Close

Form 13F-HR CAXTON ASSOCIATES LP For: Sep 30

FREE Breaking News Alerts from StreetInsider.com!

E-mail Address

StreetInsider.com Top Tickers, 4/19/2024

1. NFLX
2. TSM
3. ISRG
4. SPY
5. INFY
6. SNV
7. TSLA
8. SMCI
9. SLB
10. PPG


November 14, 2016 4:59 PM EST

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
Report for the Calendar Year or Quarter Ended: 09-30-2016
Check here if Amendment   Amendment Number:
This Amendment (Check only one.):   is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: CAXTON ASSOCIATES LP
Address: PRINCETON PLAZA, BUILDING 2
731 ALEXANDER ROAD
PRINCETON , NJ08540
Form 13F File Number: 028-02856

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: SCOTT BERNSTEIN
Title: GENERAL COUNSEL
Phone: 212-593-7700
Signature, Place, and Date of Signing:
SCOTT BERNSTEIN, GENERAL COUNSEL PRINCETON , NJ 11-11-2016
[Signature] [City, State] [Date]
Report Type (Check only one.):
X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 180
Form 13F Information Table Value Total: 2,957,389
(thousands)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name

List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No. Form 13F File Number Name

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ADECOAGRO S A COM L00849106 7,483 655,823 SH SOLE 655,823 0 0
ADVANCE AUTO PARTS INC COM 00751Y106 5,965 40,000 SH SOLE 40,000 0 0
ADVANCED MICRO DEVICES INC COM 007903107 1,036 149,900 SH SOLE 149,900 0 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 4,507 42,600 SH SOLE 42,600 0 0
ALLEGION PUB LTD CO ORD SHS G0176J109 4,824 70,000 SH SOLE 70,000 0 0
ALPHABET INC CAP STK CL C 02079K107 3,886 5,000 SH SOLE 5,000 0 0
AMAZON COM INC COM 023135106 3,768 4,500 SH SOLE 4,500 0 0
AMERICAN INTL GROUP INC COM NEW 026874784 3,560 60,000 SH SOLE 60,000 0 0
ASHLAND GLOBAL HLDGS INC COM 044186104 6,957 60,000 SH SOLE 60,000 0 0
AXALTA COATING SYS LTD COM G0750C108 4,241 150,000 SH SOLE 150,000 0 0
BANCO MACRO SA SPON ADR B 05961W105 8,841 112,987 SH SOLE 112,987 0 0
BANK AMER CORP COM 060505104 3,913 250,000 SH SOLE 250,000 0 0
BARRICK GOLD CORP COM 067901108 98,169 5,540,000 SH SOLE 5,540,000 0 0
BBVA BANCO FRANCES S A SPONSORED ADR 07329M100 2,438 122,583 SH SOLE 122,583 0 0
BLUE BUFFALO PET PRODS INC COM 09531U102 1,901 80,000 SH SOLE 80,000 0 0
BOYD GAMING CORP COM 103304101 1,484 75,000 SH SOLE 75,000 0 0
BROADCOM LTD SHS Y09827109 1,725 10,000 SH SOLE 10,000 0 0
CALPINE CORP COM NEW 131347304 2,212 175,000 SH SOLE 175,000 0 0
CANADIAN PAC RY LTD COM 13645T100 6,108 40,000 SH SOLE 40,000 0 0
CARLISLE COS INC COM 142339100 5,129 50,000 SH SOLE 50,000 0 0
CARNIVAL CORP UNIT 99/99/9999 143658300 2,441 50,000 SH SOLE 50,000 0 0
CARNIVAL CORP UNIT 99/99/9999 143658300 4,882 100,000 SH Call SOLE 100,000 0 0
CELANESE CORP DEL COM SER A 150870103 7,322 110,000 SH SOLE 110,000 0 0
CF INDS HLDGS INC COM 125269100 3,653 150,000 SH SOLE 150,000 0 0
CHEESECAKE FACTORY INC COM 163072101 4,350 86,886 SH SOLE 86,886 0 0
CHESAPEAKE ENERGY CORP COM 165167107 41,912 6,684,500 SH SOLE 6,684,500 0 0
CIMAREX ENERGY CO COM 171798101 3,359 25,000 SH SOLE 25,000 0 0
CITIGROUP INC COM NEW 172967424 4,723 100,000 SH SOLE 100,000 0 0
CITIZENS FINL GROUP INC COM 174610105 3,707 150,000 SH SOLE 150,000 0 0
COGNEX CORP COM 192422103 3,700 70,000 SH SOLE 70,000 0 0
COLGATE PALMOLIVE CO COM 194162103 17,794 240,000 SH SOLE 240,000 0 0
CONSTELLATION BRANDS INC CL A 21036P108 3,330 20,000 SH SOLE 20,000 0 0
COTY INC COM CL A 222070203 7,050 300,000 SH Call SOLE 300,000 0 0
COTY INC COM CL A 222070203 7,638 325,000 SH SOLE 325,000 0 0
CSRA INC COM 12650T104 12,105 450,000 SH SOLE 450,000 0 0
CSX CORP COM 126408103 4,575 150,000 SH SOLE 150,000 0 0
DANAHER CORP DEL COM 235851102 9,407 120,000 SH SOLE 120,000 0 0
DOLLAR TREE INC COM 256746108 18,943 240,000 SH SOLE 240,000 0 0
DR PEPPER SNAPPLE GROUP INC COM 26138E109 3,652 40,000 SH SOLE 40,000 0 0
DUNKIN BRANDS GROUP INC COM 265504100 2,604 50,000 SH SOLE 50,000 0 0
DYNEGY INC NEW DEL COM 26817R108 2,974 240,000 SH SOLE 240,000 0 0
ELDORADO GOLD CORP NEW COM 284902103 1,179 300,000 SH SOLE 300,000 0 0
ELECTRONIC ARTS INC COM 285512109 8,651 101,300 SH SOLE 101,300 0 0
FIVE BELOW INC COM 33829M101 2,265 56,225 SH SOLE 56,225 0 0
FORTIVE CORP COM 34959J108 8,908 175,000 SH SOLE 175,000 0 0
GLOBAL X FDS GB MSCI AR ETF 37950E259 1,163 48,687 SH SOLE 48,687 0 0
GOLDCORP INC NEW COM 380956409 5,782 350,000 SH SOLE 350,000 0 0
GOODYEAR TIRE & RUBR CO COM 382550101 11,305 350,000 SH Put SOLE 350,000 0 0
GRACE W R & CO DEL NEW COM 38388F108 4,428 60,000 SH SOLE 60,000 0 0
GRUPO FINANCIERO GALICIA S A SP ADR 10 SH B 399909100 8,237 264,765 SH SOLE 264,765 0 0
HAIN CELESTIAL GROUP INC COM 405217100 3,558 100,000 SH SOLE 100,000 0 0
HAIN CELESTIAL GROUP INC COM 405217100 7,116 200,000 SH Call SOLE 200,000 0 0
HALLIBURTON CO COM 406216101 2,244 50,000 SH SOLE 50,000 0 0
HARLEY DAVIDSON INC COM 412822108 1,052 20,000 SH Call SOLE 20,000 0 0
HARLEY DAVIDSON INC COM 412822108 2,892 55,000 SH SOLE 55,000 0 0
HD SUPPLY HLDGS INC COM 40416M105 4,797 150,000 SH Put SOLE 150,000 0 0
HERSHEY CO COM 427866108 12,285 128,500 SH SOLE 128,500 0 0
HERSHEY CO COM 427866108 16,730 175,000 SH Call SOLE 175,000 0 0
HESS CORP COM 42809H107 2,145 40,000 SH SOLE 40,000 0 0
HEWLETT PACKARD ENTERPRISE C COM 42824C109 4,441 195,200 SH SOLE 195,200 0 0
HILTON WORLDWIDE HLDGS INC COM 43300A104 20,064 875,000 SH Put SOLE 875,000 0 0
HOLLYFRONTIER CORP COM 436106108 1,715 70,000 SH SOLE 70,000 0 0
HOME DEPOT INC COM 437076102 6,434 50,000 SH Call SOLE 50,000 0 0
HOME DEPOT INC COM 437076102 20,589 160,000 SH SOLE 160,000 0 0
HUNTSMAN CORP COM 447011107 5,288 325,000 SH SOLE 325,000 0 0
INTL PAPER CO COM 460146103 9,596 200,000 SH SOLE 200,000 0 0
IRSA INVERSIONES Y REP S A GLOBL DEP RCPT 450047204 1,388 73,071 SH SOLE 73,071 0 0
ISHARES MSCI BRZ CAP ETF 464286400 3,057 90,625 SH SOLE 90,625 0 0
ISHARES TR IBOXX HI YD ETF 464288513 4,363 50,000 SH SOLE 50,000 0 0
ISHARES TR CHINA LG-CAP ETF 464287184 5,702 150,000 SH SOLE 150,000 0 0
ISHARES TR MSCI EMG MKT ETF 464287234 13,108 350,000 SH Call SOLE 350,000 0 0
ISHARES TR MSCI EMG MKT ETF 464287234 22,833 609,700 SH SOLE 609,700 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 30,568 246,100 SH SOLE 246,100 0 0
ISHARES TR MSCI EMG MKT ETF 464287234 35,578 950,000 SH Put SOLE 950,000 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 58,379 470,000 SH Put SOLE 470,000 0 0
ISHARES TR IBOXX HI YD ETF 464288513 287,958 3,300,000 SH Put SOLE 3,300,000 0 0
JOHNSON CTLS INTL PLC SHS G51502105 10,469 225,000 SH SOLE 225,000 0 0
JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 1,575 50,000 SH SOLE 50,000 0 0
KANSAS CITY SOUTHERN COM NEW 485170302 4,666 50,000 SH Put SOLE 50,000 0 0
KRAFT HEINZ CO COM 500754106 22,378 250,000 SH Call SOLE 250,000 0 0
KRAFT HEINZ CO COM 500754106 198,491 2,217,530 SH SOLE 2,217,530 0 0
KROGER CO COM 501044101 9,646 325,000 SH Call SOLE 325,000 0 0
KROGER CO COM 501044101 26,712 900,000 SH SOLE 900,000 0 0
LINE CORP SPONSORED ADR 53567X101 1,283 26,500 SH SOLE 26,500 0 0
LOCKHEED MARTIN CORP COM 539830109 4,794 20,000 SH SOLE 20,000 0 0
LOWES COS INC COM 548661107 10,832 150,000 SH SOLE 150,000 0 0
LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 5,646 70,000 SH SOLE 70,000 0 0
MACYS INC COM 55616P104 5,558 150,000 SH SOLE 150,000 0 0
MACYS INC COM 55616P104 7,410 200,000 SH Call SOLE 200,000 0 0
MARATHON PETE CORP COM 56585A102 1,624 40,000 SH SOLE 40,000 0 0
MARRIOTT INTL INC NEW CL A 571903202 7,817 116,100 SH SOLE 116,100 0 0
MGM GROWTH PPTYS LLC CL A COM 55303A105 13,439 515,480 SH SOLE 515,480 0 0
MGM RESORTS INTERNATIONAL COM 552953101 10,412 400,000 SH Call SOLE 400,000 0 0
MGM RESORTS INTERNATIONAL COM 552953101 18,872 725,000 SH SOLE 725,000 0 0
MICRON TECHNOLOGY INC COM 595112103 4,057 228,200 SH SOLE 228,200 0 0
MICROSOFT CORP COM 594918104 33,638 584,000 SH SOLE 584,000 0 0
MOHAWK INDS INC COM 608190104 7,012 35,000 SH SOLE 35,000 0 0
MOLSON COORS BREWING CO CL B 60871R209 13,725 125,000 SH Call SOLE 125,000 0 0
MOLSON COORS BREWING CO CL B 60871R209 23,607 215,000 SH SOLE 215,000 0 0
MONSANTO CO NEW COM 61166W101 20,440 200,000 SH Call SOLE 200,000 0 0
MONSTER BEVERAGE CORP NEW COM 61174X109 14,681 100,000 SH Call SOLE 100,000 0 0
MONSTER BEVERAGE CORP NEW COM 61174X109 216,885 1,477,315 SH SOLE 1,477,315 0 0
NETEASE INC SPONSORED ADR 64110W102 903 3,750 SH SOLE 3,750 0 0
NEWELL BRANDS INC COM 651229106 8,952 170,000 SH SOLE 170,000 0 0
NIKE INC CL B 654106103 7,898 150,000 SH Put SOLE 150,000 0 0
NOBLE ENERGY INC COM 655044105 3,038 85,000 SH SOLE 85,000 0 0
NORDSTROM INC COM 655664100 5,447 105,000 SH SOLE 105,000 0 0
NORFOLK SOUTHERN CORP COM 655844108 3,882 40,000 SH SOLE 40,000 0 0
NVIDIA CORP COM 67066G104 1,103 16,100 SH SOLE 16,100 0 0
ORBITAL ATK INC COM 68557N103 6,098 80,000 SH SOLE 80,000 0 0
OVERSEAS SHIPHOLDING GROUP I CL A NEW 69036R863 13,827 1,308,091 SH SOLE 1,308,091 0 0
PAMPA ENERGIA S A SPONS ADR LVL I 697660207 7,920 244,454 SH SOLE 244,454 0 0
PANERA BREAD CO CL A 69840W108 4,868 25,000 SH SOLE 25,000 0 0
PATTERSON UTI ENERGY INC COM 703481101 1,119 50,000 SH SOLE 50,000 0 0
PENNEY J C INC COM 708160106 1,383 150,000 SH SOLE 150,000 0 0
PETROBRAS ARGENTINA S A SPONS ADR 71646J109 68 10,374 SH SOLE 10,374 0 0
PHILIP MORRIS INTL INC COM 718172109 5,347 55,000 SH SOLE 55,000 0 0
PIONEER NAT RES CO COM 723787107 3,713 20,000 SH SOLE 20,000 0 0
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 5,936 50,000 SH SOLE 50,000 0 0
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 59,360 500,000 SH Put SOLE 500,000 0 0
PRAXAIR INC COM 74005P104 6,042 50,000 SH SOLE 50,000 0 0
PROCTER AND GAMBLE CO COM 742718109 2,693 30,000 SH SOLE 30,000 0 0
PVH CORP COM 693656100 12,155 110,000 SH SOLE 110,000 0 0
RAYTHEON CO COM NEW 755111507 9,529 70,000 SH SOLE 70,000 0 0
RESTAURANT BRANDS INTL INC COM 76131D103 2,229 50,000 SH SOLE 50,000 0 0
RESTORATION HARDWARE HLDGS I COM 761283100 3,458 100,000 SH Call SOLE 100,000 0 0
RICE ENERGY INC COM 762760106 6,528 250,000 SH SOLE 250,000 0 0
SCHLUMBERGER LTD COM 806857108 3,932 50,000 SH SOLE 50,000 0 0
SCORPIO TANKERS INC SHS Y7542C106 4,167 900,000 SH SOLE 900,000 0 0
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 2,661 50,000 SH Put SOLE 50,000 0 0
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 12,006 150,000 SH Put SOLE 150,000 0 0
SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 57,214 1,745,934 SH SOLE 1,745,934 0 0
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 64,997 920,500 SH SOLE 920,500 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 242,167 12,547,500 SH SOLE 12,547,500 0 0
SEMGROUP CORP CL A 81663A105 3,536 100,000 SH SOLE 100,000 0 0
SERVICE CORP INTL COM 817565104 6,635 250,000 SH SOLE 250,000 0 0
SHERWIN WILLIAMS CO COM 824348106 10,375 37,500 SH SOLE 37,500 0 0
SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 1,802 67,000 SH SOLE 67,000 0 0
SOUTHWEST AIRLS CO COM 844741108 3,889 100,000 SH SOLE 100,000 0 0
SPDR GOLD TRUST GOLD SHS 78463V107 15,515 123,486 SH SOLE 123,486 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 36,275 167,709 SH SOLE 167,709 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 63,809 295,000 SH Put SOLE 295,000 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 324,450 1,500,000 SH Call SOLE 1,500,000 0 0
SPDR SERIES TRUST S&P RETAIL ETF 78464A714 8,710 200,000 SH Put SOLE 200,000 0 0
STARBUCKS CORP COM 855244109 18,678 345,000 SH SOLE 345,000 0 0
STARBUCKS CORP COM 855244109 35,191 650,000 SH Call SOLE 650,000 0 0
SUMMIT MATLS INC CL A 86614U100 17,808 960,000 SH SOLE 960,000 0 0
SUNPOWER CORP COM 867652406 1,338 150,000 SH SOLE 150,000 0 0
SUPERIOR ENERGY SVCS INC COM 868157108 1,432 80,000 SH SOLE 80,000 0 0
SWIFT TRANSN CO CL A 87074U101 2,147 100,000 SH Put SOLE 100,000 0 0
TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 2,254 50,000 SH Call SOLE 50,000 0 0
TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 4,387 97,322 SH SOLE 97,322 0 0
TARGA RES CORP COM 87612G101 3,438 70,000 SH SOLE 70,000 0 0
TARGA RES CORP COM 87612G101 14,733 300,000 SH Call SOLE 300,000 0 0
TECK RESOURCES LTD CL B 878742204 5,409 300,000 SH SOLE 300,000 0 0
TESORO CORP COM 881609101 6,763 85,000 SH SOLE 85,000 0 0
TJX COS INC NEW COM 872540109 4,861 65,000 SH SOLE 65,000 0 0
TWITTER INC COM 90184L102 2,536 110,000 SH SOLE 110,000 0 0
ULTA SALON COSMETCS & FRAG I COM 90384S303 8,329 35,000 SH SOLE 35,000 0 0
UNITED STATES OIL FUND LP UNITS 91232N108 10,930 1,000,000 SH Call SOLE 1,000,000 0 0
UNIVERSAL DISPLAY CORP COM 91347P105 4,185 75,400 SH SOLE 75,400 0 0
VALERO ENERGY CORP NEW COM 91913Y100 1,060 20,000 SH SOLE 20,000 0 0
VALVOLINE INC COM 92047W101 470 20,000 SH SOLE 20,000 0 0
VANECK VECTORS ETF TR RUSSIA ETF 92189F403 4,690 250,000 SH SOLE 250,000 0 0
VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 9,251 350,000 SH SOLE 350,000 0 0
VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 22,145 500,000 SH Call SOLE 500,000 0 0
WAL-MART STORES INC COM 931142103 1,082 15,000 SH Put SOLE 15,000 0 0
WASTE MGMT INC DEL COM 94106L109 3,826 60,000 SH SOLE 60,000 0 0
WEATHERFORD INTL PLC ORD SHS G48833100 1,405 250,000 SH SOLE 250,000 0 0
WESTERN DIGITAL CORP COM 958102105 1,497 25,600 SH SOLE 25,600 0 0
WESTERN REFNG INC COM 959319104 1,323 50,000 SH SOLE 50,000 0 0
WESTLAKE CHEM CORP COM 960413102 2,675 50,000 SH SOLE 50,000 0 0
WEYERHAEUSER CO COM 962166104 6,388 200,000 SH SOLE 200,000 0 0
WHITING PETE CORP NEW COM 966387102 1,748 200,000 SH SOLE 200,000 0 0
WILLIAMS COS INC DEL COM 969457100 5,224 170,000 SH SOLE 170,000 0 0
WISDOMTREE TR JAPN HEDGE EQT 97717W851 3,540 82,500 SH SOLE 82,500 0 0
WYNDHAM WORLDWIDE CORP COM 98310W108 8,416 125,000 SH Put SOLE 125,000 0 0
WYNN RESORTS LTD COM 983134107 6,332 65,000 SH SOLE 65,000 0 0
YAHOO INC COM 984332106 1,078 25,000 SH SOLE 25,000 0 0
YUM BRANDS INC COM 988498101 5,449 60,000 SH SOLE 60,000 0 0

Serious News for Serious Traders! Try StreetInsider.com Premium Free!

You May Also Be Interested In





Related Categories

SEC Filings

Related Entities

Caxton Associates