Form 13F-HR Carlyle Group L.P. For: Dec 31
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The Securities and Exchange Commission has not necessarily reviewed
the information in this filing and has not determined if it is
accurate and complete.
The reader should not assume that the information is accurate
and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
|
| OMB APPROVAL |
| OMB Number: |
3235-0006 |
| Expires: |
July 31, 2015 |
| Estimated average burden |
| hours per response: |
23.8 |
|
|
| Report for the Calendar Year or Quarter Ended: |
12-31-2014 |
| Check here if Amendment |
|
Amendment Number: |
|
| This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
| Institutional Investment Manager Filing
this Report: |
| Name: |
Carlyle Group L.P. |
| Address: |
C/O THE CARLYLE GROUP |
|
1001 PENNSYLVANIA AVENUE, N.W. |
|
|
|
WASHINGTON
,
DC20004
|
| Form 13F File Number: |
028-15025 |
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
| Person Signing this Report on Behalf of
Reporting Manager: |
| Name: |
Daniel A. D'Aniello |
| Title: |
Managing Director |
| Phone: |
202-729-5626 |
| Signature, Place, and Date of Signing: |
| /s/ R. Rainey Hoffman as Attorney-in-Fact for Daniel A. D'Aniello* |
Washington
,
DC
|
02-17-2015 |
| [Signature] |
[City, State] |
[Date] |
|
| Report Type (Check only one.): |
| |
13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.) |
|
|
13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other reporting
manager(s).) |
| X |
13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in this
report and a portion are reported by other reporting manager(s).) |
| Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included
Managers: |
2 |
|
|
|
Form 13F Information Table Entry Total: |
49 |
|
Form 13F Information Table Value Total: |
15,964,310 |
|
(thousands) |
|
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
|
|
|
Form 13F File Number |
Name |
|
028-12429 |
Carlyle Investment Management LLC |
|
028-15024 |
CIM Global, L.L.C. |
| List of Other Included
Managers: |
|
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the
manager filing this report.
|
|
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.]
|
|
No. |
Form 13F File Number |
Name |
|
1 |
028-12429 |
Carlyle Investment Management LLC |
|
2 |
028-15024 |
CIM Global, L.L.C. |
The Securities and Exchange Commission has not necessarily
reviewed the information in this filing and has not determined
if it is accurate and complete.
The reader should not assume that the information is
accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F INFORMATION TABLE
|
| OMB APPROVAL |
| OMB Number: |
3235-0006 |
| Expires: |
July 31, 2015 |
| Estimated average
burden |
| hours per response:
|
23.8 |
|
|
| COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
| NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
| Alcoa Inc |
Com |
013817101 |
8,873 |
561,966 |
SH |
|
DFND |
1 |
0 |
561,966 |
0 |
| Atlas Resource Partners LP |
Com Unt Ltd Pr |
04941A101 |
81,254 |
7,593,800 |
SH |
|
DFND |
1 |
0 |
7,593,800 |
0 |
| Axalta Coating Sys Ltd |
Com |
G0750C108 |
3,399,938 |
130,666,325 |
SH |
|
DFND |
1 |
0 |
130,666,325 |
0 |
| Axalta Coating Sys Ltd |
Com |
G0750C108 |
1,031,580 |
39,645,671 |
SH |
|
DFND |
1,2 |
0 |
39,645,671 |
0 |
| Barclays Bk PLC |
Djubs Cmdt ETN36 |
06738C778 |
3,087 |
103,210 |
SH |
|
DFND |
1 |
0 |
103,210 |
0 |
| Booz Allen Hamilton Hldg Cor |
Cl A |
099502106 |
1,391,761 |
52,459,885 |
SH |
|
DFND |
1 |
0 |
52,459,885 |
0 |
| Central Pac Finl Corp |
Com |
154760409 |
173,548 |
8,072,006 |
SH |
|
DFND |
1 |
0 |
8,072,006 |
0 |
| China Recycling Energy Corp |
Com |
168913101 |
6,215 |
8,248,233 |
SH |
|
DFND |
1, 2 |
0 |
8,248,233 |
0 |
| Cobalt Intl Energy Inc |
Com |
19075F106 |
309,575 |
34,822,878 |
SH |
|
DFND |
1 |
0 |
34,822,878 |
0 |
| CommScope Hldg Co Inc |
Com |
20337X109 |
1,588,664 |
69,586,667 |
SH |
|
DFND |
1 |
0 |
69,586,667 |
0 |
| CommScope Hldg Co Inc |
Com |
20337X109 |
722,120 |
31,630,303 |
SH |
|
DFND |
1, 2 |
0 |
31,630,303 |
0 |
| CommunityOne Bancorp |
Com |
20416Q108 |
66,094 |
5,772,376 |
SH |
|
DFND |
1 |
0 |
5,772,376 |
0 |
| Concord Med Svcs Hldgs Ltd |
Sponsored ADR |
206277105 |
27,961 |
4,362,117 |
SH |
|
DFND |
1, 2 |
0 |
4,362,117 |
0 |
| Enduro Rty Tr |
Tr Unit |
29269K100 |
41,452 |
8,600,000 |
SH |
|
DFND |
1 |
0 |
8,600,000 |
0 |
| Foresight Energy LP |
Com Unt Rp Int |
34552U104 |
240,720 |
14,269,100 |
SH |
|
DFND |
1 |
0 |
14,269,100 |
0 |
| Freescale Semiconductor Hldg |
SHS Old |
G3727Q101 |
4,948,534 |
196,136,895 |
SH |
|
OTR |
1, 2 |
0 |
196,136,895 |
0 |
| Hampton Roads Bankshares Inc |
Com |
409321502 |
71,230 |
42,398,583 |
SH |
|
DFND |
1 |
0 |
42,398,583 |
0 |
| IShares |
Iboxx Hi Yd ETF |
464288513 |
6,620 |
73,879 |
SH |
|
DFND |
1 |
0 |
73,879 |
0 |
| IShares |
JP Mor Em Mk ETF |
464288281 |
8,336 |
75,985 |
SH |
|
DFND |
1 |
0 |
75,985 |
0 |
| IShares TR |
Core US AggBd ET |
464287226 |
5,790 |
52,583 |
SH |
|
DFND |
1 |
0 |
52,583 |
0 |
| IShares TR |
MSCI Emg Mkt ETF |
464287234 |
3,305 |
84,127 |
SH |
|
DFND |
1 |
0 |
84,127 |
0 |
| IShares TR |
MSCI Eafe ETF |
464287465 |
4,131 |
67,898 |
SH |
|
DFND |
1 |
0 |
67,898 |
0 |
| IShares TR |
Russell 2000 ETF |
464287655 |
2,076 |
17,349 |
SH |
|
DFND |
1 |
0 |
17,349 |
0 |
| IShares TR |
TIPS Bd ETF |
464287176 |
10,191 |
90,979 |
SH |
|
DFND |
1 |
0 |
90,979 |
0 |
| IShares TR |
U.S. Real Es ETF |
464287739 |
1,606 |
20,902 |
SH |
|
DFND |
1 |
0 |
20,902 |
0 |
| Masonite Intl Corp New |
Com |
575385109 |
86,003 |
1,399,327 |
SH |
|
DFND |
1 |
0 |
1,399,327 |
0 |
| Natural Resource Partners L |
Com Unit L P |
63900P103 |
18,520 |
2,002,202 |
SH |
|
DFND |
1 |
0 |
2,002,202 |
0 |
| Nielsen Holdings N V |
Com |
N63218106 |
107,657 |
2,406,819 |
SH |
|
DFND |
1, 2 |
0 |
2,406,819 |
0 |
| Nielsen Holdings N V |
Com |
N63218106 |
490,437 |
10,964,390 |
SH |
|
DFND |
1 |
0 |
10,964,390 |
0 |
| Niska Gas Storage Partners L |
Unit Ltd Liabi |
654678101 |
60,574 |
20,464,246 |
SH |
|
DFND |
1 |
0 |
20,464,246 |
0 |
| Pattern Energy Group Inc |
Cl A |
70338P100 |
161,640 |
6,554,738 |
SH |
|
DFND |
1 |
0 |
6,554,738 |
0 |
| Powershares Db Cmdty Idx Tra |
Unit Ben Int |
73935S105 |
1,994 |
108,059 |
SH |
|
DFND |
1 |
0 |
108,059 |
0 |
| Powershares Global ETF Trust |
Sovereign Debt |
73936T573 |
7,435 |
264,041 |
SH |
|
DFND |
1 |
0 |
264,041 |
0 |
| ProShares Tr |
Pshs Ultsh 20yrs |
74347B201 |
4,211 |
90,775 |
SH |
|
DFND |
1 |
0 |
90,775 |
0 |
| RTI Intl Metals Inc |
Com |
74973W107 |
51,319 |
2,031,615 |
SH |
|
DFND |
1 |
0 |
2,031,615 |
0 |
| Sandridge Energy Inc |
Com |
80007P307 |
93,495 |
51,370,888 |
SH |
|
DFND |
1 |
0 |
51,370,888 |
0 |
| Sequential Brands Group Inc |
Com New |
817340201 |
83,253 |
6,369,812 |
SH |
|
DFND |
1 |
0 |
6,369,812 |
0 |
| SPDR S&P 500 ETF Tr |
Tr Unit |
78462F103 |
5,406 |
26,308 |
SH |
|
DFND |
1 |
0 |
26,308 |
0 |
| SPDR Series Trust |
Brc Hgh Yld Bd |
78464A417 |
2,591 |
67,112 |
SH |
|
DFND |
1 |
0 |
67,112 |
0 |
| Superior Energy Svcs Inc |
Com |
868157108 |
18,436 |
914,934 |
SH |
|
DFND |
1 |
0 |
914,934 |
0 |
| Terraform Pwr Inc |
Cl A Com |
88104R100 |
180,339 |
5,840,000 |
SH |
|
DFND |
1 |
0 |
5,840,000 |
0 |
| USA Compression Partners LP |
Comunit Ltdpar |
90290N109 |
81,323 |
4,901,910 |
SH |
|
DFND |
1 |
0 |
4,481,820 |
0 |
| Vanguard Bd Index Fd Inc |
Total Bnd Mrkt |
921937835 |
8,082 |
98,116 |
SH |
|
DFND |
1 |
0 |
98,116 |
0 |
| Vanguard Charlotte Fds |
Intl Bd Idx ETF |
92203J407 |
2,832 |
53,319 |
SH |
|
DFND |
1 |
0 |
53,319 |
0 |
| Vanguard Index Fds |
Reit ETF |
922908553 |
2,905 |
35,870 |
SH |
|
DFND |
1 |
0 |
35,870 |
0 |
| Vanguard Intl Equity Index F |
Ftse Emr Mkt ETF |
922042858 |
1,755 |
43,853 |
SH |
|
DFND |
1 |
0 |
43,853 |
0 |
| Vanguard Tax Managed Intl Fd |
Ftse Dev Mkt ETF |
921943858 |
1,836 |
48,469 |
SH |
|
DFND |
1 |
0 |
48,469 |
0 |
| Weatherford Intl Plc |
Ord Shs |
G48833100 |
11,450 |
1,000,000 |
SH |
|
DFND |
1 |
0 |
1,000,000 |
0 |
| Wesco Aircraft Hldgs Inc |
Com |
950814103 |
326,156 |
23,330,183 |
SH |
|
DFND |
1 |
0 |
23,330,183 |
0 |
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