Form 13F-HR CAXTON ASSOCIATES LP For: Mar 31
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The Securities and Exchange Commission has not necessarily reviewed
the information in this filing and has not determined if it is
accurate and complete.
The reader should not assume that the information is accurate
and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F
FORM 13F COVER PAGE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average burden |
hours per response: |
23.8 |
|
|
Report for the Calendar Year or Quarter Ended: |
03-31-2016 |
Check here if Amendment |
|
Amendment Number: |
|
This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
Institutional Investment Manager Filing
this Report: |
Name: |
CAXTON ASSOCIATES LP |
Address: |
PRINCETON PLAZA, BUILDING 2 |
|
731 ALEXANDER ROAD |
|
|
|
PRINCETON
,
NJ08540
|
Form 13F File Number: |
028-02856 |
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
Person Signing this Report on Behalf of
Reporting Manager: |
Name: |
SCOTT BERNSTEIN |
Title: |
GENERAL COUNSEL |
Phone: |
212-593-7700 |
Signature, Place, and Date of Signing: |
SCOTT BERNSTEIN, GENERAL COUNSEL |
PRINCETON
,
NJ
|
03-31-2016 |
[Signature] |
[City, State] |
[Date] |
|
Report Type (Check only one.): |
X |
13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.) |
|
13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other reporting
manager(s).) |
|
13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in this
report and a portion are reported by other reporting manager(s).) |
Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included
Managers: |
0 |
|
|
|
Form 13F Information Table Entry Total: |
112 |
|
Form 13F Information Table Value Total: |
1,416,381 |
|
(thousands) |
|
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
|
|
|
Form 13F File Number |
Name |
List of Other Included
Managers: |
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the
manager filing this report.
|
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.]
|
|
No. |
Form 13F File Number |
Name |
The Securities and Exchange Commission has not necessarily
reviewed the information in this filing and has not determined
if it is accurate and complete.
The reader should not assume that the information is
accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 FORM 13F
FORM 13F INFORMATION TABLE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average
burden |
hours per response:
|
23.8 |
|
|
COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
ADECOAGRO S A |
COM |
L00849106 |
4,242 |
367,305 |
SH |
|
SOLE |
|
367,305 |
0 |
0 |
ALLEGION PUB LTD CO |
ORD SHS |
G0176J109 |
2,548 |
40,000 |
SH |
|
SOLE |
|
40,000 |
0 |
0 |
ALLISON TRANSMISSION HLDGS I |
COM |
01973R101 |
1,889 |
70,000 |
SH |
|
SOLE |
|
70,000 |
0 |
0 |
ALLSTATE CORP |
COM |
020002101 |
1,011 |
15,000 |
SH |
|
SOLE |
|
15,000 |
0 |
0 |
ALPHABET INC |
CAP STK CL A |
02079K305 |
10,223 |
13,400 |
SH |
|
SOLE |
|
13,400 |
0 |
0 |
ALPHABET INC |
CAP STK CL C |
02079K107 |
10,429 |
14,000 |
SH |
|
SOLE |
|
14,000 |
0 |
0 |
AMAZON COM INC |
COM |
023135106 |
3,859 |
6,500 |
SH |
|
SOLE |
|
6,500 |
0 |
0 |
AMETEK INC NEW |
COM |
031100100 |
4,998 |
100,000 |
SH |
|
SOLE |
|
100,000 |
0 |
0 |
ANADARKO PETE CORP |
COM |
032511107 |
2,561 |
55,000 |
SH |
|
SOLE |
|
55,000 |
0 |
0 |
ASML HOLDING N V |
N Y REGISTRY SHS |
N07059210 |
13,051 |
130,000 |
SH |
Put |
SOLE |
|
130,000 |
0 |
0 |
BALL CORP |
COM |
058498106 |
4,634 |
65,000 |
SH |
|
SOLE |
|
65,000 |
0 |
0 |
BANCO MACRO SA |
SPON ADR B |
05961W105 |
7,258 |
112,586 |
SH |
|
SOLE |
|
112,586 |
0 |
0 |
BANK AMER CORP |
COM |
060505104 |
6,160 |
455,650 |
SH |
|
SOLE |
|
455,650 |
0 |
0 |
BANK NEW YORK MELLON CORP |
COM |
064058100 |
4,604 |
125,000 |
SH |
|
SOLE |
|
125,000 |
0 |
0 |
BARCLAYS BK PLC |
IPATH S&P500 VIX |
06742E711 |
5,022 |
285,000 |
SH |
|
SOLE |
|
285,000 |
0 |
0 |
BARRICK GOLD CORP |
COM |
067901108 |
206,416 |
15,200,000 |
SH |
Call |
SOLE |
|
15,200,000 |
0 |
0 |
BARRICK GOLD CORP |
COM |
067901108 |
157,077 |
11,566,800 |
SH |
|
SOLE |
|
11,566,800 |
0 |
0 |
BBVA BANCO FRANCES S A |
SPONSORED ADR |
07329M100 |
2,446 |
122,483 |
SH |
|
SOLE |
|
122,483 |
0 |
0 |
BLOOMIN BRANDS INC |
COM |
094235108 |
6,748 |
400,000 |
SH |
|
SOLE |
|
400,000 |
0 |
0 |
BUFFALO WILD WINGS INC |
COM |
119848109 |
11,109 |
75,000 |
SH |
|
SOLE |
|
75,000 |
0 |
0 |
BURLINGTON STORES INC |
COM |
122017106 |
8,436 |
150,000 |
SH |
|
SOLE |
|
150,000 |
0 |
0 |
CITIGROUP INC |
COM NEW |
172967424 |
2,104 |
50,400 |
SH |
|
SOLE |
|
50,400 |
0 |
0 |
CITIZENS FINL GROUP INC |
COM |
174610105 |
4,190 |
200,000 |
SH |
|
SOLE |
|
200,000 |
0 |
0 |
COCA COLA CO |
COM |
191216100 |
80,394 |
1,733,000 |
SH |
|
SOLE |
|
1,733,000 |
0 |
0 |
CROWN HOLDINGS INC |
COM |
228368106 |
4,711 |
95,000 |
SH |
|
SOLE |
|
95,000 |
0 |
0 |
CSRA INC |
COM |
12650T104 |
3,766 |
140,000 |
SH |
|
SOLE |
|
140,000 |
0 |
0 |
CYBERARK SOFTWARE LTD |
SHS |
M2682V108 |
12,192 |
286,000 |
SH |
|
SOLE |
|
286,000 |
0 |
0 |
DANAHER CORP DEL |
COM |
235851102 |
1,423 |
15,000 |
SH |
|
SOLE |
|
15,000 |
0 |
0 |
DEVON ENERGY CORP NEW |
COM |
25179M103 |
2,332 |
85,000 |
SH |
|
SOLE |
|
85,000 |
0 |
0 |
DOLLAR GEN CORP NEW |
COM |
256677105 |
6,206 |
72,500 |
SH |
|
SOLE |
|
72,500 |
0 |
0 |
DYNEGY INC NEW DEL |
COM |
26817R108 |
1,437 |
100,000 |
SH |
|
SOLE |
|
100,000 |
0 |
0 |
ECOLAB INC |
COM |
278865100 |
3,903 |
35,000 |
SH |
|
SOLE |
|
35,000 |
0 |
0 |
ENCANA CORP |
COM |
292505104 |
1,035 |
170,000 |
SH |
|
SOLE |
|
170,000 |
0 |
0 |
EURONAV NV ANTWERPEN |
SHS |
B38564108 |
1,024 |
100,000 |
SH |
|
SOLE |
|
100,000 |
0 |
0 |
FACEBOOK INC |
CL A |
30303M102 |
3,994 |
35,000 |
SH |
|
SOLE |
|
35,000 |
0 |
0 |
FERROGLOBE PLC |
SHS |
G33856108 |
441 |
50,000 |
SH |
|
SOLE |
|
50,000 |
0 |
0 |
FRANKLIN RES INC |
COM |
354613101 |
2,148 |
55,000 |
SH |
|
SOLE |
|
55,000 |
0 |
0 |
FREEPORT-MCMORAN INC |
CL B |
35671D857 |
25,095 |
2,427,000 |
SH |
|
SOLE |
|
2,427,000 |
0 |
0 |
GAMING & LEISURE PPTYS INC |
COM |
36467J108 |
773 |
25,000 |
SH |
|
SOLE |
|
25,000 |
0 |
0 |
GLOBAL X FDS |
GB MSCI AR ETF |
37950E259 |
1,327 |
68,687 |
SH |
|
SOLE |
|
68,687 |
0 |
0 |
GOLDCORP INC NEW |
COM |
380956409 |
10,582 |
652,000 |
SH |
|
SOLE |
|
652,000 |
0 |
0 |
GOLDMAN SACHS GROUP INC |
COM |
38141G104 |
11,221 |
71,480 |
SH |
|
SOLE |
|
71,480 |
0 |
0 |
GRACE W R & CO DEL NEW |
COM |
38388F108 |
4,271 |
60,000 |
SH |
|
SOLE |
|
60,000 |
0 |
0 |
GRUPO FINANCIERO GALICIA S A |
SP ADR 10 SH B |
399909100 |
7,601 |
268,580 |
SH |
|
SOLE |
|
268,580 |
0 |
0 |
HARTFORD FINL SVCS GROUP INC |
COM |
416515104 |
2,304 |
50,000 |
SH |
|
SOLE |
|
50,000 |
0 |
0 |
HOLLYFRONTIER CORP |
COM |
436106108 |
1,060 |
30,000 |
SH |
|
SOLE |
|
30,000 |
0 |
0 |
HOME DEPOT INC |
COM |
437076102 |
2,335 |
17,500 |
SH |
|
SOLE |
|
17,500 |
0 |
0 |
HONEYWELL INTL INC |
COM |
438516106 |
2,241 |
20,000 |
SH |
|
SOLE |
|
20,000 |
0 |
0 |
INFINERA CORPORATION |
COM |
45667G103 |
11,644 |
725,000 |
SH |
|
SOLE |
|
725,000 |
0 |
0 |
IRSA INVERSIONES Y REP S A |
GLOBL DEP RCPT |
450047204 |
865 |
57,833 |
SH |
|
SOLE |
|
57,833 |
0 |
0 |
ISHARES TR |
RUSSELL 2000 ETF |
464287655 |
11,063 |
100,000 |
SH |
Put |
SOLE |
|
100,000 |
0 |
0 |
ISHARES TR |
CHINA LG-CAP ETF |
464287184 |
6,348 |
188,000 |
SH |
|
SOLE |
|
188,000 |
0 |
0 |
ISHARES TR |
MSCI EMG MKT ETF |
464287234 |
25,688 |
750,000 |
SH |
Call |
SOLE |
|
750,000 |
0 |
0 |
ISHARES TR |
MSCI EMG MKT ETF |
464287234 |
25,688 |
750,000 |
SH |
Put |
SOLE |
|
750,000 |
0 |
0 |
ISHARES TR |
MSCI EMG MKT ETF |
464287234 |
25,848 |
754,700 |
SH |
|
SOLE |
|
754,700 |
0 |
0 |
KRAFT HEINZ CO |
COM |
500754106 |
15,712 |
200,000 |
SH |
Call |
SOLE |
|
200,000 |
0 |
0 |
KRAFT HEINZ CO |
COM |
500754106 |
251,117 |
3,196,500 |
SH |
|
SOLE |
|
3,196,500 |
0 |
0 |
LILLY ELI & CO |
COM |
532457108 |
898 |
12,471 |
SH |
|
SOLE |
|
12,471 |
0 |
0 |
LIONS GATE ENTMNT CORP |
COM NEW |
535919203 |
3,278 |
150,000 |
SH |
Call |
SOLE |
|
150,000 |
0 |
0 |
LIONS GATE ENTMNT CORP |
COM NEW |
535919203 |
6,555 |
300,000 |
SH |
|
SOLE |
|
300,000 |
0 |
0 |
LOWES COS INC |
COM |
548661107 |
758 |
10,000 |
SH |
|
SOLE |
|
10,000 |
0 |
0 |
MARATHON PETE CORP |
COM |
56585A102 |
2,789 |
75,000 |
SH |
|
SOLE |
|
75,000 |
0 |
0 |
MARKET VECTORS ETF TR |
GOLD MINER ETF |
57060U100 |
15,976 |
800,000 |
SH |
|
SOLE |
|
800,000 |
0 |
0 |
MCDONALDS CORP |
COM |
580135101 |
5,656 |
45,000 |
SH |
|
SOLE |
|
45,000 |
0 |
0 |
MOHAWK INDS INC |
COM |
608190104 |
3,818 |
20,000 |
SH |
|
SOLE |
|
20,000 |
0 |
0 |
MOLSON COORS BREWING CO |
CL B |
60871R209 |
11,542 |
120,000 |
SH |
|
SOLE |
|
120,000 |
0 |
0 |
MONDELEZ INTL INC |
CL A |
609207105 |
8,626 |
215,000 |
SH |
|
SOLE |
|
215,000 |
0 |
0 |
MONSTER BEVERAGE CORP NEW |
COM |
61174X109 |
132,180 |
991,000 |
SH |
|
SOLE |
|
991,000 |
0 |
0 |
MORGAN STANLEY |
COM NEW |
617446448 |
1,956 |
78,200 |
SH |
|
SOLE |
|
78,200 |
0 |
0 |
NORTHROP GRUMMAN CORP |
COM |
666807102 |
3,018 |
15,250 |
SH |
|
SOLE |
|
15,250 |
0 |
0 |
NORWEGIAN CRUISE LINE HLDGS |
SHS |
G66721104 |
9,123 |
165,000 |
SH |
|
SOLE |
|
165,000 |
0 |
0 |
NUCOR CORP |
COM |
670346105 |
5,752 |
121,600 |
SH |
|
SOLE |
|
121,600 |
0 |
0 |
OLIN CORP |
COM PAR $1 |
680665205 |
1,911 |
110,000 |
SH |
|
SOLE |
|
110,000 |
0 |
0 |
ONEOK INC NEW |
COM |
682680103 |
1,194 |
40,000 |
SH |
|
SOLE |
|
40,000 |
0 |
0 |
ORBITAL ATK INC |
COM |
68557N103 |
2,174 |
25,000 |
SH |
|
SOLE |
|
25,000 |
0 |
0 |
OVERSEAS SHIPHOLDING GROUP I |
COM CL A |
69036R301 |
22,511 |
11,973,758 |
SH |
|
SOLE |
|
11,973,758 |
0 |
0 |
OWENS ILL INC |
COM NEW |
690768403 |
1,516 |
95,000 |
SH |
|
SOLE |
|
95,000 |
0 |
0 |
PAMPA ENERGIA S A |
SPONS ADR LVL I |
697660207 |
4,012 |
187,149 |
SH |
|
SOLE |
|
187,149 |
0 |
0 |
PBF ENERGY INC |
CL A |
69318G106 |
996 |
30,000 |
SH |
|
SOLE |
|
30,000 |
0 |
0 |
PEPSICO INC |
COM |
713448108 |
10,248 |
100,000 |
SH |
|
SOLE |
|
100,000 |
0 |
0 |
PETROBRAS ARGENTINA S A |
SPONS ADR |
71646J109 |
136 |
20,749 |
SH |
|
SOLE |
|
20,749 |
0 |
0 |
RAYTHEON CO |
COM NEW |
755111507 |
2,453 |
20,000 |
SH |
|
SOLE |
|
20,000 |
0 |
0 |
RESTORATION HARDWARE HLDGS I |
COM |
761283100 |
838 |
20,000 |
SH |
|
SOLE |
|
20,000 |
0 |
0 |
RICE ENERGY INC |
COM |
762760106 |
1,047 |
75,000 |
SH |
|
SOLE |
|
75,000 |
0 |
0 |
ROYAL CARIBBEAN CRUISES LTD |
COM |
V7780T103 |
1,643 |
20,000 |
SH |
|
SOLE |
|
20,000 |
0 |
0 |
SCHWAB CHARLES CORP NEW |
COM |
808513105 |
9,807 |
350,000 |
SH |
|
SOLE |
|
350,000 |
0 |
0 |
SCORPIO TANKERS INC |
SHS |
Y7542C106 |
2,332 |
400,000 |
SH |
|
SOLE |
|
400,000 |
0 |
0 |
SELECT SECTOR SPDR TR |
SBI INT-ENERGY |
81369Y506 |
3,095 |
50,000 |
SH |
Put |
SOLE |
|
50,000 |
0 |
0 |
SELECT SECTOR SPDR TR |
SBI INT-UTILS |
81369Y886 |
4,962 |
100,000 |
SH |
Put |
SOLE |
|
100,000 |
0 |
0 |
SENSATA TECHNOLOGIES HLDG NV |
SHS |
N7902X106 |
3,884 |
100,000 |
SH |
|
SOLE |
|
100,000 |
0 |
0 |
SHERWIN WILLIAMS CO |
COM |
824348106 |
4,270 |
15,000 |
SH |
|
SOLE |
|
15,000 |
0 |
0 |
SIGNET JEWELERS LIMITED |
SHS |
G81276100 |
10,853 |
87,500 |
SH |
|
SOLE |
|
87,500 |
0 |
0 |
SOUTHWEST AIRLS CO |
COM |
844741108 |
1,792 |
40,000 |
SH |
|
SOLE |
|
40,000 |
0 |
0 |
SOUTHWESTERN ENERGY CO |
COM |
845467109 |
1,614 |
200,000 |
SH |
|
SOLE |
|
200,000 |
0 |
0 |
SPDR SERIES TRUST |
S&P OILGAS EXP |
78464A730 |
3,035 |
100,000 |
SH |
Put |
SOLE |
|
100,000 |
0 |
0 |
STANLEY BLACK & DECKER INC |
COM |
854502101 |
4,208 |
40,000 |
SH |
|
SOLE |
|
40,000 |
0 |
0 |
SYNCHRONY FINL |
COM |
87165B103 |
2,866 |
100,000 |
SH |
|
SOLE |
|
100,000 |
0 |
0 |
TAKE-TWO INTERACTIVE SOFTWAR |
COM |
874054109 |
5,651 |
150,000 |
SH |
Call |
SOLE |
|
150,000 |
0 |
0 |
TAKE-TWO INTERACTIVE SOFTWAR |
COM |
874054109 |
9,983 |
265,000 |
SH |
|
SOLE |
|
265,000 |
0 |
0 |
TARGET CORP |
COM |
87612E106 |
2,057 |
25,000 |
SH |
|
SOLE |
|
25,000 |
0 |
0 |
TESORO CORP |
COM |
881609101 |
1,290 |
15,000 |
SH |
|
SOLE |
|
15,000 |
0 |
0 |
TEXTRON INC |
COM |
883203101 |
4,375 |
120,000 |
SH |
|
SOLE |
|
120,000 |
0 |
0 |
TUPPERWARE BRANDS CORP |
COM |
899896104 |
1,450 |
25,000 |
SH |
|
SOLE |
|
25,000 |
0 |
0 |
TYCO INTL PLC |
SHS |
G91442106 |
2,570 |
70,000 |
SH |
|
SOLE |
|
70,000 |
0 |
0 |
UNITED TECHNOLOGIES CORP |
COM |
913017109 |
5,005 |
50,000 |
SH |
|
SOLE |
|
50,000 |
0 |
0 |
VISA INC |
COM CL A |
92826C839 |
3,824 |
50,000 |
SH |
|
SOLE |
|
50,000 |
0 |
0 |
WABCO HLDGS INC |
COM |
92927K102 |
2,673 |
25,000 |
SH |
|
SOLE |
|
25,000 |
0 |
0 |
WHIRLPOOL CORP |
COM |
963320106 |
2,254 |
12,500 |
SH |
|
SOLE |
|
12,500 |
0 |
0 |
WHITEWAVE FOODS CO |
COM |
966244105 |
2,032 |
50,000 |
SH |
|
SOLE |
|
50,000 |
0 |
0 |
WYNN RESORTS LTD |
COM |
983134107 |
3,270 |
35,000 |
SH |
|
SOLE |
|
35,000 |
0 |
0 |
YPF SOCIEDAD ANONIMA |
SPON ADR CL D |
984245100 |
4,774 |
267,000 |
SH |
|
SOLE |
|
267,000 |
0 |
0 |
ZENDESK INC |
COM |
98936J101 |
1,047 |
50,000 |
SH |
|
SOLE |
|
50,000 |
0 |
0 |