS CORP |
COM |
313549404 |
1,800,935 |
121,111,976 |
SH |
|
DFND |
7 |
0 |
121,111,976 |
0 |
| GANNETT INC |
COM |
364730101 |
88,816 |
2,993,477 |
SH |
|
DFND |
1 |
0 |
2,993,477 |
0 |
| GANNETT INC |
COM |
364730101 |
355,265 |
11,973,896 |
SH |
|
DFND |
3 |
0 |
11,973,896 |
0 |
| HERBALIFE LTD |
COM USD SHS |
G4412G101 |
148,750 |
3,399,999 |
SH |
|
DFND |
1 |
0 |
3,399,999 |
0 |
| HERBALIFE LTD |
COM USD SHS |
G4412G101 |
595,000 |
13,600,001 |
SH |
|
DFND |
3 |
0 |
13,600,001 |
0 |
| HERTZ GLOBAL HOLDINGS INC |
COM |
42805T105 |
197,026 |
7,760,002 |
SH |
|
DFND |
1 |
0 |
7,760,002 |
0 |
| HERTZ GLOBAL HOLDINGS INC |
COM |
42805T105 |
788,106 |
31,039,998 |
SH |
|
DFND |
3 |
0 |
31,039,998 |
0 |
| HOLOGIC INC |
COM |
436440101 |
166,198 |
6,830,974 |
SH |
|
DFND |
1 |
0 |
6,830,974 |
0 |
| HOLOGIC INC |
COM |
436440101 |
664,791 |
27,323,905 |
SH |
|
DFND |
3 |
0 |
27,323,905 |
0 |
| ICAHN ENTERPRISES LP |
DEPOSITARY UNIT |
451100101 |
380,903 |
3,598,855 |
SH |
|
DFND |
2 |
0 |
3,598,855 |
0 |
| ICAHN ENTERPRISES LP |
DEPOSITARY UNIT |
451100101 |
4,366,347 |
41,254,224 |
SH |
|
DFND |
4 |
0 |
41,254,224 |
0 |
| ICAHN ENTERPRISES LP |
DEPOSITARY UNIT |
451100101 |
1,300,821 |
12,290,444 |
SH |
|
DFND |
5 |
0 |
12,290,444 |
0 |
| ICAHN ENTERPRISES LP |
DEPOSITARY UNIT |
451100101 |
1,674,785 |
15,823,741 |
SH |
|
DFND |
6 |
0 |
15,823,741 |
0 |
| ICAHN ENTERPRISES LP |
DEPOSITARY UNIT |
451100101 |
553,711 |
5,231,586 |
SH |
|
DFND |
8 |
0 |
5,231,586 |
0 |
| ICAHN ENTERPRISES LP |
DEPOSITARY UNIT |
451100101 |
851,496 |
8,045,124 |
SH |
|
DFND |
9 |
0 |
8,045,124 |
0 |
| ICAHN ENTERPRISES LP |
DEPOSITARY UNIT |
451100101 |
1,903,902 |
17,988,490 |
SH |
|
DFND |
11 |
0 |
17,988,490 |
0 |
| ICAHN ENTERPRISES LP |
DEPOSITARY UNIT |
451100101 |
240,359 |
2,270,963 |
SH |
|
DFND |
14 |
0 |
2,270,963 |
0 |
| ICAHN ENTERPRISES LP |
DEPOSITARY UNIT |
451100101 |
75,065 |
709,227 |
SH |
|
DFND |
|
0 |
709,227 |
0 |
| MENTOR GRAPHICS CORP |
COM |
587200106 |
66,077 |
3,224,057 |
SH |
|
DFND |
1 |
0 |
3,224,057 |
0 |
| MENTOR GRAPHICS CORP |
COM |
587200106 |
264,308 |
12,896,232 |
SH |
|
DFND |
3 |
0 |
12,896,232 |
0 |
| NAVISTAR INTL CORP NEW |
COM |
63934E108 |
94,370 |
2,867,504 |
SH |
|
DFND |
1 |
0 |
2,867,504 |
0 |
| NAVISTAR INTL CORP NEW |
COM |
63934E108 |
377,478 |
11,470,020 |
SH |
|
DFND |
3 |
0 |
11,470,020 |
0 |
| NETFLIX INC |
COM |
64110L106 |
127,406 |
282,385 |
SH |
|
DFND |
1 |
0 |
282,385 |
0 |
| NETFLIX INC |
COM |
64110L106 |
509,626 |
1,129,541 |
SH |
|
DFND |
3 |
0 |
1,129,541 |
0 |
| NUANCE COMMUNCATIONS INC |
COM |
67020Y100 |
187,399 |
12,156,927 |
SH |
|
DFND |
1 |
0 |
12,156,927 |
0 |
| NUANCE COMMUNCATIONS INC |
COM |
67020Y100 |
749,596 |
48,627,696 |
SH |
|
DFND |
3 |
0 |
48,627,696 |
0 |
| SEVENTY SEVEN ENERGY INC |
COM |
818097107 |
22,536 |
949,283 |
SH |
|
DFND |
1 |
0 |
949,283 |
0 |
| SEVENTY SEVEN ENERGY INC |
COM |
818097107 |
90,144 |
3,797,138 |
SH |
|
DFND |
3 |
0 |
3,797,138 |
0 |
| TALISMAN ENERGY INC |
COM |
87425E103 |
131,584 |
15,212,016 |
SH |
|
DFND |
1 |
0 |
15,212,016 |
0 |
| TALISMAN ENERGY INC |
COM |
87425E103 |
526,336 |
60,848,062 |
SH |
|
DFND |
3 |
0 |
60,848,062 |
0 |
| TRANSOCEAN LTD |
REG SHS |
H8817H100 |
137,330 |
4,295,579 |
SH |
|
DFND |
1 |
0 |
4,295,579 |
0 |
| TRANSOCEAN LTD |
REG SHS |
H8817H100 |
549,319 |
17,182,321 |
SH |
|
DFND |
3 |
0 |
17,182,321 |
0 |
| VOLTARI CORP |
COM NEW |
92870X309 |
151 |
100,000 |
SH |
|
DFND |
1 |
0 |
100,000 |
0 |
| VOLTARI CORP |
COM NEW |
92870X309 |
873 |
578,203 |
SH |
|
DFND |
|
0 |
578,203 |
0 |
Tweet
Share
E-mail
