UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number: 811-06557
---------------------------------------------
RidgeWorth Funds
-------------------------------------------------
(Exact name of registrant as specified in charter)
RidgeWorth Capital Management LLC
3333 Piedmont Road, Suite 1500
Atlanta, GA 30305
-------------------------------------------------
(Address of principal executive offices)(Zip code)
Julia R. Short
President
RidgeWorth Funds
3333 Piedmont Road, Suite 1500
Atlanta, GA 30305
(Name and Address of Agent for Service)
Copies to:
W. John McGuire, Esq. Thomas S. Harman, Esq.
Morgan, Lewis & Bockius LLP Morgan, Lewis & Bockius LLP
1111 Pennsylvania Avenue, NW 1111 Pennsylvania Avenue, NW
Washington, DC 20004 Washington, DC 20004
Registrant's telephone number, including area code: 1-888-784-3863
Date of fiscal year end: March 31
Date of reporting period: July 1, 2015 through June 30, 2016
Item 1. Proxy Voting Record.
Registrant Name : RidgeWorth Funds
Fund Name : RidgeWorth Aggressive Growth Allocation Strategy
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Registrant Name : RidgeWorth Funds
Fund Name : RidgeWorth Conservative Allocation Strategy
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Registrant Name : RidgeWorth Funds
Fund Name : RidgeWorth Growth Allocation Strategy
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Registrant Name : RidgeWorth Funds
Fund Name : RidgeWorth Moderate Allocation Strategy
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Registrant Name : RidgeWorth Funds
Fund Name : RidgeWorth Seix Georgia Tax-Exempt Bond Fund
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Registrant Name : RidgeWorth Funds
Fund Name : RidgeWorth Seix High Grade Municipal Bond Fund
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Registrant Name : RidgeWorth Funds
Fund Name : RidgeWorth Intermediate Bond Fund
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Registrant Name : RidgeWorth Funds
Fund Name : RidgeWorth Seix Core Bond Fund (On 7/31/15, the RidgeWorth
Intermediate Bond Fund merged into this fund) The fund did not vote proxies
relating to portfolio securities during the period covered by this report.
Registrant Name : RidgeWorth Funds
Fund Name : RidgeWorth Seix Investment Grade Tax-Exempt Bond Fund
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Registrant Name : RidgeWorth Funds
Fund Name : RidgeWorth Seix Short-Term Municipal Bond Fund
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Registrant Name : RidgeWorth Funds
Fund Name : RidgeWorth Seix North Carolina Tax-Exempt Bond Fund
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Registrant Name : RidgeWorth Funds
Fund Name : RidgeWorth Seix Short-Term Bond Fund
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Registrant Name : RidgeWorth Funds
Fund Name : RidgeWorth Seix Ultra-Short Bond Fund
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Registrant Name : RidgeWorth Funds
Fund Name : RidgeWorth Seix Virginia Intermediate Municipal Bond Fund
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Registrant Name : RidgeWorth Funds
Fund Name : RidgeWorth U.S. Government Securities Fund
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Registrant Name : RidgeWorth Funds
Fund Name : RidgeWorth U.S. Government Securities Ultra-Short Bond Fund
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Registrant Name : RidgeWorth Funds
Fund Name : RidgeWorth Seix Corporate Bond Fund
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Registrant Name : RidgeWorth Funds
Fund Name : RidgeWorth Seix Limited Duration Fund
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Registrant Name : RidgeWorth Funds
Fund Name : RidgeWorth Seix Total Return Bond Fund
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
SECTION
Registrant Name : RidgeWorth Funds
Fund Name : RidgeWorth Seix U.S. Mortgage Fund (On 7/31/15, the RidgeWorth U.S.
Government Securities Fund merged into this fund.)
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Registrant : RidgeWorth Funds
Fund Name : RidgeWorth Innovative Growth Stock Fund (formerly, Aggressive Growth
Stock Fund)
Alexion
Pharmaceuticals,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ALXN CUSIP 015351109 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Leonard Bell Mgmt For For For
2 Elect Felix Baker Mgmt For For For
3 Elect David R. Brennan Mgmt For For For
4 Elect M. Michele Burns Mgmt For For For
5 Elect Christopher J. Coughlin Mgmt For For For
6 Elect David Hallal Mgmt For For For
7 Elect John T. Mollen Mgmt For For For
8 Elect R. Douglas Norby Mgmt For For For
9 Elect Alvin S. Parven Mgmt For For For
10 Elect Andreas Rummelt Mgmt For For For
11 Elect Ann M. Veneman Mgmt For For For
12 Advisory Vote on Executive Compensation Mgmt For Against Against
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding Right To ShrHoldr Against For Against
Call A Special Meeting
-----------------------------------------------------------------------------------------------------------------------
Alibaba Group
Holding Limited
Ticker Security ID: Meeting Date Meeting Status
BABA CUSIP 01609W102 10/08/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Joseph C. Tsai Mgmt For Against Against
2 Elect Jonathan LU Zhaoxi Mgmt For Against Against
3 Elect J. Michael Evans Mgmt For Against Against
4 Elect Borje E. Ekholm Mgmt For For For
5 Elect Wan Ling Martello Mgmt For For For
6 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
-----------------------------------------------------------------------------------------------------------------------
Alliance Data
Systems
Corporation
Ticker Security ID: Meeting Date Meeting Status
ADS CUSIP 018581108 06/07/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Bruce K. Anderson Mgmt For For For
2 Elect Roger H. Ballou Mgmt For For For
3 Elect D. Keith Cobb Mgmt For For For
4 Elect E. Linn Draper, Jr. Mgmt For For For
5 Elect Edward J. Heffernan Mgmt For For For
6 Elect Kenneth R. Jensen Mgmt For For For
7 Elect Robert A. Minicucci Mgmt For For For
8 Elect Laurie A. Tucker Mgmt For For For
9 Advisory Vote on Executive Compensation Mgmt For For For
10 Amendment to Certificate of Mgmt For For For
Incorporation Regarding Removal of
Directors
11 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Alphabet Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOGL CUSIP 02079K305 06/08/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Larry Page Mgmt For For For
1.2 Elect Sergey Brin Mgmt For For For
1.3 Elect Eric E. Schmidt Mgmt For For For
1.4 Elect L. John Doerr Mgmt For Withhold Against
1.5 Elect Diane B. Greene Mgmt For For For
1.6 Elect John L. Hennessy Mgmt For Withhold Against
1.7 Elect Ann Mather Mgmt For Withhold Against
1.8 Elect Alan R. Mulally Mgmt For For For
1.9 Elect Paul S. Otellini Mgmt For For For
1.10 Elect K. Ram Shriram Mgmt For For For
1.11 Elect Shirley M. Tilghman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2012 Stock Plan Mgmt For Against Against
4 Amendment to Google Inc.'s Certificate Mgmt For For For
of Incorporation
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Recapitalization
6 Shareholder Proposal Regarding Lobbying ShrHoldr Against For Against
Report
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditures Report
8 Shareholder Proposal Regarding Majority ShrHoldr Against For Against
Vote for Election of Directors
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
10 Shareholder Proposal Regarding Gender ShrHoldr Against For Against
Pay Equity Report
SECTION
-----------------------------------------------------------------------------------------------------------------------
Amazon.com,
Inc.
Ticker Security ID: Meeting Date Meeting Status
AMZN CUSIP 023135106 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Jeffrey P. Bezos Mgmt For For For
2 Elect Tom A. Alberg Mgmt For For For
3 Elect John Seely Brown Mgmt For For For
4 Elect William B. Gordon Mgmt For For For
5 Elect Jamie S. Gorelick Mgmt For For For
6 Elect Judith A McGrath Mgmt For For For
7 Elect Jonathan J. Rubinstein Mgmt For For For
8 Elect Thomas O. Ryder Mgmt For Against Against
9 Elect Patricia Q. Stonesifer Mgmt For For For
10 Elect Wendell P. Weeks Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Sustainability Report
13 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Rights Report
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions
and Expenditures Report
-----------------------------------------------------------------------------------------------------------------------
Biomarin
Pharmaceutical
Inc.
Ticker Security ID: Meeting Date Meeting Status
BMRN CUSIP 09061G101 06/06/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Jean-Jacques Bienaime Mgmt For For For
1.2 Elect Michael Grey Mgmt For For For
1.3 Elect Elaine J. Heron Mgmt For For For
1.4 Elect V. Bryan Lawlis, Jr. Mgmt For For For
1.5 Elect Alan J. Lewis Mgmt For For For
1.6 Elect Richard A. Meier Mgmt For For For
1.7 Elect David Pyott Mgmt For For For
1.8 Elect Dennis J. Slamon Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Sustainability Report
-----------------------------------------------------------------------------------------------------------------------
Celgene
Corporation
Ticker Security ID: Meeting Date Meeting Status
CELG CUSIP 151020104 06/15/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Robert J. Hugin Mgmt For For For
1.2 Elect Mark J. Alles Mgmt For For For
1.3 Elect Richard W. Barker Mgmt For For For
1.4 Elect Michael W. Bonney Mgmt For For For
1.5 Elect Michael D. Casey Mgmt For For For
1.6 Elect Carrie S. Cox Mgmt For For For
1.7 Elect Jacqualyn A. Fouse Mgmt For For For
1.8 Elect Michael A. Friedman Mgmt For For For
1.9 Elect Julia A. Haller Mgmt For For For
1.10 Elect Gilla Kaplan Mgmt For For For
1.11 Elect James J. Loughlin Mgmt For For For
1.12 Elect Ernest Mario Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Stock Incentive Mgmt For For For
Plan
4 Advisory Vote on Executive Compensation Mgmt For For For
5 Exclusive Forum Provision Mgmt For Against Against
6 Shareholder Proposal Regarding Right to ShrHoldr Against For Against
Call a Special Meeting
7 Shareholder Proposal Regarding Proxy ShrHoldr Against For Against
Access
-----------------------------------------------------------------------------------------------------------------------
Charles Schwab
Corporation
Ticker Security ID: Meeting Date Meeting Status
SCHW CUSIP 808513105 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect John K. Adams Mgmt For For For
2 Elect Stephen A. Ellis Mgmt For For For
3 Elect Arun Sarin Mgmt For For For
4 Elect Charles R. Schwab Mgmt For For For
5 Elect Paula A. Sneed Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Executive Compensation Mgmt For For For
8 Shareholder Proposal Regarding Lobbying ShrHoldr Against For Against
Report
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Employment Diversity Report
-----------------------------------------------------------------------------------------------------------------------
Chipotle
Mexican Grill,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CMG CUSIP 169656105 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Albert S. Baldocchi Mgmt For For For
1.2 Elect Darlene J. Friedman Mgmt For For For
1.3 Elect John S. Charlesworth Mgmt For For For
1.4 Elect Kimbal Musk Mgmt For For For
1.5 Elect Montgomery F. Moran Mgmt For For For
1.6 Elect Neil W. Flanzraich Mgmt For For For
1.7 Elect Patrick J. Flynn Mgmt For For For
1.8 Elect Stephen E. Gillett Mgmt For For For
1.9 Elect Steve Ells Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
4 Amendment to Certificate of Mgmt For For For
Incorporation to Provide the Right to
Call Special Meetings
5 Adoption of Proxy Access Mgmt For Against Against
6 Shareholder Proposal Regarding Proxy ShrHoldr Against For Against
Access
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares Until Retirement
8 Shareholder Proposal Regarding Right to ShrHoldr Against For Against
Call a Special Meeting
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Sustainability Report
10 Shareholder Proposal Regarding Linking ShrHoldr Against Against For
Executive Pay to Sustainability
-----------------------------------------------------------------------------------------------------------------------
SECTION
-----------------------------------------------------------------------------------------------------------------------
Criteo SA
Ticker Security ID: Meeting Date Meeting Status
CRTO CUSIP 226718104 10/23/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Authority to Grant RSUs (Employees) Mgmt For For For
2 Authority to Grant RSUs (Executives) Mgmt For For For
3 Time-Based RSU Plan 2015 Mgmt For For For
4 Performance-Based RSU Plan 2015 Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
DexCom, Inc.
Ticker Security ID: Meeting Date Meeting Status
DXCM CUSIP 252131107 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Steven R. Altman Mgmt For For For
2 Elect Barbara E. Kahn Mgmt For For For
3 Elect Jay S. Skyler Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Compensation Mgmt For Against Against
-----------------------------------------------------------------------------------------------------------------------
Ellie Mae, Inc.
Ticker Security ID: Meeting Date Meeting Status
ELLI CUSIP 28849P100 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Carl Buccellato Mgmt For For For
1.2 Elect A. Barr Dolan Mgmt For For For
1.3 Elect Marina Levinson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
4 Approval of the Executive Incentive Plan Mgmt For For For
5 Shareholder Proposal Regarding Proxy ShrHoldr Against For Against
Access
-----------------------------------------------------------------------------------------------------------------------
EXACT Sciences
Corporation
Ticker Security ID: Meeting Date Meeting Status
EXAS CUSIP 30063P105 07/23/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Thomas D. Carey Mgmt For For For
1.2 Elect Daniel J. Levangie Mgmt For For For
1.3 Elect Micheal S. Wyzga Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Amendment to the 2010 Omnibus Long Term Mgmt For For For
Incentive Plan
4 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Facebook, Inc.
Ticker Security ID: Meeting Date Meeting Status
FB CUSIP 30303M102 06/20/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Marc L. Andreessen Mgmt For Withhold Against
1.2 Elect Erskine B. Bowles Mgmt For For For
1.3 Elect Susan D. Desmond-Hellmann Mgmt For For For
1.4 Elect Reed Hastings Mgmt For For For
1.5 Elect Jan Koum Mgmt For For For
1.6 Elect Sheryl K. Sandberg Mgmt For For For
1.7 Elect Peter A. Thiel Mgmt For For For
1.8 Elect Mark Zuckerberg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
4 Ratification of 2013 Grants to Mgmt For For For
Non-Employee Directors
5 Ratification of 2014 and 2015 Grants to Mgmt For For For
Non-Employee Directors
6 Annual Compensation Program for Mgmt For For For
Non-Employee Directors
7 Approve Establishment of Class C Stock Mgmt For Against Against
and Associated Rights
8 Increase the Number of Class A Stock Mgmt For For For
from 5,000,000,000 to 20,000,000,000
9 Provide Equal Treatment of Stock Mgmt For For For
Classes in Transactions and Dividends
10 Provide for Conversion Events of Class Mgmt For For For
B Stock
11 Amendment to the 2012 Equity Incentive Mgmt For Against Against
Plan
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Recapitalization
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Sustainability Report
14 Shareholder Proposal Regarding Lobbying ShrHoldr Against For Against
Report
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Formation of International Public
Policy Committee
16 Shareholder Proposal Regarding Gender ShrHoldr Against Against For
Pay Equity Report
-----------------------------------------------------------------------------------------------------------------------
SECTION
-----------------------------------------------------------------------------------------------------------------------
First Republic Bank
Ticker Security ID: Meeting Date Meeting Status
FRC CUSIP 33616C100 05/10/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Increase Maximum Number of Directors Mgmt For For For
2 Elect James H. Herbert, II Mgmt For For For
3 Elect Katherine August-deWilde Mgmt For For For
4 Elect Thomas J. Barrack, Jr. Mgmt For Against Against
5 Elect Frank J. Fahrenkopf, Jr. Mgmt For For For
6 Elect L. Martin Gibbs Mgmt For For For
7 Elect Boris Groysberg Mgmt For For For
8 Elect Sandra R. Hernandez Mgmt For For For
9 Elect Pamela J. Joyner Mgmt For For For
10 Elect Reynold Levy Mgmt For For For
11 Elect Jody S. Lindell Mgmt For For For
12 Elect Duncan L. Niederauer Mgmt For For For
13 Elect George G. C. Parker Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Gilead
Sciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUSIP 375558103 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect John F. Cogan Mgmt For For For
2 Elect Kevin E. Lofton Mgmt For For For
3 Elect John W. Madigan Mgmt For For For
4 Elect John C. Martin Mgmt For For For
5 Elect John F. Milligan Mgmt For For For
6 Elect Nicholas G. Moore Mgmt For For For
7 Elect Richard J. Whitley Mgmt For For For
8 Elect Gayle E. Wilson Mgmt For For For
9 Elect Per Wold-Olsen Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Amendment to the Code Section 162(m) Mgmt For For For
Bonus Plan
12 Advisory Vote on Executive Compensation Mgmt For For For
13 Shareholder Proposal Regarding Right to ShrHoldr Against For Against
Act by Written Consent
-----------------------------------------------------------------------------------------------------------------------
Illumina, Inc.
Ticker Security ID: Meeting Date Meeting Status
ILMN CUSIP 452327109 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Frances Arnold Mgmt For For For
2 Elect Francis deSouza Mgmt For For For
3 Elect Karin Eastham Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Compensation Mgmt For For For
6 Ratify the Retention of the Company's Mgmt For Against Against
Supermajority Requirements
-----------------------------------------------------------------------------------------------------------------------
LendingClub
Corporation
Ticker Security ID: Meeting Date Meeting Status
LC CUSIP 52603A109 06/28/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect John J. Mack Mgmt For Withhold Against
1.2 Elect Mary Meeker Mgmt For For For
1.3 Elect John C. (Hans) Morris Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
LinkedIn
Corporation
Ticker Security ID: Meeting Date Meeting Status
LNKD CUSIP 53578A108 06/09/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect A. George Battle Mgmt For For For
1.2 Elect Michael J. Moritz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Board ShrHoldr For For For
Diversity
-----------------------------------------------------------------------------------------------------------------------
Lululemon
Athletica inc.
Ticker Security ID: Meeting Date Meeting Status
LULU CUSIP 550021109 06/02/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Robert Bensoussan Mgmt For For For
2 Elect Kathryn Henry Mgmt For For For
3 Elect Jon McNeill Mgmt For For For
4 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
SECTION
-----------------------------------------------------------------------------------------------------------------------
Medidata
Solutions Inc.
Ticker Security ID: Meeting Date Meeting Status
MDSO CUSIP 58471A105 06/01/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Tarek A. Sherif Mgmt For For For
1.2 Elect Glen M. de Vries Mgmt For For For
1.3 Elect Carlos Dominguez Mgmt For For For
1.4 Elect Neil M. Kurtz Mgmt For For For
1.5 Elect George W. McCulloch Mgmt For For For
1.6 Elect Lee A. Shapiro Mgmt For For For
1.7 Elect Robert B. Taylor Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Amendment to the 2014 Employee Stock Mgmt For For For
Purchase Plan
4 Elimination of Restrictions on Removal Mgmt For For For
of Directors
5 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
MercadoLibre,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MELI CUSIP 58733R102 06/10/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Emiliano Calemzuk Mgmt For Withhold Against
1.2 Elect Marcos Galperin Mgmt For For For
1.3 Elect Roberto Balls Sallouti Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Michael Kors
Holdings
Limited
Ticker Security ID: Meeting Date Meeting Status
KORS CUSIP G60754101 07/30/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect M. W. Benedetto Mgmt For For For
2 Elect Stephen F. Reitman Mgmt For For For
3 Elect Jean Tomlin Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Compensation Mgmt For For For
6 Amendment to the Omnibus Incentive Plan Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Monolithic
Power Systems,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MPWR CUSIP 609839105 06/16/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Michael R. Hsing Mgmt For For For
1.2 Elect Herbert Chang Mgmt For For For
1.3 Elect Eugen Elmiger Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Netflix, Inc.
Ticker Security ID: Meeting Date Meeting Status
NFLX CUSIP 64110L106 06/09/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Timothy M. Haley Mgmt For Withhold Against
1.2 Elect Leslie Kilgore Mgmt For Withhold Against
1.3 Elect Ann Mather Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
4 Shareholder Proposal Regarding Majority ShrHoldr Against For Against
Vote for Election of Directors
5 Shareholder Proposal Regarding Proxy ShrHoldr Against For Against
Access
6 Shareholder Proposal Regarding Simple ShrHoldr Against For Against
Majority Vote
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
-----------------------------------------------------------------------------------------------------------------------
Palo Alto
Networks, Inc.
Ticker Security ID: Meeting Date Meeting Status
PANW CUSIP 697435105 12/11/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect John Donovan Mgmt For Abstain Against
2 Elect Stanley J. Meresman Mgmt For For For
3 Elect Nir Zuk Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Compensation Mgmt For Against Against
-----------------------------------------------------------------------------------------------------------------------
SECTION
-----------------------------------------------------------------------------------------------------------------------
Pandora Media
Inc.
Ticker Security ID: Meeting Date Meeting Status
P CUSIP 698354107 06/01/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Mickie Rosen Mgmt For For For
1.2 Elect James M.P. Feuille Mgmt For For For
1.3 Elect Peter Gotcher Mgmt For For For
1.4 Elect Elizabeth A. Nelson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to Certificate of Mgmt For For For
Incorporation
-----------------------------------------------------------------------------------------------------------------------
Priceline
Group Inc.
Ticker Security ID: Meeting Date Meeting Status
PCLN CUSIP 741503403 06/02/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Timothy M. Armstrong Mgmt For For For
1.2 Elect Jeffrey H. Boyd Mgmt For For For
1.3 Elect Jan L. Docter Mgmt For For For
1.4 Elect Jeffrey E. Epstein Mgmt For For For
1.5 Elect James M. Guyette Mgmt For For For
1.6 Elect Charles H. Noski Mgmt For For For
1.7 Elect Nancy B. Peretsman Mgmt For For For
1.8 Elect Thomas E. Rothman Mgmt For For For
1.9 Elect Craig W. Rydin Mgmt For For For
1.10 Elect Lynn M. Vojvodich Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Regeneron
Pharmaceuticals,
Inc.
Ticker Security ID: Meeting Date Meeting Status
REGN CUSIP 75886F107 06/10/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Michael S. Brown Mgmt For For For
2 Elect Leonard S. Schleifer Mgmt For For For
3 Elect George D. Yancopoulos Mgmt For For For
4 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
salesforce.com,
inc.
Ticker Security ID: Meeting Date Meeting Status
CRM CUSIP 79466L302 06/02/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Marc R. Benioff Mgmt For For For
2 Elect Keith G. Block Mgmt For For For
3 Elect Craig A. Conway Mgmt For Against Against
4 Elect Alan G. Hassenfeld Mgmt For For For
5 Elect Neelie Kroes Mgmt For For For
6 Elect Colin L. Powell Mgmt For For For
7 Elect Sanford R. Robertson Mgmt For For For
8 Elect John V. Roos Mgmt For For For
9 Elect Lawrence J. Tomlinson Mgmt For For For
10 Elect Robin L. Washington Mgmt For For For
11 Elect Maynard G. Webb Mgmt For For For
12 Elect Susan D. Wojcicki Mgmt For For For
13 Certificate Amendment Regarding Removal Mgmt For For For
of Directors Without Cause
14 Ratification of Auditor Mgmt For Against Against
15 Advisory Vote on Executive Compensation Mgmt For Against Against
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Compensation in the Event of a Change
in Control
17 Shareholder Proposal Regarding Equity ShrHoldr Against Against For
Retention
-----------------------------------------------------------------------------------------------------------------------
ServiceNow Inc.
Ticker Security ID: Meeting Date Meeting Status
NOW CUSIP 81762P102 06/08/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Paul V. Barber Mgmt For For For
2 Elect Ronald E. F. Codd Mgmt For For For
3 Elect Frank Slootman Mgmt For For For
4 Advisory Vote on Executive Compensation Mgmt For For For
5 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Signature Bank
Ticker Security ID: Meeting Date Meeting Status
SBNY CUSIP 82669G104 04/21/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect John Tamberlane Mgmt For For For
1.2 Elect Judith Huntington Mgmt For For For
1.3 Elect Derrick D. Cephas Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
SECTION
-----------------------------------------------------------------------------------------------------------------------
Splunk Inc.
Ticker Security ID: Meeting Date Meeting Status
SPLK CUSIP 848637104 06/09/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Mark Carges Mgmt For For For
2 Elect David Hornik Mgmt For For For
3 Elect Thomas Neustaetter Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Compensation Mgmt For Against Against
-----------------------------------------------------------------------------------------------------------------------
Tesla Motors
Inc.
Ticker Security ID: Meeting Date Meeting Status
TSLA CUSIP 88160R101 05/31/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Brad W. Buss Mgmt For For For
2 Elect Ira Ehrenpreis Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding Simple ShrHoldr Against For Against
Majority Vote
-----------------------------------------------------------------------------------------------------------------------
Under Armour,
Inc.
Ticker Security ID: Meeting Date Meeting Status
UA CUSIP 904311107 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Kevin A. Plank Mgmt For For For
1.2 Elect Byron K. Adams, Jr. Mgmt For For For
1.3 Elect George W. Bodenheimer Mgmt For For For
1.4 Elect Douglas E. Coltharp Mgmt For For For
1.5 Elect Anthony W. Deering Mgmt For For For
1.6 Elect Karen W. Katz Mgmt For For For
1.7 Elect Alvin B. Krongard Mgmt For For For
1.8 Elect William R. McDermott Mgmt For For For
1.9 Elect Eric T. Olson Mgmt For For For
1.10 Elect Harvey L. Sanders Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Xoom
Corporation
Ticker Security ID: Meeting Date Meeting Status
XOOM CUSIP 98419Q101 09/04/2015 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Acquisition Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
XPO Logistics
Inc.
Ticker Security ID: Meeting Date Meeting Status
XPO CUSIP 983793100 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Bradley S. Jacobs Mgmt For For For
2 Elect Gena L. Ashe Mgmt For For For
3 Elect Louis DeJoy Mgmt For Against Against
4 Elect Michael G. Jesselson Mgmt For For For
5 Elect Adrian P. Kingshott Mgmt For For For
6 Elect Jason D. Papastavrou Mgmt For For For
7 Elect Oren G. Shaffer Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Executive Compensation Mgmt For Against Against
-----------------------------------------------------------------------------------------------------------------------
XPO Logistics
Inc.
Ticker Security ID: Meeting Date Meeting Status
XPO CUSIP 983793100 09/08/2015 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Issuance of Common Stock Mgmt For For For
2 Increase of Authorized Common Stock Mgmt For For For
3 Approval of XPO Equity Plan for Mgmt For For For
Purposes of Macron Law Qualification in
France
4 Right to Adjourn Meeting Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Zillow Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
Z CUSIP 98954M101 06/15/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Richard N. Barton Mgmt For For For
1.2 Elect Lloyd D. Frink Mgmt For For For
2 Amendment to the 2011 Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
SECTION
Registrant : RidgeWorth Funds
Fund Name : RidgeWorth Capital Innovations Global Resources and
Infrastructure Fund
-----------------------------------------------------------------------------------------------------------------------
Adecoagro S.A.
Ticker Security ID: Meeting Date Meeting Status
AGRO CUSIP L00849106 04/20/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Approval of Consolidated Financial Mgmt For For For
Statements
2 Approval of 2015 Accounts Mgmt For For For
3 Allocation of 2015 Results Mgmt For For For
4 Ratification of Board Acts Mgmt For For For
5 Approval of 2015 Directors Fees Mgmt For For For
6 Approval of 2016 Directors Fees Mgmt For For For
7 Appointment of Auditor Mgmt For Abstain Against
8 Elect Alan L. Boyce Mgmt For For For
9 Elect Andres Velasco Branes Mgmt For For For
10 Elect Marcelo Vieira Mgmt For For For
11 Elect Walter M. Sanchez Mgmt For For For
12 Approval of Renewal of Authorized Share Mgmt For Against Against
Capital
13 Authority to Repurchase Shares Mgmt For For For
14 Amend Articles Regarding Renewal of Mgmt For Against Against
Authorized Share Capital
-----------------------------------------------------------------------------------------------------------------------
Agrium Inc.
Ticker Security ID: Meeting Date Meeting Status
AGU CUSIP 008916108 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Maura J. Clark Mgmt For For For
1.2 Elect David C. Everitt Mgmt For For For
1.3 Elect Russell K. Girling Mgmt For For For
1.4 Elect Russell J. Horner Mgmt For For For
1.5 Elect Miranda C. Hubbs Mgmt For For For
1.6 Elect Charles V. Magro Mgmt For For For
1.7 Elect A. Anne McLellan Mgmt For For For
1.8 Elect Derek G. Pannell Mgmt For For For
1.9 Elect Mayo M. Schmidt Mgmt For For For
1.10 Elect William S. Simon Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
4 Shareholder Rights Plan Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Alcoa Inc.
Ticker Security ID: Meeting Date Meeting Status
AA CUSIP 013817101 05/06/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Arthur D. Collins, Jr. Mgmt For For For
2 Elect Sean O. Mahoney Mgmt For For For
3 Elect Michael G. Morris Mgmt For For For
4 Elect E. Stanley O'Neal Mgmt For For For
5 Elect Carol L. Roberts Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Executive Compensation Mgmt For For For
8 Amendment to the 2013 Stock Incentive Plan Mgmt For For For
9 Re-Approval of the Performance Goals under Mgmt For For For
the Annual Cash Incentive Plan
10 Shareholder Proposal Regarding Independent ShrHoldr Against Against For
Board Chairman
-----------------------------------------------------------------------------------------------------------------------
SECTION
-----------------------------------------------------------------------------------------------------------------------
Anadarko Petroleum
Corporation
Ticker Security ID: Meeting Date Meeting Status
APC CUSIP 032511107 05/10/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Anthony R. Chase Mgmt For For For
2 Elect Kevin P. Chilton Mgmt For For For
3 Elect H. Paulett Eberhart Mgmt For For For
4 Elect Peter J. Fluor Mgmt For For For
5 Elect Richard L. George Mgmt For For For
6 Elect Joseph W. Gorder Mgmt For For For
7 Elect John R. Gordon Mgmt For For For
8 Elect Sean Gourley Mgmt For For For
9 Elect Mark C. McKinley Mgmt For For For
10 Elect Eric D. Mullins Mgmt For For For
11 Elect R. A. Walker Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2012 Omnibus Incentive Mgmt For For For
Compensation Plan
14 Advisory Vote on Executive Compensation Mgmt For Against Against
15 Shareholder Proposal Regarding Carbon ShrHoldr Against Against For
Asset Risk Report
-----------------------------------------------------------------------------------------------------------------------
ArcelorMittal
S.A.
Ticker Security ID: Meeting Date Meeting Status
MT CUSIP 03938L104 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Consolidated Accounts and Reports Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Losses Mgmt For For For
4 Director's Fees Mgmt For For For
5 Ratification of Board Acts Mgmt For For For
6 Elect Vanisha Mittal Bhatia Mgmt For For For
7 Elect Suzanne P. Nimocks Mgmt For For For
8 Elect Jeannot Krecke Mgmt For For For
9 Elect Karel de Gucht Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Performance Share Unit Plan (Special Grant) Mgmt For Against Against
-----------------------------------------------------------------------------------------------------------------------
Archer-Daniels-Midland
Company
Ticker Security ID: Meeting Date Meeting Status
ADM CUSIP 039483102 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Alan L. Boeckmann Mgmt For For For
2 Elect Mollie Hale Carter Mgmt For For For
3 Elect Terrell K. Crews Mgmt For For For
4 Elect Pierre Dufour Mgmt For For For
5 Elect Donald E. Felsinger Mgmt For For For
6 Elect Juan Luciano Mgmt For For For
7 Elect Antonio Maciel Neto Mgmt For For For
8 Elect Patrick J. Moore Mgmt For For For
9 Elect Francisco Sanchez Mgmt For For For
10 Elect Debra A. Sandler Mgmt For For For
11 Elect Daniel Shih Mgmt For For For
12 Elect Kelvin R. Westbrook Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
SECTION
-----------------------------------------------------------------------------------------------------------------------
Barrick Gold
Corporation
Ticker Security ID: Meeting Date Meeting Status
ABX CUSIP 067901108 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Gustavo A. Cisneros Mgmt For For For
1.2 Elect Graham G. Clow Mgmt For Withhold Against
1.3 Elect Gary A. Doer Mgmt For For For
1.4 Elect J. Michael Evans Mgmt For For For
1.5 Elect Kelvin P. M. Dushinky Mgmt For For For
1.6 Elect Brian L. Greenspun Mgmt For For For
1.7 Elect J. Brett Harvey Mgmt For For For
1.8 Elect Nancy H.O. Lockhart Mgmt For For For
1.9 Elect Dambisa Moyo Mgmt For For For
1.10 Elect Anthony Munk Mgmt For For For
1.11 Elect J. Robert S. Prichard Mgmt For For For
1.12 Elect Steven J. Shapiro Mgmt For For For
1.13 Elect John L. Thornton Mgmt For For For
1.14 Elect Ernie L. Thrasher Mgmt For For For
2 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
3 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Bunge Limited
Ticker Security ID: Meeting Date Meeting Status
BG CUSIP G16962105 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Repeal of Classified Board Mgmt For For For
2.1 Elect Paul Cornet de Ways Ruart Mgmt For For For
2.2 Elect William Engels Mgmt For For For
2.3 Elect L. Patrick Lupo Mgmt For For For
2.4 Elect Soren Schroder Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Executive Compensation Mgmt For For For
5 2016 Equity Compensation Plan Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
SECTION
-----------------------------------------------------------------------------------------------------------------------
Calavo
Growers, Inc.
Ticker Security ID: Meeting Date Meeting Status
CVGW CUSIP 128246105 04/27/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Lecil E. Cole Mgmt For For For
1.2 Elect George H. Barnes Mgmt For For For
1.3 Elect James D. Helin Mgmt For For For
1.4 Elect Donald M. Sanders Mgmt For For For
1.5 Elect Marc L. Brown Mgmt For Withhold Against
1.6 Elect Michael A. DiGregorio Mgmt For For For
1.7 Elect Scott Van Der Kar Mgmt For Withhold Against
1.8 Elect J. Link Leavens Mgmt For Withhold Against
1.9 Elect Dorcas H. Thille Mgmt For Withhold Against
1.10 Elect John M. Hunt Mgmt For Withhold Against
1.11 Elect Egidio Carbone, Jr. Mgmt For For For
1.12 Elect Harold Edwards Mgmt For Withhold Against
1.13 Elect Steven Hollister Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
4 Reapproval of the 2011 Management Mgmt For For For
Incentive Plan for the Purposes of Section
162(m)
-----------------------------------------------------------------------------------------------------------------------
Canadian
Natural
Resources
Limited
Ticker Security ID: Meeting Date Meeting Status
CNQ CUSIP 136385101 05/05/2016 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Catherine M. Best Mgmt For Withhold Against
1.2 Elect N. Murray Edwards Mgmt For For For
1.3 Elect Timothy W. Faithfull Mgmt For For For
1.4 Elect Gary A. Filmon Mgmt For For For
1.5 Elect Christopher L. Fong Mgmt For For For
1.6 Elect Gordon D. Giffin Mgmt For For For
1.7 Elect Wilfred A. Gobert Mgmt For For For
1.8 Elect Steve W. Laut Mgmt For For For
1.9 Elect Frank J. McKenna Mgmt For For For
1.10 Elect David A. Tuer Mgmt For For For
1.11 Elect Annette Verschuren Mgmt For For For
2 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
3 Stock Option Plan Renewal Mgmt For For For
4 Return of Capital and Reduction in Stated Mgmt For For For
Capital
5 Advisory Vote on Executive Compensation Mgmt For Against Against
-----------------------------------------------------------------------------------------------------------------------
CF Industries
Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CF CUSIP 125269100 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Robert C. Arzbaecher Mgmt For For For
2 Elect William Davisson Mgmt For For For
3 Elect Stephen A. Furbacher Mgmt For For For
4 Elect Stephen J. Hagge Mgmt For For For
5 Elect John D. Johnson Mgmt For For For
6 Elect Robert G. Kuhbach Mgmt For For For
7 Elect Anne P. Noonan Mgmt For For For
8 Elect Edward A. Schmitt Mgmt For For For
9 Elect Theresa E Wagler Mgmt For For For
10 Elect W. Anthony Will Mgmt For For For
11 Advisory Vote on Executive Compensation Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding Right to ShrHoldr Against For Against
Act by Written Consent
-----------------------------------------------------------------------------------------------------------------------
SECTION
-----------------------------------------------------------------------------------------------------------------------
Domtar
Corporation
Ticker Security ID: Meeting Date Meeting Status
UFS CUSIP 257559203 05/03/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Giannella Alvarez Mgmt For For For
2 Elect Robert E Apple Mgmt For For For
3 Elect Louis P. Gignac Mgmt For For For
4 Elect David J. Illingworth Mgmt For For For
5 Elect Brian M. Levitt Mgmt For For For
6 Elect David G. Maffucci Mgmt For For For
7 Elect Domenic Pilla Mgmt For For For
8 Elect Robert J. Steacy Mgmt For For For
9 Elect Pamela B. Strobel Mgmt For For For
10 Elect Denis A. Turcotte Mgmt For For For
11 Elect John D. Williams Mgmt For For For
12 Elect Mary A. Winston Mgmt For For For
13 Advisory Vote on Executive Compensation Mgmt For For For
14 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
E. I. du Pont
de Nemours and
Company
Ticker Security ID: Meeting Date Meeting Status
DD CUSIP 263534109 04/27/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Lamberto Andreotti Mgmt For For For
2 Elect Edward D. Breen Mgmt For For For
3 Elect Robert A. Brown Mgmt For For For
4 Elect Alexander M. Cutler Mgmt For For For
5 Elect Eleuthere I. du Pont Mgmt For For For
6 Elect James L. Gallogly Mgmt For For For
7 Elect Marillyn A. Hewson Mgmt For For For
8 Elect Lois D. Juliber Mgmt For For For
9 Elect Ulf M. Schneider Mgmt For For For
10 Elect Lee M. Thomas Mgmt For For For
11 Elect Patrick J. Ward Mgmt For For For
12 Amendment to the Equity and Incentive Plan Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Compensation Mgmt For Against Against
15 Shareholder Proposal Regarding Employee ShrHoldr Against Against For
Board Advisory Position
16 Shareholder Proposal Regarding Sustainable ShrHoldr Against Against For
Forestry Report
17 Shareholder Proposal Regarding Accident ShrHoldr Against Against For
Risk Reduction Report
-----------------------------------------------------------------------------------------------------------------------
Eni S.p.A.
Ticker Security ID: Meeting Date Meeting Status
ENI CUSIP 26874R108 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Alessandro Profumo Mgmt For For For
4 Remuneration Report Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
SECTION
-----------------------------------------------------------------------------------------------------------------------
Exxon Mobil
Corporation
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP 30231G102 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Michael J. Boskin Mgmt For For For
1.2 Elect Peter Brabeck-Letmathe Mgmt For For For
1.3 Elect Angela F. Braly Mgmt For For For
1.4 Elect Ursula M. Burns Mgmt For For For
1.5 Elect Larry R. Faulkner Mgmt For For For
1.6 Elect Jay S. Fishman Mgmt For For For
1.7 Elect Henrietta H. Fore Mgmt For For For
1.8 Elect Kenneth C. Frazier Mgmt For For For
1.9 Elect Douglas R. Oberhelman Mgmt For For For
1.10 Elect Samuel J. Palmisano Mgmt For For For
1.11 Elect Steven S Reinemund Mgmt For For For
1.12 Elect Rex W. Tillerson Mgmt For For For
1.13 Elect William C. Weldon Mgmt For For For
1.14 Elect Darren W. Woods Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
4 Shareholder Proposal Regarding Independent ShrHoldr Against Against For
Board Chairman
5 Shareholder Proposal Regarding Climate ShrHoldr Against Against For
Change Expertise on Board
6 Shareholder Proposal Regarding Sale of ShrHoldr Against Against For
Company
7 Shareholder Proposal Regarding Proxy Access ShrHoldr Against For Against
8 Shareholder Proposal Regarding Gender Pay ShrHoldr Against Against For
Equity Report
9 Shareholder Proposal Regarding Lobbying ShrHoldr Against Against For
Report
10 Shareholder Proposal Regarding Dividend ShrHoldr Against Against For
Policy
11 Shareholder Proposal Regarding Climate ShrHoldr Against Against For
Change Policy and Commitment
12 Shareholder Proposal Regarding Climate ShrHoldr Against Against For
Change Policy Risk
13 Shareholder Proposal Regarding Report on ShrHoldr Against Against For
Reserve Replacements
14 Shareholder Proposal Regarding Hydraulic ShrHoldr Against Against For
Fracturing
-----------------------------------------------------------------------------------------------------------------------
Freeport-McMoRan
Inc.
Ticker Security ID: Meeting Date Meeting Status
FCX CUSIP 35671D857 06/08/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Richard C. Adkerson Mgmt For For For
1.2 Elect Gerald J. Ford Mgmt For For For
1.3 Elect Lydia H. Kennard Mgmt For For For
1.4 Elect Andrew Langham Mgmt For For For
1.5 Elect Jon C. Madonna Mgmt For For For
1.6 Elect Courtney Mather Mgmt For For For
1.7 Elect Dustan E. McCoy Mgmt For For For
1.8 Elect Frances Fragos Townsend Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
4 Adoption of Proxy Access Mgmt For For For
5 Increase in Authorized Common Stock Mgmt For For For
6 Amendment to Articles Regarding Removal of Mgmt For For For
Directors
7 2016 Stock Incentive Plan Mgmt For For For
8 Shareholder Proposal Regarding Enhanced ShrHoldr Against Against For
Oil Recovery
-----------------------------------------------------------------------------------------------------------------------
SECTION
-----------------------------------------------------------------------------------------------------------------------
Goldcorp Inc.
Ticker Security ID: Meeting Date Meeting Status
G CUSIP 380956409 04/28/2016 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Beverley A. Briscoe Mgmt For For For
1.2 Elect Peter J. Dey Mgmt For For For
1.3 Elect Margot A. Franssen Mgmt For For For
1.4 Elect David Garofalo Mgmt For For For
1.5 Elect Clement A. Pelletier Mgmt For For For
1.6 Elect P. Randy Reifel Mgmt For For For
1.7 Elect Ian W. Telfer Mgmt For For For
1.8 Elect Blanca Trevino Mgmt For For For
1.9 Elect Kenneth F. Williamson Mgmt For For For
2 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
3 Amendment to the Restricted Share Unit Plan Mgmt For For For
4 Advisory Vote on Executive Compensation Mgmt For Against Against
-----------------------------------------------------------------------------------------------------------------------
Grupo
Aeroportuario
del Sureste
S.A.B. de CV
Ticker Security ID: Meeting Date Meeting Status
ASUR CUSIP 40051E202 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Report of the CEO and External Auditor; Mgmt For For For
Board's Opinion on CEO's Report
2 Report of the Board on Accounting Mgmt For For For
Practices
3 Report of the Board Regarding Operations Mgmt For For For
4 Financial Statements Mgmt For For For
5 Report of the Audit Committee Mgmt For For For
6 Report on Tax Compliance Mgmt For For For
7 Authority to Increase Legal Reserve Mgmt For For For
8 Allocation of Dividends Mgmt For For For
9 Authority to Repurchase Shares Mgmt For For For
10 Ratification of Board Acts Mgmt For For For
11 Elect Fernando Chico Pardo Mgmt For For For
12 Elect Jose Antonio Perez Anton Mgmt For For For
13 Elect Luis Chico Pardo Mgmt For For For
14 Elect Aurelio Perez Alonso Mgmt For For For
15 Elect Rasmus Christiansen Mgmt For For For
16 Elect Francisco Garza Zambrano Mgmt For For For
17 Elect Ricardo Guajardo Touche Mgmt For For For
18 Elect Guillermo Ortiz Martinez Mgmt For For For
19 Elect Roberto Servitje Sendra Mgmt For For For
20 Election of Audit Committee Chairman Mgmt For For For
21 Election of Board Committee Members Mgmt For For For
22 Directors' Fees Mgmt For For For
23 Operations Committee's Fees Mgmt For For For
24 Nomination and Remuneration Committee's Mgmt For For For
Fees
25 Audit Committee's Fees Mgmt For For For
26 Acquisitions and Contracts Committee's Mgmt For For For
Fees
27 Appoint Claudio R. Gongora Morales as Mgmt For For For
Meeting Delegate
28 Appoint Rafael Robles Miaja as Meeting Mgmt For For For
Delegate
29 Appoint Ana Maria Poblano Chanona as Mgmt For For For
Meeting Delegate
-----------------------------------------------------------------------------------------------------------------------
SECTION
-----------------------------------------------------------------------------------------------------------------------
Interfor
Corporation
Ticker Security ID: Meeting Date Meeting Status
IFP CUSIP 45868C109 04/28/2016 Voted
Meeting Type Country of Trade
Annual Canada
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Duncan K. Davies Mgmt For For For
1.2 Elect Paul Herbert Mgmt For For For
1.3 Elect Jeane Hull Mgmt For For For
1.4 Elect Peter M. Lynch Mgmt For For For
1.5 Elect Gordon H. MacDougall Mgmt For For For
1.6 Elect J. Eddie McMillan Mgmt For For For
1.7 Elect Thomas V. Milroy Mgmt For For For
1.8 Elect Lawrence Sauder Mgmt For For For
1.9 Elect Douglas W.G. Whitehead Mgmt For For For
2 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
3 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
International
Paper Company
Ticker Security ID: Meeting Date Meeting Status
IP CUSIP 460146103 05/09/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect David J. Bronczek Mgmt For For For
2 Elect William J. Burns Mgmt For For For
3 Elect Ahmet C. Dorduncu Mgmt For For For
4 Elect Ilene S. Gordon Mgmt For For For
5 Elect Jay L. Johnson Mgmt For For For
6 Elect Stacey J. Mobley Mgmt For For For
7 Elect Joan E. Spero Mgmt For For For
8 Elect Mark S. Sutton Mgmt For For For
9 Elect John L. Townsend, III Mgmt For For For
10 Elect William G. Walter Mgmt For For For
11 Elect J. Steven Whisler Mgmt For For For
12 Elect Ray G. Young Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Kapstone Paper
and Packaging
Corporation
Ticker Security ID: Meeting Date Meeting Status
KS CUSIP 48562P103 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Robert J. Bahash Mgmt For For For
1.2 Elect David G. Gabriel Mgmt For Withhold Against
1.3 Elect Brian R. Gamache Mgmt For For For
1.4 Elect David P. Storch Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
4 Approval of the 2016 Incentive Plan Mgmt For Against Against
SECTION
-----------------------------------------------------------------------------------------------------------------------
Kinder Morgan,
Inc.
Ticker Security ID: Meeting Date Meeting Status
KMI CUSIP 49456B101 05/10/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Richard D. Kinder Mgmt For For For
1.2 Elect Steven J. Kean Mgmt For For For
1.3 Elect Ted A. Gardner Mgmt For Withhold Against
1.4 Elect Anthony W. Hall, Jr. Mgmt For For For
1.5 Elect Gary L. Hultquist Mgmt For For For
1.6 Elect Ronald L. Kuehn, Jr. Mgmt For For For
1.7 Elect Deborah A. Macdonald Mgmt For For For
1.8 Elect Michael C. Morgan Mgmt For For For
1.9 Elect Arthur C. Reichstetter Mgmt For For For
1.10 Elect Fayez S. Sarofim Mgmt For For For
1.11 Elect C. Park Shaper Mgmt For For For
1.12 Elect William A. Smith Mgmt For For For
1.13 Elect Joel V. Staff Mgmt For For For
1.14 Elect Robert F. Vagt Mgmt For For For
1.15 Elect Perry M. Waughtal Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Report on ShrHoldr Against Against For
Response to Climate Change Policy
4 Shareholder Proposal Regarding Methane ShrHoldr Against Against For
Emissions Reporting
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Sustainability Reporting
6 Shareholder Proposal Regarding Board ShrHoldr Against Against For
Diversity
-----------------------------------------------------------------------------------------------------------------------
Louisiana-Pacific
Corporation
Ticker Security ID: Meeting Date Meeting Status
LPX CUSIP 546347105 05/06/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Tracy Embree Mgmt For For For
2 Elect Lizanne C. Gottung Mgmt For For For
3 Elect Dustan E. McCoy Mgmt For For For
4 Elect Colin D. Watson Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Lukoil OAO
Ticker Security ID: Meeting Date Meeting Status
LKOH CUSIP 69343P105 06/23/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
2 Elect Vagit Y. Alekperov Mgmt N/A Abstain N/A
3 Elect Victor V. Blazheev Mgmt N/A For N/A
4 Elect Toby T. Gati Mgmt N/A For N/A
5 Elect Valery I. Grayfer Mgmt N/A Abstain N/A
6 Elect Igor S. Ivanov Mgmt N/A Abstain N/A
7 Elect Nikolai M. Nikolaev Mgmt N/A Abstain N/A
8 Elect Ravil U. Maganov Mgmt N/A Abstain N/A
SECTION
9 Elect Roger Munnings Mgmt N/A For N/A
10 Elect Richard H. Matzke Mgmt N/A Abstain N/A
11 Elect Guglielmo Moscato Mgmt N/A For N/A
12 Elect Ivan Pictet Mgmt N/A For N/A
13 Elect Leonid A. Fedun Mgmt N/A Abstain N/A
14 Appointment of CEO Mgmt For For For
15 Elect Ivan N. Vrublevsky Mgmt For For For
16 Elect Pavel A. Suloev Mgmt For For For
17 Elect Aleksandr V. Surkov Mgmt For For For
18 Directors' Fees (FY2015) Mgmt For For For
19 Directors' Fees (FY2016) Mgmt For For For
20 Audit Commission Fees (FY2015) Mgmt For For For
21 Audit Commission Fees (FY2016) Mgmt For For For
22 Appointment of Auditor Mgmt For For For
23 Amendments to Articles Mgmt For For For
24 Amendments to General Meeting Regulations Mgmt For For For
25 Amendments to Board of Directors Mgmt For For For
Regulations
26 Amendments to Management Board Regulations Mgmt For For For
27 D&O Insurance Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Mead Johnson
Nutrition
Company
Ticker Security ID: Meeting Date Meeting Status
MJN CUSIP 582839106 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Steven M. Altschuler Mgmt For For For
2 Elect Howard B. Bernick Mgmt For For For
3 Elect Kimberly A. Casiano Mgmt For For For
4 Elect Anna C. Catalano Mgmt For For For
5 Elect Celeste A. Clark Mgmt For For For
6 Elect James M. Cornelius Mgmt For For For
7 Elect Stephen W. Golsby Mgmt For For For
8 Elect Michael Grobstein Mgmt For For For
9 Elect Peter K. Jakobsen Mgmt For For For
10 Elect Peter G. Ratcliffe Mgmt For For For
11 Elect Michael A. Sherman Mgmt For For For
12 Elect Elliott Sigal Mgmt For For For
13 Elect Robert Singer Mgmt For For For
14 Advisory Vote on Executive Compensation Mgmt For For For
15 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Mosaic Co.
Ticker Security ID: Meeting Date Meeting Status
MOS CUSIP 61945C103 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Amendments to Articles Mgmt For For For
2 Decrease of Authorized Common Stock Mgmt For For For
3 Elect Nancy E. Cooper Mgmt For For For
4 Elect Gregory L. Ebel Mgmt For For For
5 Elect Timothy S. Gitzel Mgmt For For For
6 Elect Denise C. Johnson Mgmt For For For
SECTION
7 Elect Emery N. Koenig Mgmt For Against Against
8 Elect Robert L. Lumpkins Mgmt For For For
9 Elect William T. Monahan Mgmt For For For
10 Elect James C. O'Rourke Mgmt For For For
11 Elect James L. Popowich Mgmt For For For
12 Elect David T. Seaton Mgmt For For For
13 Elect Steven M. Seibert Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Newmont Mining
Corporation
Ticker Security ID: Meeting Date Meeting Status
NEM CUSIP 651639106 04/20/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Gregory H. Boyce Mgmt For For For
2 Elect Bruce R. Brook Mgmt For For For
3 Elect J. Kofi Bucknor Mgmt For For For
4 Elect Vincent A. Calarco Mgmt For For For
5 Elect Joseph A. Carrabba Mgmt For For For
6 Elect Noreen Doyle Mgmt For For For
7 Elect Gary J. Goldberg Mgmt For For For
8 Elect Veronica M. Hagen Mgmt For For For
9 Elect Jane Nelson Mgmt For For For
10 Elect Julio M. Quintana Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Occidental
Petroleum
Corporation
Ticker Security ID: Meeting Date Meeting Status
OXY CUSIP 674599105 04/29/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Spencer Abraham Mgmt For Against Against
2 Elect Howard I. Atkins Mgmt For For For
3 Elect Eugene L. Batchelder Mgmt For For For
4 Elect Stephen I. Chazen Mgmt For For For
5 Elect John E. Feick Mgmt For For For
6 Elect Margaret M. Foran Mgmt For For For
7 Elect Carlos M. Gutierrez Mgmt For For For
8 Elect Vicki A. Hollub Mgmt For For For
9 Elect William R. Klesse Mgmt For Against Against
10 Elect Avedick B. Poladian Mgmt For For For
11 Elect Elisse B. Walter Mgmt For For For
12 Advisory Vote on Executive Compensation Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding Report on ShrHoldr Against Against For
Membership in Lobbying Organizations
15 Shareholder Proposal Regarding Climate ShrHoldr Against Against For
Change Policy Risk
16 Shareholder Proposal Regarding Right to ShrHoldr Against For Against
Call a Special Meeting
17 Shareholder Proposal Regarding Methane ShrHoldr Against Against For
Emissions And Flaring Reporting and
Reduction Targets
SECTION
-----------------------------------------------------------------------------------------------------------------------
Packaging
Corporation
of America
Ticker Security ID: Meeting Date Meeting Status
PKG CUSIP 695156109 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Cheryl K. Beebe Mgmt For For For
2 Elect Duane C. Farrington Mgmt For For For
3 Elect Hasan Jameel Mgmt For For For
4 Elect Mark W. Kowlzan Mgmt For For For
5 Elect Robert C. Lyons Mgmt For For For
6 Elect Thomas P. Maurer Mgmt For For For
7 Elect Samuel Mencoff Mgmt For For For
8 Elect Roger B. Porter Mgmt For For For
9 Elect Thomas S. Souleles Mgmt For For For
10 Elect Paul T. Stecko Mgmt For For For
11 Elect James D. Woodrum Mgmt For For For
12 Advisory Vote on Executive Compensation Mgmt For For For
13 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Potash
Corporation of
Saskatchewan
Inc.
Ticker Security ID: Meeting Date Meeting Status
POT CUSIP 73755L107 05/10/2016 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Christopher M. Burley Mgmt For For For
1.2 Elect Donald G. Chynoweth Mgmt For For For
1.3 Elect John W. Estey Mgmt For For For
1.4 Elect Gerald W. Grandey Mgmt For For For
1.5 Elect C. Steven Hoffman Mgmt For For For
1.6 Elect Alice D. Laberge Mgmt For For For
1.7 Elect Consuelo E. Madere Mgmt For For For
1.8 Elect Keith G. Martell Mgmt For For For
1.9 Elect Jeffrey J. McCaig Mgmt For For For
1.10 Elect Aaron W. Regent Mgmt For For For
1.11 Elect Jochen E. Tilk Mgmt For For For
1.12 Elect Elena Viyella de Paliza Mgmt For Withhold Against
1.13 Elect Zoe A. Yujnovich Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Approval of the 2016 Long-Term Incentive Mgmt For For For
Plan
4 Advisory Vote on Executive Compensation Mgmt For For For
5 Shareholder Proposal Regarding Sourcing ShrHoldr Against Against For
Phosphate from Western Sahara
-----------------------------------------------------------------------------------------------------------------------
Potlatch
Corporation
Ticker Security ID: Meeting Date Meeting Status
PCH CUSIP 737630103 05/02/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Michael J. Covey Mgmt For For For
2 Elect Charles P. Grenier Mgmt For For For
3 Elect Gregory L. Quesnel Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Compensation Mgmt For For For
SECTION
-----------------------------------------------------------------------------------------------------------------------
Rayonier Inc.
Ticker Security ID: Meeting Date Meeting Status
RYN CUSIP 754907103 05/23/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Richard D. Kincaid Mgmt For For For
2 Elect John. A Blumberg Mgmt For For For
3 Elect Dod A. Fraser Mgmt For For For
4 Elect Scott R. Jones Mgmt For For For
5 Elect Bernard Lanigan, Jr. Mgmt For For For
6 Elect Blanche L. Lincoln Mgmt For For For
7 Elect V. Larkin Martin Mgmt For For For
8 Elect David L. Nunes Mgmt For For For
9 Elect Andrew G. Wiltshere Mgmt For For For
10 Advisory Vote on Executive Compensation Mgmt For For For
11 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Rio Tinto plc
Ticker Security ID: Meeting Date Meeting Status
RIO CUSIP 767204100 04/14/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report (Advisory - UK) Mgmt For Against Against
3 Remuneration Report (Advisory - AUS) Mgmt For Against Against
4 Elect Robert E. Brown Mgmt For For For
5 Elect Megan Clark Mgmt For For For
6 Elect Jan du Plessis Mgmt For For For
7 Elect Ann Godbehere Mgmt For For For
8 Elect Anne Lauvergeon Mgmt For For For
9 Elect Michael L'Estrange Mgmt For For For
10 Elect Chris J. Lynch Mgmt For For For
11 Elect Paul M. Tellier Mgmt For For For
12 Elect Simon R. Thompson Mgmt For For For
13 Elect John S. Varley Mgmt For For For
14 Elect Samuel M.C. Walsh Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Auditor's Fees Mgmt For For For
17 Shareholder Proposal Regarding Climate ShrHoldr For For For
Change Reporting
18 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
19 Authority to Issue Shares w/o Preemptive Mgmt For For For
Rights
20 Authority to Repurchase Shares Mgmt For For For
21 Authority to Set General Meeting Notice Mgmt For Against Against
Period at 14 Days
-----------------------------------------------------------------------------------------------------------------------
Royal Dutch
Shell Plc
Ticker Security ID: Meeting Date Meeting Status
RDSB CUSIP 780259206 05/24/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report (Advisory) Mgmt For Against Against
3 Elect Ben Van Beurden Mgmt For For For
4 Elect Guy Elliott Mgmt For For For
5 Elect Euleen GOH Yiu Kiang Mgmt For For For
6 Elect Simon Henry Mgmt For For For
7 Elect Charles O. Holliday, Jr. Mgmt For For For
8 Elect Gerard Kleisterlee Mgmt For Against Against
9 Elect Sir Nigel Sheinwald Mgmt For For For
10 Elect Linda G. Stuntz Mgmt For For For
11 Elect Hans Wijers Mgmt For For For
12 Elect Patricia A. Woertz Mgmt For For For
13 Elect Gerrit Zalm Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Auditor's Fees Mgmt For For For
16 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
17 Authority to Issue Shares w/o Preemptive Mgmt For For For
Rights
18 Authority to Repurchase Shares Mgmt For For For
19 Shareholder Resolution Regarding Company ShrHoldr Against Against For
Business Strategy
-----------------------------------------------------------------------------------------------------------------------
Silver Wheaton
Corp.
Ticker Security ID: Meeting Date Meeting Status
SLW CUSIP 828336107 05/25/2016 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Lawrence I. Bell Mgmt For For For
1.2 Elect George L. Brack Mgmt For For For
1.3 Elect John A. Brough Mgmt For For For
1.4 Elect R. Peter Gillin Mgmt For Withhold Against
1.5 Elect Chantal Gosselin Mgmt For For For
1.6 Elect Douglas M. Holtby Mgmt For For For
1.7 Elect Eduardo Luna Mgmt For For For
1.8 Elect Wade Nesmith Mgmt For For For
1.9 Elect Randy V.J. Smallwood Mgmt For For For
2 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
3 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Snyders-Lance
Inc.
Ticker Security ID: Meeting Date Meeting Status
LNCE CUSIP 833551104 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect John E. Denton Mgmt For For For
1.2 Elect Brian J. Driscoll Mgmt For For For
1.3 Elect Lawrence V. Jackson Mgmt For For For
1.4 Elect David C. Moran Mgmt For For For
1.5 Elect Dan C. Swander Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Approval of 2016 Key Employee Incentive Mgmt For For For
Plan
4 Ratification of Auditor Mgmt For For For
SECTION
-----------------------------------------------------------------------------------------------------------------------
Southern Copper
Corporation
Ticker Security ID: Meeting Date Meeting Status
SCCO CUSIP 84265V105 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect German Larrea Mota-Velasco Mgmt For For For
1.2 Elect Oscar Gonzalez Rocha Mgmt For Withhold Against
1.3 Elect Emilio Carrillo Gamboa Mgmt For Withhold Against
1.4 Elect Alfredo Casar Perez Mgmt For For For
1.5 Elect Luis Castelazo Morales Mgmt For For For
1.6 Elect Enrique Castillo Sanchez Mejorada Mgmt For For For
1.7 Elect Xavier Garcia de Quevedo Topete Mgmt For For For
1.8 Elect Daniel Muniz Quintanilla Mgmt For For For
1.9 Elect Luis Miguel Palomino Bonilla Mgmt For For For
1.10 Elect Gilberto Perezalonso Cifuentes Mgmt For Withhold Against
1.11 Elect Carlos Ruiz Sacristan Mgmt For For For
2 Directors Stock Award Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Suncor Energy
Inc.
Ticker Security ID: Meeting Date Meeting Status
SU CUSIP 867224107 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Patricia M. Bedient Mgmt For For For
1.2 Elect Mel E. Benson Mgmt For For For
1.3 Elect Jacynthe Cote Mgmt For For For
1.4 Elect Dominic D'Alessandro Mgmt For For For
1.5 Elect John D. Gass Mgmt For For For
1.6 Elect John R. Huff Mgmt For For For
1.7 Elect Maureen McCaw Mgmt For For For
1.8 Elect Michael W. O'Brien Mgmt For For For
1.9 Elect James W. Simpson Mgmt For For For
1.10 Elect Eira Thomas Mgmt For For For
1.11 Elect Steven W. Williams Mgmt For For For
1.12 Elect Michael M. Wilson Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
4 Shareholder Proposal Regarding Climate ShrHoldr For For For
Change Reporting
5 Shareholder Proposal Regarding Lobbying ShrHoldr Against For Against
Report
-----------------------------------------------------------------------------------------------------------------------
Syngenta AG
Ticker Security ID: Meeting Date Meeting Status
SYNN CUSIP 87160A100 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
2 Compensation Report Mgmt For For For
3 Ratification of Board and Management Acts Mgmt For For For
4 Cancellation of Shares and Reduction in Mgmt For For For
Share Capital
5 Allocation of Profits/Dividends Mgmt For For For
6 Special Dividend Mgmt For For For
7 Elect Vinita Bali Mgmt For For For
8 Elect Stefan Borgas Mgmt For For For
9 Elect Gunnar Brock Mgmt For For For
10 Elect Michel Demare Mgmt For For For
11 Elect Eleni Gabre-Madhin Mgmt For For For
12 Elect David Lawrence Mgmt For For For
13 Elect Eveline Saupper Mgmt For For For
SECTION
14 Elect Jurg Witmer Mgmt For For For
15 Elect Michel Demare as Chairman Mgmt For For For
16 Elect Eveline Saupper as Compensation Mgmt For For For
Committee Member
17 Elect Jurg Witmer as Compensation Mgmt For For For
Committee Member
18 Elect Stefan Borgas as Compensation Mgmt For For For
Committee Member
19 Board Compensation Mgmt For For For
20 Executive Compensation Mgmt For For For
21 Appointment of Independent Proxy Mgmt For For For
22 Appointment of Auditor Mgmt For For For
23 Additional or Miscellaneous Shareholder ShrHoldr For Abstain Against
Proposals
-----------------------------------------------------------------------------------------------------------------------
Total SA
Ticker Security ID: Meeting Date Meeting Status
FP CUSIP 89151E109 05/24/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
2 Consolidated Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends; Scrip Mgmt For For For
Dividend Option
4 Scrip Dividend Option for Interim Dividends Mgmt For For For
5 Authority to Repurchase Shares Mgmt For For For
6 Elect Gerard Lamarche to the Board of Mgmt For For For
Directors
7 Elect Maria van der Hoeven to the Board of Mgmt For For For
Directors
8 Elect Jean Lemierre to the Board of Mgmt For For For
Directors
9 Elect Renata Perycz as Employee Mgmt For For For
Shareholder Representative to the Board of
Directors
10 Elect Charles Keller as Employee Mgmt Against Against For
Shareholder Representative to the Board of
Directors
11 Elect Werner Guyot as Employee Shareholder Mgmt Against Against For
Representative to the Board of Directors
12 Appointment of Auditor (Ernst & Young) Mgmt For For For
13 Appointment of Auditor (KPMG) Mgmt For For For
14 Appointment of Alternate Auditor (Auditex) Mgmt For For For
15 Appointment of Alternate Auditor (Salustro Mgmt For For For
Reydel)
16 Related Party Transactions (Thierry Mgmt For For For
Desmarest)
17 Related Party Transactions (Patrick Mgmt For For For
Pouyanne)
18 Remuneration of Thierry Desmarest, Chairman Mgmt For For For
19 Remuneration of Patrick Pouyanne, CEO Mgmt For For For
20 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/ Preemptive
Rights; Authority to Increase Capital
Through Capitalisations
21 Authority to Issue Shares or Convertible Mgmt For For For
Securities w/o Preemptive Rights
22 Authority to Issue Shares and Convertible Mgmt For For For
Securities Through Private Placement
23 Greenshoe Mgmt For For For
24 Authority to Increase Capital in Mgmt For For For
Consideration for Contributions in Kind
25 Employee Stock Purchase Plan Mgmt For For For
26 Authority to Issue Performance Shares Mgmt For For For
27 Authority to Grant Stock Options Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Universal
Forest
Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
UFPI CUSIP 913543104 04/20/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect William G. Currie Mgmt For For For
1.2 Elect John M. Engler Mgmt For For For
1.3 Elect Bruce A. Merino Mgmt For For For
1.4 Elect Michael G. Wooldridge Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For Against Against
SECTION
-----------------------------------------------------------------------------------------------------------------------
Waste Management,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WM CUSIP 94106L109 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Bradbury H. Anderson Mgmt For For For
2 Elect Frank M. Clark, Jr. Mgmt For For For
3 Elect Andres R. Gluski Mgmt For For For
4 Elect Patrick W. Gross Mgmt For For For
5 Elect Victoria M. Holt Mgmt For For For
6 Elect Kathleen M. Mazzarella Mgmt For For For
7 Elect John C. Pope Mgmt For For For
8 Elect W. Robert Reum Mgmt For For For
9 Elect David P. Steiner Mgmt For For For
10 Elect Thomas H. Weidemeyer Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Compensation Mgmt For For For
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Compensation in the Event of a Change in
Control
-----------------------------------------------------------------------------------------------------------------------
West Fraser
Timber Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
WFT CUSIP 952845105 04/19/2016 Voted
Meeting Type Country of Trade
Annual Canada
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Board Size Mgmt For For For
2.1 Elect Hank Ketcham Mgmt For For For
2.2 Elect Clark S. Binkley Mgmt For For For
2.3 Elect Reid Carter Mgmt For For For
2.4 Elect John Floren Mgmt For For For
2.5 Elect J. Duncan Gibson Mgmt For For For
2.6 Elect John K. Ketcham Mgmt For Withhold Against
2.7 Elect Harald H. Ludwig Mgmt For For For
2.8 Elect Gerald J. Miller Mgmt For Withhold Against
2.9 Elect Robert L. Phillips Mgmt For For For
2.10 Elect Janice G. Rennie Mgmt For For For
2.11 Elect Ted Seraphim Mgmt For For For
3 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
4 Advisory Resolution on the Company's Mgmt For For For
Approach to Executive Compensation
5 Amendment to the Stock Option Plan to Mgmt For For For
Increase Shares
6 Additional Amendments to the Stock Option Mgmt For For For
Plan
SECTION
-----------------------------------------------------------------------------------------------------------------------
Weyerhaeuser
Company
Ticker Security ID: Meeting Date Meeting Status
WY CUSIP 962166104 05/20/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect David P. Bozeman Mgmt For For For
2 Elect Mark A. Emmert Mgmt For For For
3 Elect Rick R. Holley Mgmt For For For
4 Elect John I. Kieckhefer Mgmt For For For
5 Elect Sara Grootwassink Lewis Mgmt For For For
6 Elect John F. Morgan Mgmt For For For
7 Elect Nicole W. Piasecki Mgmt For For For
8 Elect Marc F. Racicot Mgmt For For For
9 Elect Lawrence A. Selzer Mgmt For For For
10 Elect Doyle R. Simons Mgmt For For For
11 Elect D. Michael Steuert Mgmt For For For
12 Elect Kim Williams Mgmt For For For
13 Elect Charles R. Williamson Mgmt For For For
14 Advisory Vote on Executive Compensation Mgmt For For For
15 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Zoetis Inc.
Ticker Security ID: Meeting Date Meeting Status
ZTS CUSIP 98978V103 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Juan Ramon Alaix Mgmt For For For
2 Elect Paul M. Bisaro Mgmt For For For
3 Elect Frank A. D'Amelio Mgmt For For For
4 Elect Michael B. McCallister Mgmt For For For
5 Advisory Vote on Executive Compensation Mgmt For For For
6 Ratification of Auditor Mgmt For For For
Registrant : RidgeWorth Funds
Fund Name : RidgeWorth Seix Floating Rate High Income Fund
-----------------------------------------------------------------------------------------------------------------------
NII Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
NIHD CUSIP 62913F508 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Steven M. Shindler Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Frequency of Advisory Vote on Executive Mgmt 1 Year 3 Years Against
Compensation
4 Ratification of Auditor Mgmt For For For
Registrant : RidgeWorth Funds
Fund Name : RidgeWorth Seix High Income Fund
-----------------------------------------------------------------------------------------------------------------------
General Motors Co.
Ticker Security ID: Meeting Date Meeting Status
GM CUSIP 37045V100 06/07/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Joseph J. Ashton Mgmt For For For
2 Elect Mary T. Barra Mgmt For For For
3 Elect Linda R. Gooden Mgmt For For For
4 Elect Joseph Jimenez Mgmt For For For
5 Elect Kathryn V. Marinello Mgmt For For For
6 Elect Jane L. Mendillo Mgmt For For For
7 Elect Michael G. Mullen Mgmt For For For
8 Elect James J. Mulva Mgmt For For For
9 Elect Patricia F. Russo Mgmt For Against Against
10 Elect Thomas M. Schoewe Mgmt For For For
11 Elect Theodore M. Solso Mgmt For For For
12 Elect Carol M. Stephenson Mgmt For For For
13 Advisory Vote on Executive Compensation Mgmt For Against Against
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal Regarding Holy ShrHoldr Against Against For
Land Principles
-----------------------------------------------------------------------------------------------------------------------
NII Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
NIHD CUSIP 62913F508 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Steven M. Shindler Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Frequency of Advisory Vote on Executive Mgmt 1 Year 3 Years Against
Compensation
4 Ratification of Auditor Mgmt For For For
SECTION
Registrant : RidgeWorth Funds
Fund Name : RidgeWorth Seix High Yield Fund
-----------------------------------------------------------------------------------------------------------------------
NII Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
NIHD CUSIP 62913F508 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Steven M. Shindler Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Frequency of Advisory Vote on Executive Mgmt 1 Year 3 Years Against
Compensation
4 Ratification of Auditor Mgmt For For For
Registrant : RidgeWorth Funds
Fund Name : RidgeWorth International Equity Fund
-----------------------------------------------------------------------------------------------------------------------
ACE Limited
Ticker Security ID: Meeting Date Meeting Status
ACE CUSIP H0023R105 10/22/2015 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Increase in Authorized Share Capital Mgmt For For For
2 Company Name Change Mgmt For For For
3 Merger/Acquisition Mgmt For For For
4 Elect Sheila P. Burke Mgmt For For For
5 Elect James I. Cash, Jr. Mgmt For For For
6 Elect Lawrence W. Kellner Mgmt For For For
7 Elect James M. Zimmerman Mgmt For For For
8 Board Compensation Mgmt For For For
9 Additional or Miscellanious Proposals ShrHoldr For Abstain Against
-----------------------------------------------------------------------------------------------------------------------
ARM Holdings
plc
Ticker Security ID: Meeting Date Meeting Status
ARM CUSIP 042068106 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report (Advisory) Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Chris Kennedy Mgmt For For For
5 Elect Lawton W. Fitt Mgmt For For For
6 Elect Steve Pusey Mgmt For For For
7 Elect Stuart Chambers Mgmt For For For
8 Elect Simon Segars Mgmt For For For
9 Elect Andy Green Mgmt For For For
10 Elect Larry Hirst Mgmt For For For
11 Elect Mike Muller Mgmt For For For
12 Elect Janice Roberts Mgmt For For For
13 Elect John LIU Yun Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Auditor's Fees Mgmt For For For
16 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
17 Employee Equity Plan Mgmt For For For
18 Employee Equity Plan (Overseas Plan) Mgmt For For For
19 U.S. Employee Stock Purchase Plan Mgmt For For For
20 Employee Stock Purchase Plan (Overseas Mgmt For For For
Employees)
21 ARM Holdings Sharematch Plan Mgmt For For For
22 ARM Holdings Sharematch Plan (Overseas Mgmt For For For
Plan)
23 Approve French Schedule to the Mgmt For For For
Long-Term Incentive Plan
24 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
25 Authority to Repurchase Shares Mgmt For For For
26 Authority to Set General Meeting Notice Mgmt For Against Against
Period at 14 Days
-----------------------------------------------------------------------------------------------------------------------
BT Group plc
Ticker Security ID: Meeting Date Meeting Status
BT.A CINS G16612106 07/15/2015 Voted
Meeting Type Country of Trade
Annual United Kingdom
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report (Advisory) Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Sir Michael Rake Mgmt For For For
5 Elect Gavin Patterson Mgmt For For For
6 Elect Tony Chanmugam Mgmt For For For
7 Elect Tony Ball Mgmt For For For
8 Elect Iain C. Conn Mgmt For For For
9 Elect Phil Hodkinson Mgmt For For For
10 Elect Karen Richardson Mgmt For For For
11 Elect Nicholas Rose Mgmt For For For
12 Elect Jasmine Whitbread Mgmt For For For
13 ELECT ISABEL HUDSON Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Auditor's Fees Mgmt For For For
16 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
17 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
18 Authority to Repurchase Shares Mgmt For For For
19 Amendments to Articles Mgmt For For For
20 Authority to Set General Meeting Notice Mgmt For Against Against
Period at 14 Days
21 Authorisation of Political Donations Mgmt For For For
22 Non-Voting Meeting Note N/A N/A N/A N/A
SECTION
-----------------------------------------------------------------------------------------------------------------------
Canadian Pacific
Railway Limited
Ticker Security ID: Meeting Date Meeting Status
CP CUSIP 13645T100 04/20/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Appointment of Auditor Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For Against Against
3 Frequency of Advisory Vote on Executive Mgmt 1 Year 3 Years Against
Compensation
4.1 Elect William A. Ackman Mgmt For For For
4.2 Elect John Baird Mgmt For For For
4.3 Elect Isabelle Courville Mgmt For For For
4.4 Elect Keith E. Creel Mgmt For For For
4.5 Elect E. Hunter Harrison Mgmt For For For
4.6 Elect Rebecca MacDonald Mgmt For For For
4.7 Elect Anthony R. Melman Mgmt For For For
4.8 Elect Matthew H. Paull Mgmt For For For
4.9 Elect Andrew F. Reardon Mgmt For For For
5 Approval of Section 162(m) Incentive Mgmt For For For
Plan
-----------------------------------------------------------------------------------------------------------------------
Chr.Hansen
Holding A/S
Ticker Security ID: Meeting Date Meeting Status
CHR CINS K1830B107 11/26/2015 Voted
Meeting Type Country of Trade
Annual Denmark
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Profits/Dividends Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Amend Incentive Guidelines Mgmt For For For
10 Elect Ole Andersen Mgmt For For For
11 Elect Frederic Stevenin Mgmt For For For
12 Elect Mark Wilson Mgmt For For For
13 Elect Soren Carlsen Mgmt For For For
14 Elect Dominique Reiniche Mgmt For For For
15 Elect Tiina Mattila Sandholm Mgmt For For For
16 Elect Kristian Villumsen Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Authority to Carry out Formalities Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Chubb Limited
Ticker Security ID: Meeting Date Meeting Status
CB CUSIP H1467J104 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Dividends from Reserves Mgmt For For For
4 Ratification of Board Acts Mgmt For For For
5 Election of Statutory Auditors Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Appointment of Special Auditor Mgmt For For For
8 Elect Evan G. Greenberg Mgmt For For For
9 Elect Robert M. Hernandez Mgmt For Against Against
10 Elect Michael G. Atieh Mgmt For For For
11 Elect Sheila P. Burke Mgmt For For For
12 Elect James I. Cash, Jr. Mgmt For For For
13 Elect Mary A. Cirillo Mgmt For Against Against
14 Elect Michael P. Connors Mgmt For Against Against
15 Elect John A. Edwardson Mgmt For For For
16 Elect Lawrence W. Kellner Mgmt For For For
17 Elect Leo F. Mullin Mgmt For For For
18 Elect Kimberly Ross Mgmt For For For
19 Elect Robert W. Scully Mgmt For For For
20 Elect Eugene B. Shanks, Jr. Mgmt For For For
21 Elect Theodore Shasta Mgmt For For For
22 Elect David H. Sidwell Mgmt For For For
23 Elect Olivier Steimer Mgmt For For For
24 Elect James M. Zimmerman Mgmt For For For
25 Elect Evan G. Greenberg as Chairman of Mgmt For For For
the Board
26 Elect Michael P. Connors Mgmt For Against Against
27 Elect Mary A. Cirillo Mgmt For Against Against
28 Elect Robert M. Hernandez Mgmt For Against Against
29 Elect Robert W. Scully Mgmt For For For
30 Elect James M. Zimmerman Mgmt For For For
31 ELECTION OF HOMBURGER AG AS INDEPENDENT Mgmt For For For
PROXY
32 Increase in Authorized Share Capital Mgmt For For For
for General Purposes
33 Approval of the 2016 Long-Term Mgmt For For For
Incentive Plan
34 Compensation of the Board until the Mgmt For For For
Next AGM
35 Executive Compensation Mgmt For For For
36 Advisory Vote on Executive Compensation Mgmt For Against Against
37 Additional or Miscellaneous Proposals Mgmt For Abstain Against
SECTION
-----------------------------------------------------------------------------------------------------------------------
Coloplast A/S
Ticker Security ID: Meeting Date Meeting Status
COLO-B CINS K16018192 12/09/2015 Voted
Meeting Type Country of Trade
Annual Denmark
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Authority to Reduce Share Capital Mgmt For For For
8 Authority to Repurchase Shares Mgmt For For For
9 Elect Michael Pram Rasmussen Mgmt For Abstain Against
10 Elect Niels Peter Louis-Hansen Mgmt For For For
11 Elect Sven Hakan Bjorklund Mgmt For For For
12 Elect Per Magid Mgmt For For For
13 Elect Brian Petersen Mgmt For For For
14 Elect Jorgen Tang-Jensen Mgmt For For For
15 Elect Birgitte Nielsen Mgmt For For For
16 Elect Jette Nygaard-Andersen Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Meeting Note N/A N/A N/A N/A
-----------------------------------------------------------------------------------------------------------------------
Compass Group
Plc
Ticker Security ID: Meeting Date Meeting Status
CPG CINS G23296190 02/04/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report (Advisory) Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Nelson Luiz Costa Silva Mgmt For For For
5 Elect Johnny Thomson Mgmt For For For
6 Elect Ireena Vittal Mgmt For Against Against
7 Elect Dominic Blakemore Mgmt For For For
8 Elect Richard Cousins Mgmt For For For
9 Elect Gary Green Mgmt For For For
10 Elect Carol Arrowsmith Mgmt For For For
11 Elect John G. Bason Mgmt For For For
12 Elect Susan E. Murray Mgmt For For For
13 Elect Don Robert Mgmt For For For
14 Elect Paul S. Walsh Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Auditor's Fees Mgmt For For For
17 Authorisation of Political Donations Mgmt For For For
18 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
19 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
20 Authority to Repurchase Shares Mgmt For For For
21 Authority to Set General Meeting Notice Mgmt For Against Against
Period at 14 Days
-----------------------------------------------------------------------------------------------------------------------
Constellation
Software Inc
Ticker Security ID: Meeting Date Meeting Status
CSU CUSIP 21037X100 04/28/2016 Take No Action
Meeting Type Country of Trade
Special Canada
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Jeff Bender Mgmt For TNA N/A
1.2 Elect Meredith H Hayes Mgmt For TNA N/A
1.3 Elect Robert Kittel Mgmt For TNA N/A
1.4 Elect Mark Leonard Mgmt For TNA N/A
1.5 Elect Paul McFeeters Mgmt For TNA N/A
1.6 Elect Ian McKinnon Mgmt For TNA N/A
1.7 Elect Mark Miller Mgmt For TNA N/A
1.8 Elect Stephen R. Scotchmer Mgmt For TNA N/A
2 Appointment of Auditor and Authority to Mgmt For TNA N/A
Set Fees
3 Amend Articles to Create a New Class of Mgmt For TNA N/A
Common Stock
-----------------------------------------------------------------------------------------------------------------------
CSL Limited
Ticker Security ID: Meeting Date Meeting Status
CSL CINS Q3018U109 10/15/2015 Voted
Meeting Type Country of Trade
Annual Australia
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect David W. Anstice Mgmt For For For
3 Re-elect Maurice A. Renshaw Mgmt For For For
4 Remuneration Report Mgmt For For For
5 Equity Grant (MD/CEO Paul Perreault) Mgmt For For For
6 Renew Partial Takeover Provisions Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Ctrip.com
International
Ltd.
Ticker Security ID: Meeting Date Meeting Status
CTRP CUSIP 22943F100 12/21/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Increase of Authorized Common Stock and Mgmt For Against Against
Misc. Amendments to Articles of
Association
SECTION
-----------------------------------------------------------------------------------------------------------------------
Essilor
International
Ticker Security ID: Meeting Date Meeting Status
EI CINS F31668100 05/11/2016 Voted
Meeting Type Country of Trade
Mix France
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Scrip Dividend Mgmt For For For
8 Ratification of the Co-option of Mgmt For Against Against
Juliette Favre
9 Elect Maureen Cavanagh to the Board of Mgmt For For For
Directors
10 Elect Henrietta H. Fore to the Board of Mgmt For For For
Directors
11 Elect Annette Messemer to the Board of Mgmt For For For
Directors
12 Remuneration of Hubert Sagnieres, Mgmt For Against Against
Chairman and CEO
13 Authority to Repurchase Shares Mgmt For For For
14 Authority to Cancel Shares and Reduce Mgmt For For For
Capital
15 Employee Stock Purchase Plan Mgmt For For For
16 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/ Preemptive
Rights
17 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/o Preemptive
Rights
18 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities Through Private
Placement
19 Greenshoe Mgmt For For For
20 Authority to Increase Capital in Mgmt For For For
Consideration for Contributions in Kind
21 Authority to Set Offering Price Mgmt For For For
22 Global Ceiling on Capital Increases Mgmt For For For
23 Authority to Increase Capital Through Mgmt For For For
Capitalisations
24 Authorisation of Legal Formalities Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Hermes
International
SCA
Ticker Security ID: Meeting Date Meeting Status
RMS CINS F48051100 05/31/2016 Voted
Meeting Type Country of Trade
Mix France
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Approval of Non Mgmt For For For
Tax-Deductible Expenses
5 Consolidated Accounts and Reports Mgmt For For For
6 Ratification of Management Acts Mgmt For For For
7 Allocation of Profits/Dividends Mgmt For For For
8 Related Party Transactions Mgmt For For For
9 Elect Charles-Eric Bauer to the Mgmt For Against Against
Supervisory Board
10 Elect Julie Guerrand to the Supervisory Mgmt For For For
Board
11 Elect Dominique Senequier to the Mgmt For For For
Supervisory Board
12 Elect Sharon Macbeath to the Mgmt For For For
Supervisory Board
13 Remuneration of Axel Dumas, CEO Mgmt For Against Against
14 Remuneration of Emile Hermes SARL, Mgmt For Against Against
General Partner
15 Authority to Repurchase Shares Mgmt For For For
16 Authority to Cancel Shares and Reduce Mgmt For For For
Capital
17 Authority to Grant Stock Options Mgmt For Against Against
18 Authority to Issue Performance Shares Mgmt For Against Against
19 Authorisation of Legal Formalities Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Keyence
Corporation
Ticker Security ID: Meeting Date Meeting Status
6861 CINS J32491102 06/10/2016 Voted
Meeting Type Country of Trade
Annual Japan
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Elect Takemitsu Takizaki Mgmt For For For
4 Elect Akinori Yamamoto Mgmt For For For
5 Elect Akira Kanzawa Mgmt For For For
6 Elect Tsuyoshi Kimura Mgmt For For For
7 Elect Masayuki Konishi Mgmt For For For
8 Elect Keiichi Kimura Mgmt For For For
9 Elect Junpei Yamada Mgmt For For For
10 Elect Tomohide Ideno Mgmt For For For
11 Elect Masato Fujimoto Mgmt For For For
12 Elect Yohichi Tanabe Mgmt For For For
13 Elect Kohichi Ogawa Mgmt For For For
14 Elect Nobuo Nohjima Mgmt For For For
15 Elect Hidehiko Takeda as Alternate Mgmt For For For
Statutory Advisor
-----------------------------------------------------------------------------------------------------------------------
Lazard Ltd
Ticker Security ID: Meeting Date Meeting Status
LAZ CUSIP G54050102 04/19/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Richard N. Haass Mgmt For For For
1.2 Elect Jane L. Mendillo Mgmt For For For
1.3 Elect Richard D. Parsons Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Approval of the French Sub-Plan under Mgmt For Against Against
the 2008 Incentive Plan
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding Report ShrHoldr Against Against For
on Compensation in the Event of
Resignation for Government Service
SECTION
-----------------------------------------------------------------------------------------------------------------------
LVMH Moet Hennessy
Louis Vuitton SE
Ticker Security ID: Meeting Date Meeting Status
MC CINS F58485115 04/14/2016 Voted
Meeting Type Country of Trade
Mix France
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Consolidated Accounts and Reports Mgmt For For For
5 Related Party Transactions Mgmt For Against Against
6 Allocation of Profits/Dividends Mgmt For For For
7 Elect Bernard Arnault to the Board of Mgmt For For For
Directors
8 Elect Bernadette Chirac to the Board of Mgmt For For For
Directors
9 Elect Charles de Croisset to the Board Mgmt For For For
of Directors
10 Elect Hubert Vedrine to the Board of Mgmt For For For
Directors
11 Elect Clara Gaymard to the Board of Mgmt For For For
Directors
12 Elect Natacha Valla to the Board of Mgmt For For For
Directors
13 Appointment of Auditor (Ernst and Young) Mgmt For For For
14 Appointment of Auditor (Mazars) Mgmt For For For
15 Appointment of Alternate Auditor Mgmt For For For
(Philippe Castagnac)
16 Appointment of Alternate Auditor Mgmt For For For
(Auditex)
17 Remuneration of Bernard Arnault, CEO Mgmt For Against Against
18 Remuneration of M. Antonio Belloni, Mgmt For Against Against
Deputy-CEO
19 Authority to Repurchase Shares Mgmt For For For
20 Authority to Cancel Shares and Reduce Mgmt For For For
Capital
21 Authority to Issue Restricted Shares Mgmt For Against Against
22 Amendments to Article Regarding Company Mgmt For For For
Duration
23 Non-Voting Meeting Note N/A N/A N/A N/A
-----------------------------------------------------------------------------------------------------------------------
Nestle S.A.
Ticker Security ID: Meeting Date Meeting Status
NESN CINS H57312649 04/07/2016 Take No Action
Meeting Type Country of Trade
Annual Switzerland
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Compensation Report Mgmt For TNA N/A
4 Ratification of Board and Management Mgmt For TNA N/A
Acts
5 Allocation of Profits/Dividends Mgmt For TNA N/A
6 Elect Peter Brabeck-Letmathe Mgmt For TNA N/A
7 Elect Paul Bulcke Mgmt For TNA N/A
8 Elect Andreas Koopmann Mgmt For TNA N/A
9 Elect Beat Hess Mgmt For TNA N/A
10 Elect Renato Fassbind Mgmt For TNA N/A
11 Elect Steven G. Hoch Mgmt For TNA N/A
12 Elect Naina Lal Kidwai Mgmt For TNA N/A
13 Elect Jean-Pierre Roth Mgmt For TNA N/A
14 Elect Ann Veneman Mgmt For TNA N/A
15 Elect Henri de Castries Mgmt For TNA N/A
16 Elect Eva Cheng Mgmt For TNA N/A
17 Elect Ruth Khasaya Oniang'o Mgmt For TNA N/A
18 Elect Patrick Aebischer Mgmt For TNA N/A
19 Elect Peter Brabeck-Letmathe as Chairman Mgmt For TNA N/A
20 Elect Beat Hess as Compensation Mgmt For TNA N/A
Committee Member
21 Elect Andreas Koopmann as Compensation Mgmt For TNA N/A
Committee Member
22 Elect Jean-Pierre Roth as Compensation Mgmt For TNA N/A
Committee Member
23 Elect Patrick Aebischer as Compensation Mgmt For TNA N/A
Committee Member
24 Appointment of Auditor Mgmt For TNA N/A
25 Appointment of Independent Proxy Mgmt For TNA N/A
26 Board Compensation Mgmt For TNA N/A
27 Executive Compensation Mgmt For TNA N/A
28 Cancellation of Shares and Reduction in Mgmt For TNA N/A
Share Capital
29 Additional or Miscellaneous Proposals ShrHoldr Against TNA N/A
-----------------------------------------------------------------------------------------------------------------------
Novozymes A/S
Ticker Security ID: Meeting Date Meeting Status
NZYM'B CINS K7317J133 02/24/2016 Voted
Meeting Type Country of Trade
Annual Denmark
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Profits/Dividends Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Elect Henrik Gurtler Mgmt For Abstain Against
10 Elect Jorgen Buhl Rasmussen Mgmt For For For
11 Elect Heinz-Jurgen Bertram Mgmt For For For
12 Elect Lars Green Mgmt For Abstain Against
13 Elect Agnete Raaschou-Nielsen Mgmt For Abstain Against
14 Elect Mathias Uhlen Mgmt For Abstain Against
15 Elect Eivind Kolding Mgmt For For For
16 Appointment of Auditor Mgmt For Abstain Against
17 Authority to Reduce Share Capital Mgmt For For For
18 Amendments to Articles Regarding Bearer Mgmt For For For
Shares
19 Authority to Carry out Formalities Mgmt For For For
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Meeting Note N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
SECTION
-----------------------------------------------------------------------------------------------------------------------
Perrigo Company
plc
Ticker Security ID: Meeting Date Meeting Status
PRGO CUSIP G97822103 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Laurie Brlas Mgmt For For For
2 Elect Gary M. Cohen Mgmt For For For
3 Elect Marc Coucke Mgmt For For For
4 Elect Ellen R. Hoffing Mgmt For For For
5 Elect Michael J. Jandernoa Mgmt For For For
6 Elect Gary K. Kunkle, Jr. Mgmt For For For
7 Elect Herman Morris, Jr. Mgmt For For For
8 Elect Donal O'Connor Mgmt For For For
9 Elect Joseph C. Papa Mgmt For For For
10 Elect Shlomo Yanai Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Compensation Mgmt For For For
13 Authority to Repurchase Shares Mgmt For For For
14 Price Range for Reissuance of Treasury Mgmt For For For
Shares
-----------------------------------------------------------------------------------------------------------------------
Reckitt
Benckiser
Group Plc
Ticker Security ID: Meeting Date Meeting Status
RB CINS G74079107 05/05/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy (Binding) Mgmt For Against Against
3 Remuneration Report (Advisory) Mgmt For Against Against
4 Allocation of Profits/Dividends Mgmt For For For
5 Elect Adrian D.P. Bellamy Mgmt For For For
6 Elect Nicandro Durante Mgmt For For For
7 Elect Mary Harris Mgmt For For For
8 Elect Adrian Hennah Mgmt For For For
9 Elect Pamela J. Kirby Mgmt For For For
10 Elect Kenneth Hydon Mgmt For For For
11 Elect Rakesh Kapoor Mgmt For For For
12 Elect Andre Lacroix Mgmt For For For
13 Elect Christopher A. Sinclair Mgmt For For For
14 Elect Judith A. Sprieser Mgmt For For For
15 Elect Warren G. Tucker Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Auditor's Fees Mgmt For For For
18 Authorisation of Political Donations Mgmt For For For
19 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
20 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
21 Authority to Repurchase Shares Mgmt For For For
22 Authority to Set General Meeting Notice Mgmt For Against Against
Period at 14 Days
-----------------------------------------------------------------------------------------------------------------------
Sabmiller plc
Ticker Security ID: Meeting Date Meeting Status
SAB CINS G77395104 07/23/2015 Voted
Meeting Type Country of Trade
Annual United Kingdom
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report (Advisory) Mgmt For Against Against
3 Elect Dave Beran Mgmt For For For
4 Elect Jan du Plessis Mgmt For For For
5 Elect Javier Ferran Mgmt For For For
6 Elect Trevor Manuel Mgmt For For For
7 Elect Mark Armour Mgmt For For For
8 Elect Geoffrey Bible Mgmt For For For
9 Elect Alan Clark Mgmt For For For
10 Elect Dinyar S. Devitre Mgmt For Against Against
11 Elect Guy Elliott Mgmt For For For
12 Elect Lesley Knox Mgmt For For For
13 Elect Dambisa Moyo Mgmt For For For
14 Elect Carlos Alejandro Perez Davila Mgmt For For For
15 Elect Alejandro Santo Domingo Mgmt For For For
16 Elect Helen A. Weir Mgmt For For For
17 Allocation of Profits/Dividends Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Authority to Set Auditor's Fees Mgmt For For For
20 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
21 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
22 Authority to Repurchase Shares Mgmt For For For
23 Authority to Set General Meeting Notice Mgmt For Against Against
Period at 14 Days
-----------------------------------------------------------------------------------------------------------------------
Sensata
Technologies
Holding N.V.
Ticker Security ID: Meeting Date Meeting Status
ST CUSIP N7902X106 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Paul Edgerley Mgmt For For For
1.2 Elect Martha Sullivan Mgmt For For For
1.3 Elect Beda Bolzenius Mgmt For For For
1.4 Elect James E. Heppelman Mgmt For For For
1.5 Elect Michael J. Jacobson Mgmt For For For
1.6 Elect Charles W. Peffer Mgmt For For For
SECTION
1.7 Elect Kirk P. Pond Mgmt For For For
1.8 Elect Andrew Teich Mgmt For For For
1.9 Elect Thomas Wroe, Jr. Mgmt For For For
1.10 Elect Stephen Zide Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Accounts and Reports (Dutch Statutory) Mgmt For For For
4 Discharge of Members of the Board of Mgmt For For For
Directors from Certain Liabilities
5 Authority to Repurchase Shares Mgmt For For For
6 AMEND THE ARTICLES OF ASSOCIATION TO Mgmt For For For
INCLUDE A DERIVATIVE DISCLOSURE
REQUIREMENT
7 Advisory Vote on Executive Compensation Mgmt For For For
8 AMEND THE DIRECTOR REMUNERATION POLICY Mgmt For For For
AND IMPLEMENT A DIRECTOR STOCK
OWNERSHIP REQUIREMENT
-----------------------------------------------------------------------------------------------------------------------
SGS Societe Generale de
Surveillance SA
Ticker Security ID: Meeting Date Meeting Status
SGSN CINS H7484G106 03/14/2016 Take No Action
Meeting Type Country of Trade
Annual Switzerland
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Compensation Report Mgmt For TNA N/A
4 Ratification of Board and Management Mgmt For TNA N/A
Acts
5 Allocation of Profits/Dividends Mgmt For TNA N/A
6 Elect Paul Desmarais, Jr. Mgmt For TNA N/A
7 Elect August von Finck Mgmt For TNA N/A
8 Elect August Francois von Finck Mgmt For TNA N/A
9 Elect Ian Gallienne Mgmt For TNA N/A
10 Elect Cornelius Grupp Mgmt For TNA N/A
11 Elect Peter Kalantzis Mgmt For TNA N/A
12 Elect Chris Kirk Mgmt For TNA N/A
13 Elect Gerard Lamarche Mgmt For TNA N/A
14 Elect Sergio Marchionne Mgmt For TNA N/A
15 Elect Shelby R. du Pasquier Mgmt For TNA N/A
16 Elect Sergio Marchionne as Chairman Mgmt For TNA N/A
17 Elect August von Finck as Compensation Mgmt For TNA N/A
Committee Member
18 Elect Ian Gallienne as Compensation Mgmt For TNA N/A
Committee Member
19 Elect Shelby R. du Pasquier as Mgmt For TNA N/A
Compensation Committee Member
20 Appointment of Auditor Mgmt For TNA N/A
21 Appointment of Independent Proxy Mgmt For TNA N/A
22 Board Compensation Mgmt For TNA N/A
23 Executive Compensation (Fixed) Mgmt For TNA N/A
24 Executive Compensation (Variable) Mgmt For TNA N/A
25 Non-Voting Meeting Note N/A N/A TNA N/A
-----------------------------------------------------------------------------------------------------------------------
Shoprite Holdings
Limited
Ticker Security ID: Meeting Date Meeting Status
SHP CINS S76263102 10/19/2015 Voted
Meeting Type Country of Trade
Annual South Africa
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Re-elect Christoffel Wiese Mgmt For Against Against
4 Re-elect EC Kieswetter Mgmt For Against Against
5 Re-elect JA Louw Mgmt For Against Against
6 Elect Audit and Risk Committee Chair Mgmt For For For
(JF Bason)
7 Elect Audit and Risk Committee Member Mgmt For Against Against
(JA Louw)
8 Elect Audit and Risk Committee Member Mgmt For For For
(JJ Fouche)
9 Elect Audit and Risk Committee Member Mgmt For For For
(JA Rock)
10 General Authority to Issue Shares Mgmt For For For
11 Authority to Issue Shares for Cash Mgmt For For For
12 Authorisation of Legal Formalities Mgmt For For For
13 Approve Remuneration Policy Mgmt For Against Against
14 Approve NEDs' Fees Mgmt For For For
15 Approve Financial Assistance (Section Mgmt For For For
45)
16 Approve Financial Assistance (Section Mgmt For For For
44)
17 Authority to Repurchase Shares Mgmt For For For
18 Schemes of Arrangement (SHP2 Preference Mgmt For For For
Shares)
19 Scheme of Arrangement (SHP3 Preference Mgmt For For For
Shares)
20 Scheme of Arrangement (SHP4 Preference Mgmt For For For
Shares)
21 Non-Voting Meeting Note N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
-----------------------------------------------------------------------------------------------------------------------
Swatch Group Ltd.
(The)
Ticker Security ID: Meeting Date Meeting Status
UHR CINS H83949141 05/11/2016 Take No Action
Meeting Type Country of Trade
Annual Switzerland
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For TNA N/A
2 Ratification of Board and Management Mgmt For TNA N/A
Acts
3 Allocation of Profits/Dividends Mgmt For TNA N/A
4 Fixed Board Compensation (Non-Executive Mgmt For TNA N/A
Functions)
5 Fixed Board Compensation (Executive Mgmt For TNA N/A
Functions)
6 Fixed Executive Compensation Mgmt For TNA N/A
7 Variable Compensation (Executive Mgmt For TNA N/A
Directors)
8 Variable Compensation (Executive Mgmt For TNA N/A
Management)
9 Elect Nayla Hayek as Chair Mgmt For TNA N/A
10 Elect Ernst Tanner Mgmt For TNA N/A
11 Elect Georges Nick Hayek Mgmt For TNA N/A
12 Elect Claude Nicollier Mgmt For TNA N/A
13 Elect Jean-Pierre Roth Mgmt For TNA N/A
14 Elect Daniela Aeschlimann Mgmt For TNA N/A
15 Elect Nayla Hayek as Compensation Mgmt For TNA N/A
Committee Member
16 Elect Ernst Tanner as Compensation Mgmt For TNA N/A
Committee Member
17 Elect Georges Nicolas Hayek as Mgmt For TNA N/A
Compensation Committee Member
18 Elect Claude Nicollier as Compensation Mgmt For TNA N/A
Committee Member
19 Elect Jean-Pierre Roth as Compensation Mgmt For TNA N/A
Committee Member
20 Elect Daniela Aeschlimann as Mgmt For TNA N/A
Compensation Committee Member
21 Appointment of Independent Proxy Mgmt For TNA N/A
22 Appointment of Auditor Mgmt For TNA N/A
SECTION
-----------------------------------------------------------------------------------------------------------------------
Sysmex Corp.
Ticker Security ID: Meeting Date Meeting Status
6869 CINS J7864H102 06/24/2016 Voted
Meeting Type Country of Trade
Annual Japan
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect Hisashi Ietsugu Mgmt For Against Against
5 Elect Masayoshi Hayashi Mgmt For For For
6 Elect Yukio Nakajima Mgmt For For For
7 Elect Kohji Tamura Mgmt For For For
8 Elect Kazuya Obe Mgmt For For For
9 Elect Mitsuru Watanabe Mgmt For For For
10 Elect Kaoru Asano Mgmt For For For
11 Elect Kenji Tachibana Mgmt For For For
12 Elect Susumu Nishiura Mgmt For For For
13 Elect Masayo Takahashi Mgmt For For For
14 Elect Yukitoshi Kamao Mgmt For For For
15 Elect Kohichi Ohnishi Mgmt For For For
16 Elect Kazuhito Kajiura Mgmt For For For
17 Non-Audit Committee Directors' Fees Mgmt For For For
18 Audit Committee Directors' Fees Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Taiwan
Semiconductor
Manufacturing
Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2330 CUSIP 874039100 06/07/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Amendments to Articles Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Tata Motors
Limited
Ticker Security ID: Meeting Date Meeting Status
TATAMOTORS CUSIP 876568502 08/13/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Satish Borwankar Mgmt For For For
3 Appointment of Auditor and Authority to Mgmt For Against Against
Set Fees
4 Authority to Set Cost Auditor's Fees Mgmt For For For
5 Authority to Issue Non-Convertible Mgmt For For For
Debentures
-----------------------------------------------------------------------------------------------------------------------
Tencent Holdings
Limited
Ticker Security ID: Meeting Date Meeting Status
700 CINS G87572163 05/18/2016 Voted
Meeting Type Country of Trade
Annual Cayman Islands
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Elect Jacobus Petrus Bekker Mgmt For For For
6 Elect Ian C. Stone Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
9 Authority to Issue Shares w/o Mgmt For Against Against
Preemptive Rights
10 Authority to Repurchase Shares Mgmt For For For
11 Authority to Issue Repurchased Shares Mgmt For Against Against
-----------------------------------------------------------------------------------------------------------------------
Uni Charm
Corporation
Ticker Security ID: Meeting Date Meeting Status
8113 CINS J94104114 03/30/2016 Voted
Meeting Type Country of Trade
Annual Japan
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Keiichiroh Takahara Mgmt For Against Against
3 Elect Takahisa Takahara Mgmt For For For
4 Elect Gumpei Futagami Mgmt For For For
5 Elect Eiji Ishikawa Mgmt For For For
6 Elect Shinji Mori Mgmt For For For
7 Elect Kennosuke Nakano Mgmt For For For
8 Elect Masakatsu Takai Mgmt For Against Against
9 Elect Yoshihiro Miyabayashi Mgmt For Against Against
SECTION
-----------------------------------------------------------------------------------------------------------------------
Voestalpine AG
Ticker Security ID: Meeting Date Meeting Status
VOE CINS A9101Y103 07/01/2015 Voted
Meeting Type Country of Trade
Ordinary Austria
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Allocation of Profits/Dividends Mgmt For For For
4 Ratification of Management Board Acts Mgmt For For For
5 Ratification of Supervisory Board Acts Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Authority to Repurchase Shares Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
-----------------------------------------------------------------------------------------------------------------------
Wal-Mart de
Mexico, S.A.B.
de C.V.
Ticker Security ID: Meeting Date Meeting Status
WALMEXV CINS P98180188 03/31/2016 Voted
Meeting Type Country of Trade
Special Mexico
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Amendments to Articles Mgmt For For For
2 Minutes Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Wal-Mart de
Mexico, S.A.B.
de C.V.
Ticker Security ID: Meeting Date Meeting Status
WALMEXV CINS P98180188 03/31/2016 Voted
Meeting Type Country of Trade
Ordinary Mexico
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Report of the Board of Directors Mgmt For For For
3 Report of the CEO Mgmt For For For
4 Report of the Audit Committee Mgmt For For For
5 Report on Fiscal Obligations Mgmt For For For
6 Report on Employee Stock Purchase Plan Mgmt For For For
7 Report on Share Purchase Reserves Mgmt For For For
8 Report on Wal-Mart de Mexico Foundation Mgmt For For For
9 Accounts and Reports Mgmt For For For
10 Allocation of Profits/Dividends Mgmt For For For
11 Authority to Cancel Treasury Shares Mgmt For For For
12 Election of Directors; Election of Mgmt For For For
Committee Chairman; Fees
13 Minutes; Election of Meeting Delegates Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Yandex N.V.
Ticker Security ID: Meeting Date Meeting Status
YNDX CUSIP N97284108 05/27/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Ratification of Board Acts Mgmt For For For
4 Elect Rogier Rijnja to the Board of Mgmt For For For
Directors
5 Elect Charles Ryan to the Board of Mgmt For For For
Directors
6 Elect Alexander S. Voloshin to the Mgmt For For For
Board of Directors
7 Authority to Cancel Shares Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 2016 Equity Compensation Plan Mgmt For Against Against
11 Share Pledge Agreement Mgmt For Abstain Against
12 Directors' Fees Mgmt For Against Against
13 Authority to Issue Shares w/ Preemptive Mgmt For Against Against
Rights
14 Authority to Suppress Preemptive Rights Mgmt For Against Against
15 Authority to Repurchase Shares Mgmt For For For
Registrant : RidgeWorth Funds
Fund Name : RidgeWorth Silvant Large Cap Growth Stock Fund
-----------------------------------------------------------------------------------------------------------------------
Adobe Systems
Incorporated
Ticker Security ID: Meeting Date Meeting Status
ADBE CUSIP 00724F101 04/13/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Amy L. Banse Mgmt For For For
2 Elect Edward W. Barnholt Mgmt For For For
3 Elect Robert K. Burgess Mgmt For For For
4 Elect Frank A. Calderoni Mgmt For For For
5 Elect James E. Daley Mgmt For For For
6 Elect Laura B. Desmond Mgmt For Against Against
7 Elect Charles M. Geschke Mgmt For For For
8 Elect Shantanu Narayen Mgmt For For For
9 Elect Daniel Rosensweig Mgmt For For For
10 Elect John E. Warnock Mgmt For For For
11 Amendment to the 2003 Equity Incentive Mgmt For For For
Plan
12 Approval of the 2016 Executive Cash Mgmt For For For
Performance Bonus Plan
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Compensation Mgmt For For For
SECTION
-----------------------------------------------------------------------------------------------------------------------
Alexion
Pharmaceuticals,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ALXN CUSIP 015351109 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Leonard Bell Mgmt For For For
2 Elect Felix Baker Mgmt For For For
3 Elect David R. Brennan Mgmt For For For
4 Elect M. Michele Burns Mgmt For For For
5 Elect Christopher J. Coughlin Mgmt For For For
6 Elect David Hallal Mgmt For For For
7 Elect John T. Mollen Mgmt For For For
8 Elect R. Douglas Norby Mgmt For For For
9 Elect Alvin S. Parven Mgmt For For For
10 Elect Andreas Rummelt Mgmt For For For
11 Elect Ann M. Veneman Mgmt For For For
12 Advisory Vote on Executive Compensation Mgmt For Against Against
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding Right To ShrHoldr Against For Against
Call A Special Meeting
-----------------------------------------------------------------------------------------------------------------------
Alphabet Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOGL CUSIP 02079K305 06/08/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Larry Page Mgmt For For For
1.2 Elect Sergey Brin Mgmt For For For
1.3 Elect Eric E. Schmidt Mgmt For For For
1.4 Elect L. John Doerr Mgmt For Withhold Against
1.5 Elect Diane B. Greene Mgmt For For For
1.6 Elect John L. Hennessy Mgmt For Withhold Against
1.7 Elect Ann Mather Mgmt For Withhold Against
1.8 Elect Alan R. Mulally Mgmt For For For
1.9 Elect Paul S. Otellini Mgmt For For For
1.10 Elect K. Ram Shriram Mgmt For For For
1.11 Elect Shirley M. Tilghman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2012 Stock Plan Mgmt For Against Against
4 Amendment to Google Inc.'s Certificate Mgmt For For For
of Incorporation
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Recapitalization
6 Shareholder Proposal Regarding Lobbying ShrHoldr Against For Against
Report
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditures Report
8 Shareholder Proposal Regarding Majority ShrHoldr Against For Against
Vote for Election of Directors
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
10 Shareholder Proposal Regarding Gender ShrHoldr Against For Against
Pay Equity Report
-----------------------------------------------------------------------------------------------------------------------
Amazon.com, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMZN CUSIP 023135106 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Jeffrey P. Bezos Mgmt For For For
2 Elect Tom A. Alberg Mgmt For For For
3 Elect John Seely Brown Mgmt For For For
4 Elect William B. Gordon Mgmt For For For
5 Elect Jamie S. Gorelick Mgmt For For For
6 Elect Judith A McGrath Mgmt For For For
7 Elect Jonathan J. Rubinstein Mgmt For For For
8 Elect Thomas O. Ryder Mgmt For Against Against
9 Elect Patricia Q. Stonesifer Mgmt For For For
10 Elect Wendell P. Weeks Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Sustainability Report
13 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Rights Report
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditures Report
-----------------------------------------------------------------------------------------------------------------------
Analog Devices,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ADI CUSIP 032654105 03/09/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Ray Stata Mgmt For For For
2 Elect Vincent T. Roche Mgmt For For For
3 Elect Richard M. Beyer Mgmt For For For
4 Elect James A. Champy Mgmt For For For
5 Elect Bruce R. Evans Mgmt For For For
6 Elect Edward H. Frank Mgmt For For For
7 Elect John C. Hodgson Mgmt For For For
8 Elect Neil S. Novich Mgmt For For For
9 Elect Kenton J. Sicchitano Mgmt For For For
10 Elect Lisa T. Su Mgmt For For For
11 Advisory Vote on Executive Compensation Mgmt For For For
12 Ratification of Auditor Mgmt For For For
SECTION
-----------------------------------------------------------------------------------------------------------------------
Apple Inc.
Ticker Security ID: Meeting Date Meeting Status
AAPL CUSIP 037833100 02/26/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect James A. Bell Mgmt For For For
2 Elect Timothy D. Cook Mgmt For For For
3 Elect Albert A. Gore Mgmt For For For
4 Elect Robert A. Iger Mgmt For For For
5 Elect Andrea Jung Mgmt For For For
6 Elect Arthur D. Levinson Mgmt For For For
7 Elect Ronald D. Sugar Mgmt For For For
8 Elect Susan L. Wagner Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Executive Compensation Mgmt For For For
11 Approval of Amended and Restated 2014 Mgmt For For For
Employee Stock Plan
12 Shareholder Proposal Regarding Net Zero ShrHoldr Against Against For
Greenhouse Gas Emissions
13 Shareholder Proposal Regarding Racial ShrHoldr Against Against For
Diversity of Board and Management
14 Shareholder Proposal Regarding Country ShrHoldr Against Against For
Selection Guidelines
15 Shareholder Proposal Regarding Proxy ShrHoldr Against Against For
Access
-----------------------------------------------------------------------------------------------------------------------
ARM Holdings
plc
Ticker Security ID: Meeting Date Meeting Status
ARM CUSIP 042068106 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report (Advisory) Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Chris Kennedy Mgmt For For For
5 Elect Lawton W. Fitt Mgmt For For For
6 Elect Steve Pusey Mgmt For For For
7 Elect Stuart Chambers Mgmt For For For
8 Elect Simon Segars Mgmt For For For
9 Elect Andy Green Mgmt For For For
10 Elect Larry Hirst Mgmt For For For
11 Elect Mike Muller Mgmt For For For
12 Elect Janice Roberts Mgmt For For For
13 Elect John LIU Yun Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Auditor's Fees Mgmt For For For
16 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
17 Employee Equity Plan Mgmt For For For
18 Employee Equity Plan (Overseas Plan) Mgmt For For For
19 U.S. Employee Stock Purchase Plan Mgmt For For For
20 Employee Stock Purchase Plan (Overseas Mgmt For For For
Employees)
21 ARM Holdings Sharematch Plan Mgmt For For For
22 ARM Holdings Sharematch Plan (Overseas Mgmt For For For
Plan)
23 Approve French Schedule to the Mgmt For For For
Long-Term Incentive Plan
24 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
25 Authority to Repurchase Shares Mgmt For For For
26 Authority to Set General Meeting Notice Mgmt For Against Against
Period at 14 Days
-----------------------------------------------------------------------------------------------------------------------
BE Aerospace, Inc.
Ticker Security ID: Meeting Date Meeting Status
BEAV CUSIP 073302101 07/30/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Richard G. Hamermesh Mgmt For For For
1.2 Elect David J. Anderson Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
4 Amendment to the Non-Employee Director Mgmt For For For
Stock and Deferred Compensation Plan
-----------------------------------------------------------------------------------------------------------------------
Biogen Inc.
Ticker Security ID: Meeting Date Meeting Status
BIIB CUSIP 09062X103 06/08/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Alexander J. Denner Mgmt For For For
2 Elect Caroline Dorsa Mgmt For For For
3 Elect Nancy L. Leaming Mgmt For For For
4 Elect Richard C. Mulligan Mgmt For For For
5 Elect Robert W. Pangia Mgmt For For For
6 Elect Stelios Papadopoulos Mgmt For For For
7 Elect Brian S. Posner Mgmt For For For
8 Elect Eric K. Rowinsky Mgmt For For For
9 Elect George A. Scangos Mgmt For For For
10 Elect Lynn Schenk Mgmt For For For
11 Elect Stephen A. Sherwin Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Cerner Corporation
Ticker Security ID: Meeting Date Meeting Status
CERN CUSIP 156782104 05/27/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Gerald E. Bisbee, Jr. Mgmt For For For
2 Elect Denis A. Cortese Mgmt For For For
3 Elect Linda M. Dillman Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Compensation Mgmt For For For
6 Approval of the Performance-Based Mgmt For For For
Compensation Plan
SECTION
-----------------------------------------------------------------------------------------------------------------------
Charles Schwab
Corporation
Ticker Security ID: Meeting Date Meeting Status
SCHW CUSIP 808513105 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect John K. Adams Mgmt For For For
2 Elect Stephen A. Ellis Mgmt For For For
3 Elect Arun Sarin Mgmt For For For
4 Elect Charles R. Schwab Mgmt For For For
5 Elect Paula A. Sneed Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Executive Compensation Mgmt For For For
8 Shareholder Proposal Regarding Lobbying ShrHoldr Against For Against
Report
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Employment Diversity Report
-----------------------------------------------------------------------------------------------------------------------
Chipotle Mexican
Grill, Inc.
Ticker Security ID: Meeting Date Meeting Status
CMG CUSIP 169656105 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Albert S. Baldocchi Mgmt For For For
1.2 Elect Darlene J. Friedman Mgmt For For For
1.3 Elect John S. Charlesworth Mgmt For For For
1.4 Elect Kimbal Musk Mgmt For For For
1.5 Elect Montgomery F. Moran Mgmt For For For
1.6 Elect Neil W. Flanzraich Mgmt For For For
1.7 Elect Patrick J. Flynn Mgmt For For For
1.8 Elect Stephen E. Gillett Mgmt For For For
1.9 Elect Steve Ells Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
4 Amendment to Certificate of Mgmt For For For
Incorporation to Provide the Right to
Call Special Meetings
5 Adoption of Proxy Access Mgmt For Against Against
6 Shareholder Proposal Regarding Proxy ShrHoldr Against For Against
Access
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares Until Retirement
8 Shareholder Proposal Regarding Right to ShrHoldr Against For Against
Call a Special Meeting
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Sustainability Report
10 Shareholder Proposal Regarding Linking ShrHoldr Against Against For
Executive Pay to Sustainability
-----------------------------------------------------------------------------------------------------------------------
Cognizant
Technology
Solutions
Corporation
Ticker Security ID: Meeting Date Meeting Status
CTSH CUSIP 192446102 06/15/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Zein Abdalla Mgmt For For For
2 Elect Maureen Breakiron-Evans Mgmt For For For
3 Elect Jonathan Chadwick Mgmt For For For
4 Elect Francisco D'Souza Mgmt For For For
5 Elect John N. Fox, Jr. Mgmt For For For
6 Elect John E. Klein Mgmt For For For
7 Elect Leo S. Mackay, Jr. Mgmt For For For
8 Elect Lakshmi Narayanan Mgmt For For For
9 Elect Michael Patsalos-Fox Mgmt For For For
10 Elect Robert E. Weissman Mgmt For For For
11 Elect Thomas M. Wendel Mgmt For For For
12 Advisory Vote on Executive Compensation Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding Right to ShrHoldr Against For Against
Act by Written Consent
-----------------------------------------------------------------------------------------------------------------------
Colgate-Palmolive
Company
Ticker Security ID: Meeting Date Meeting Status
CL CUSIP 194162103 05/06/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect John P. Bilbrey Mgmt For For For
2 Elect John T. Cahill Mgmt For For For
3 Elect Ian M. Cook Mgmt For For For
4 Elect Helene D. Gayle Mgmt For For For
5 Elect Ellen M. Hancock Mgmt For For For
6 Elect C. Martin Harris Mgmt For For For
7 Elect Richard J. Kogan Mgmt For For For
8 Elect Lorrie M. Norrington Mgmt For For For
9 Elect Michael B. Polk Mgmt For For For
10 Elect Stephen I. Sadove Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Compensation Mgmt For For For
13 Shareholder Proposal Regarding Right to ShrHoldr Against For Against
Call a Special Meeting
SECTION
-----------------------------------------------------------------------------------------------------------------------
Costco Wholesale
Corporation
Ticker Security ID: Meeting Date Meeting Status
COST CUSIP 22160K105 01/29/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Hamilton E. James Mgmt For Withhold Against
1.2 Elect W. Craig Jelinek Mgmt For Withhold Against
1.3 Elect John W. Stanton Mgmt For For For
1.4 Elect Maggie Wilderotter Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
4 Shareholder Proposal Regarding Proxy ShrHoldr Against For Against
Access
-----------------------------------------------------------------------------------------------------------------------
D.R. Horton, Inc.
Ticker Security ID: Meeting Date Meeting Status
DHI CUSIP 23331A109 01/21/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Donald R. Horton Mgmt For For For
2 Elect Barbara K. Allen Mgmt For For For
3 Elect Bradley S. Anderson Mgmt For For For
4 Elect Michael R. Buchanan Mgmt For For For
5 Elect Michael W. Hewatt Mgmt For For For
6 Advisory Vote on Executive Compensation Mgmt For For For
7 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Delta Air Lines,
Inc.
Ticker Security ID: Meeting Date Meeting Status
DAL CUSIP 247361702 06/10/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Richard H. Anderson Mgmt For For For
2 Elect Edward H. Bastian Mgmt For For For
3 Elect Francis S. Blake Mgmt For For For
4 Elect Daniel A. Carp Mgmt For For For
5 Elect David G. DeWalt Mgmt For For For
6 Elect Thomas E. Donilon Mgmt For For For
7 Elect William H. Easter III Mgmt For For For
8 Elect Mickey P. Foret Mgmt For For For
9 Elect Shirley C. Franklin Mgmt For For For
10 Elect George N. Mattson Mgmt For For For
11 Elect Douglas R Ralph Mgmt For For For
12 Elect Sergio A. L. Rial Mgmt For For For
13 Elect Kathy N. Waller Mgmt For For For
14 Elect Kenneth B. Woodrow Mgmt For For For
15 Advisory Vote on Executive Compensation Mgmt For For For
16 Amendment to the 2007 Performance Mgmt For For For
Compensation Plan
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares Until Normal
Retirement Age
-----------------------------------------------------------------------------------------------------------------------
Devon Energy
Corporation
Ticker Security ID: Meeting Date Meeting Status
DVN CUSIP 25179M103 06/08/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Barbara M. Baumann Mgmt For For For
1.2 Elect John E. Bethancourt Mgmt For For For
1.3 Elect David A. Hager Mgmt For For For
1.4 Elect Robert H. Henry Mgmt For Withhold Against
1.5 Elect Michael M. Kanovsky Mgmt For For For
1.6 Elect Robert A. Mosbacher, Jr. Mgmt For For For
1.7 Elect Duane Radtke Mgmt For For For
1.8 Elect Mary P. Ricciardello Mgmt For For For
1.9 Elect John Richels Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding Lobbying ShrHoldr Against Against For
Related to Energy Policy and Climate
Change
5 Shareholder Proposal Regarding Climate ShrHoldr Against Against For
Change Policy Risk
6 Shareholder Proposal Regarding Lobbying ShrHoldr Against For Against
Report
7 Shareholder Proposal Regarding Reserves ShrHoldr Against Against For
Metrics in Executive Compensation
-----------------------------------------------------------------------------------------------------------------------
Discover Financial
Services
Ticker Security ID: Meeting Date Meeting Status
DFS CUSIP 254709108 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Jeffrey S. Aronin Mgmt For For For
2 Elect Mary K. Bush Mgmt For For For
3 Elect Gregory C. Case Mgmt For For For
4 Elect Candace H. Duncan Mgmt For For For
5 Elect Joseph F. Eazor Mgmt For For For
6 Elect Cynthia A. Glassman Mgmt For For For
7 Elect Richard H. Lenny Mgmt For For For
8 Elect Thomas G. Maheras Mgmt For For For
9 Elect Michael H. Moskow Mgmt For For For
10 Elect David W. Nelms Mgmt For For For
11 Elect Mark A. Thierer Mgmt For For For
12 Elect Lawrence A. Weinbach Mgmt For Against Against
13 Advisory Vote on Executive Compensation Mgmt For For For
14 Ratification of Auditor Mgmt For For For
SECTION
-----------------------------------------------------------------------------------------------------------------------
EOG Resources,
Inc.
Ticker Security ID: Meeting Date Meeting Status
EOG CUSIP 26875P101 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Janet F. Clark Mgmt For For For
2 Elect Charles R. Crisp Mgmt For For For
3 Elect James C. Day Mgmt For For For
4 Elect H. Leighton Steward Mgmt For For For
5 Elect Donald F. Textor Mgmt For Against Against
6 Elect William R. Thomas Mgmt For For For
7 Elect Frank G. Wisner Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Estee Lauder
Companies Inc.
Ticker Security ID: Meeting Date Meeting Status
EL CUSIP 518439104 11/12/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Rose Marie Bravo Mgmt For For For
2 Elect Paul J. Fribourg Mgmt For For For
3 Elect Mellody Hobson Mgmt For For For
4 Elect Irvine O. Hockaday, Jr. Mgmt For For For
5 Elect Barry S. Sternlicht Mgmt For Abstain Against
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Executive Compensation Mgmt For For For
8 Amended and Restated 2002 Share Mgmt For For For
Incentive Plan
9 Amendment to the Non-Employee Director Mgmt For For For
Share Incentive Plan
-----------------------------------------------------------------------------------------------------------------------
Facebook, Inc.
Ticker Security ID: Meeting Date Meeting Status
FB CUSIP 30303M102 06/20/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Marc L. Andreessen Mgmt For Withhold Against
1.2 Elect Erskine B. Bowles Mgmt For For For
1.3 Elect Susan D. Desmond-Hellmann Mgmt For For For
1.4 Elect Reed Hastings Mgmt For For For
1.5 Elect Jan Koum Mgmt For For For
1.6 Elect Sheryl K. Sandberg Mgmt For For For
1.7 Elect Peter A. Thiel Mgmt For For For
1.8 Elect Mark Zuckerberg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
4 Ratification of 2013 Grants to Mgmt For For For
Non-Employee Directors
5 Ratification of 2014 and 2015 Grants to Mgmt For For For
Non-Employee Directors
6 Annual Compensation Program for Mgmt For For For
Non-Employee Directors
7 Approve Establishment of Class C Stock Mgmt For Against Against
and Associated Rights
8 Increase the Number of Class A Stock Mgmt For For For
from 5,000,000,000 to 20,000,000,000
9 Provide Equal Treatment of Stock Mgmt For For For
Classes in Transactions and Dividends
10 Provide for Conversion Events of Class Mgmt For For For
B Stock
11 Amendment to the 2012 Equity Incentive Mgmt For Against Against
Plan
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Recapitalization
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Sustainability Report
14 Shareholder Proposal Regarding Lobbying ShrHoldr Against For Against
Report
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Formation of International Public
Policy Committee
16 Shareholder Proposal Regarding Gender ShrHoldr Against Against For
Pay Equity Report
-----------------------------------------------------------------------------------------------------------------------
Fluor
Corporation
Ticker Security ID: Meeting Date Meeting Status
FLR CUSIP 343412102 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Peter K. Barker Mgmt For For For
2 Elect Alan M. Bennett Mgmt For For For
3 Elect Rosemary T. Berkery Mgmt For For For
4 Elect Peter J. Fluor Mgmt For For For
5 Elect Deborah D. McWhinney Mgmt For For For
6 Elect Armando J. Olivera Mgmt For For For
7 Elect Joseph W. Prueher Mgmt For For For
8 Elect Matthew K. Rose Mgmt For For For
9 Elect David T. Seaton Mgmt For For For
10 Elect Nader H. Sultan Mgmt For For For
11 Elect Lynn C. Swann Mgmt For For For
12 Advisory Vote on Executive Compensation Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditures Report
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Reporting and Reducing Greenhouse Gas
Emissions
SECTION
-----------------------------------------------------------------------------------------------------------------------
Fortune Brands
Home and Security,
Inc.
Ticker Security ID: Meeting Date Meeting Status
FBHS CUSIP 34964C106 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Susan S. Kilsby Mgmt For For For
2 Elect Christopher J. Klein Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Gilead Sciences,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUSIP 375558103 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect John F. Cogan Mgmt For For For
2 Elect Kevin E. Lofton Mgmt For For For
3 Elect John W. Madigan Mgmt For For For
4 Elect John C. Martin Mgmt For For For
5 Elect John F. Milligan Mgmt For For For
6 Elect Nicholas G. Moore Mgmt For For For
7 Elect Richard J. Whitley Mgmt For For For
8 Elect Gayle E. Wilson Mgmt For For For
9 Elect Per Wold-Olsen Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Amendment to the Code Section 162(m) Mgmt For For For
Bonus Plan
12 Advisory Vote on Executive Compensation Mgmt For For For
13 Shareholder Proposal Regarding Right to ShrHoldr Against For Against
Act by Written Consent
-----------------------------------------------------------------------------------------------------------------------
Harman
International
Industries,
Incorporated
Ticker Security ID: Meeting Date Meeting Status
HAR CUSIP 413086109 12/09/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Adriane M. Brown Mgmt For For For
2 Elect John W. Diercksen Mgmt For For For
3 Elect Ann McLaughlin Korologos Mgmt For For For
4 Elect Edward H. Meyer Mgmt For For For
5 Elect Robert Nail Mgmt For For For
6 Elect Dinesh C. Paliwal Mgmt For For For
7 Elect Abraham N. Reichental Mgmt For For For
8 Elect Kenneth M. Reiss Mgmt For For For
9 Elect Hellene S. Runtagh Mgmt For For For
10 Elect Frank Sklarsky Mgmt For For For
11 Elect Gary G. Steel Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2012 Stock Option and Mgmt For For For
Incentive Plan
14 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
HCA Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HCA CUSIP 40412C101 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect R. Milton Johnson Mgmt For For For
2 Elect Robert J. Dennis Mgmt For For For
3 Elect Nancy-Ann DeParle Mgmt For For For
4 Elect Thomas F. Frist III Mgmt For For For
5 Elect William R. Frist Mgmt For For For
6 Elect Charles O. Holliday Mgmt For For For
7 Elect Ann H. Lamont Mgmt For For For
8 Elect Jay O. Light Mgmt For For For
9 Elect Geoffrey G. Meyers Mgmt For For For
10 Elect Michael W. Michelson Mgmt For For For
11 Elect Wayne J. Riley Mgmt For For For
12 Elect John W. Rowe Mgmt For For For
13 Re-Approval of 2006 Stock Incentive Mgmt For For For
Plan for Key Employees for the Purposes
of Section 162(m)
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Compensation Mgmt For For For
16 Shareholder Proposal Regarding Majority ShrHoldr Against For Against
Vote for Election of Directors
-----------------------------------------------------------------------------------------------------------------------
HD Supply
Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
HDS CUSIP 40416M105 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Joseph J. DeAngelo Mgmt For For For
1.2 Elect Patrick R. McNamee Mgmt For For For
1.3 Elect Charles W. Peffer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Reporting and Reducing Greenhouse Gas
Emissions
SECTION
-----------------------------------------------------------------------------------------------------------------------
Honeywell
International Inc.
Ticker Security ID: Meeting Date Meeting Status
HON CUSIP 438516106 04/25/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect William S. Ayer Mgmt For For For
2 Elect Kevin Burke Mgmt For For For
3 Elect Jaime Chico Pardo Mgmt For For For
4 Elect David M. Cote Mgmt For For For
5 Elect D. Scott Davis Mgmt For For For
6 Elect Linnet F. Deily Mgmt For For For
7 Elect Judd Gregg Mgmt For For For
8 Elect Clive Hollick Mgmt For For For
9 Elect Grace D. Lieblein Mgmt For For For
10 Elect George Paz Mgmt For For For
11 Elect Bradley T. Sheares Mgmt For For For
12 Elect Robin L. Washington Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Compensation Mgmt For For For
15 2016 Stock Incentive Plan Mgmt For For For
16 Approval of 2016 Stock Plan for Mgmt For For For
Non-Employee Directors
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
18 Shareholder Proposal Regarding Right to ShrHoldr Against For Against
Act by Written Consent
19 Shareholder Proposal Regarding Lobbying ShrHoldr Against Against For
Report
-----------------------------------------------------------------------------------------------------------------------
IHS Inc.
Ticker Security ID: Meeting Date Meeting Status
IHS CUSIP 451734107 04/06/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Roger Holtback Mgmt For For For
2 Elect Jean-Paul L. Montupet Mgmt For For For
3 Elect Deborah Doyle McWhinney Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Amendment to the 2004 Long-Term Mgmt For For For
Incentive Plan
6 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Illumina, Inc.
Ticker Security ID: Meeting Date Meeting Status
ILMN CUSIP 452327109 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Frances Arnold Mgmt For For For
2 Elect Francis deSouza Mgmt For For For
3 Elect Karin Eastham Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Compensation Mgmt For For For
6 Ratify the Retention of the Company's Mgmt For Against Against
Supermajority Requirements
-----------------------------------------------------------------------------------------------------------------------
J.B. Hunt Transport
Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
JBHT CUSIP 445658107 04/21/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Douglas G. Duncan Mgmt For For For
2 Elect Francesca M. Edwardson Mgmt For For For
3 Elect Wayne Garrison Mgmt For For For
4 Elect Sharilyn S. Gasaway Mgmt For For For
5 Elect Gary C. George Mgmt For For For
6 Elect Bryan Hunt Mgmt For Against Against
7 Elect Coleman H. Peterson Mgmt For For For
8 Elect John N. Roberts III Mgmt For For For
9 Elect James L. Robo Mgmt For For For
10 Elect Kirk Thompson Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding Adopting ShrHoldr Against For Against
Sexual Orientation and Gender Identity
and Expression Anti-Bias Policy
-----------------------------------------------------------------------------------------------------------------------
Johnson Controls,
Inc.
Ticker Security ID: Meeting Date Meeting Status
JCI CUSIP 478366107 01/27/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect David P. Abney Mgmt For For For
1.2 Elect Natalie A. Black Mgmt For Withhold Against
1.3 Elect Julie L. Bushman Mgmt For For For
1.4 Elect Raymond L. Conner Mgmt For For For
1.5 Elect Richard Goodman Mgmt For For For
1.6 Elect Jeffrey A. Joerres Mgmt For For For
1.7 Elect William H. Lacy Mgmt For For For
1.8 Elect Alex A. Molinaroli Mgmt For For For
1.9 Elect Juan Pablo del Valle Perochena Mgmt For For For
1.10 Elect Mark P. Vergnano Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For Against Against
4 Shareholder Proposal Regarding Proxy ShrHoldr Against For Against
Access
SECTION
-----------------------------------------------------------------------------------------------------------------------
Mckesson
Corporation
Ticker Security ID: Meeting Date Meeting Status
MCK CUSIP 58155Q103 07/29/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Andy D. Bryant Mgmt For For For
2 Elect Wayne A. Budd Mgmt For For For
3 Elect N. Anthony Coles Mgmt For For For
4 Elect John H. Hammergren Mgmt For For For
5 Elect Alton F. Irby III Mgmt For For For
6 Elect M. Christine Jacobs Mgmt For For For
7 Elect Donald R. Knauss Mgmt For For For
8 Elect Marie L. Knowles Mgmt For For For
9 Elect David M. Lawrence Mgmt For For For
10 Elect Edward A. Mueller Mgmt For For For
11 Elect Susan R. Salka Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Executive Compensation Mgmt For For For
14 Reapproval of the Management Cash Mgmt For For For
Incentive Plan
15 Adoption of Proxy Access Bylaw Mgmt For For For
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditures Report
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Compensation in the Event of a Change
in Control
-----------------------------------------------------------------------------------------------------------------------
Monsanto Company
Ticker Security ID: Meeting Date Meeting Status
MON CUSIP 61166W101 01/29/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Gregory H. Boyce Mgmt For For For
2 Elect David L. Chicoine Mgmt For For For
3 Elect Janice L. Fields Mgmt For For For
4 Elect Hugh Grant Mgmt For For For
5 Elect Arthur H. Harper Mgmt For For For
6 Elect Laura K. Ipsen Mgmt For For For
7 Elect Marcos M. Lutz Mgmt For For For
8 Elect C. Steven McMillan Mgmt For For For
9 Elect Jon R. Moeller Mgmt For For For
10 Elect William U. Parfet Mgmt For For For
11 Elect George H. Poste Mgmt For For For
12 Elect Robert J. Stevens Mgmt For For For
13 Elect Patricia Verduin Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Compensation Mgmt For For For
16 Approval of Performance Goals Under the Mgmt For For For
Annual Incentive Plan
17 Shareholder Proposal Regarding Risks of ShrHoldr Against Against For
Glyphosate
18 Shareholder Proposal Regarding Lobbying ShrHoldr Against Against For
Report
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
-----------------------------------------------------------------------------------------------------------------------
Morgan Stanley
Ticker Security ID: Meeting Date Meeting Status
MS CUSIP 617446448 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Erskine B. Bowles Mgmt For For For
2 Elect Alistair Darling Mgmt For For For
3 Elect Thomas H. Glocer Mgmt For For For
4 Elect James P. Gorman Mgmt For For For
5 Elect Robert H. Herz Mgmt For For For
6 Elect Nobuyuki Hirano Mgmt For For For
7 Elect Klaus Kleinfeld Mgmt For For For
8 Elect Jami Miscik Mgmt For For For
9 Elect Donald T. Nicolaisen Mgmt For For For
10 Elect Hutham S. Olayan Mgmt For For For
11 Elect James W. Owens Mgmt For For For
12 Elect Ryosuke Tamakoshi Mgmt For For For
13 Elect Perry M. Traquina Mgmt For For For
14 Elect Rayford Wilkins, Jr. Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Executive Compensation Mgmt For Against Against
17 Amendment to 2007 Equity Incentive Mgmt For For For
Compensation Plan
18 Shareholder Proposal Regarding Counting ShrHoldr Against Against For
Abstentions
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Government Service Vesting
-----------------------------------------------------------------------------------------------------------------------
Mylan N.V.
Ticker Security ID: Meeting Date Meeting Status
MYL CUSIP N59465109 01/07/2016 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Redemption of Preferred Stock Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Mylan N.V.
Ticker Security ID: Meeting Date Meeting Status
MYL CUSIP N59465109 06/24/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Heather Bresch Mgmt For For For
2 Elect Wendy Cameron Mgmt For Against Against
3 Elect Robert J. Cindrich Mgmt For For For
4 Elect Robert J. Coury Mgmt For For For
5 Elect JoEllen Lyons Dillon Mgmt For For For
6 Elect Neil F. Dimick Mgmt For For For
7 Elect Melina Higgins Mgmt For For For
8 Elect Douglas J. Leech Mgmt For Against Against
9 Elect Rajiv Malik Mgmt For For For
10 Elect Joseph C. Maroon Mgmt For For For
11 Elect Mark Parrish Mgmt For Against Against
12 Elect Rodney L. Piatt Mgmt For For For
13 Elect Randall L. Vanderveen Mgmt For For For
14 Adoption of the Dutch Annual Accounts Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Appointment of Auditor for the Dutch Mgmt For For For
Annual Accounts
17 Advisory Vote on Executive Compensation Mgmt For Against Against
18 Re-Approval of 2003 Long-Term Incentive Mgmt For Against Against
Plan
19 Authorization for Board to Acquire Mgmt For Against Against
Ordinary and Preferred Shares
SECTION
-----------------------------------------------------------------------------------------------------------------------
Mylan N.V.
Ticker Security ID: Meeting Date Meeting Status
MYL CUSIP N59465109 08/28/2015 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Merger/Acquisition Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Netflix, Inc.
Ticker Security ID: Meeting Date Meeting Status
NFLX CUSIP 64110L106 06/09/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Timothy M. Haley Mgmt For Withhold Against
1.2 Elect Leslie Kilgore Mgmt For Withhold Against
1.3 Elect Ann Mather Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
4 Shareholder Proposal Regarding Majority ShrHoldr Against For Against
Vote for Election of Directors
5 Shareholder Proposal Regarding Proxy ShrHoldr Against For Against
Access
6 Shareholder Proposal Regarding Simple ShrHoldr Against For Against
Majority Vote
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
-----------------------------------------------------------------------------------------------------------------------
Nike Inc.
Ticker Security ID: Meeting Date Meeting Status
NKE CUSIP 654106103 09/17/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Alan B. Graf, Jr. Mgmt For For For
1.2 Elect John C. Lechleiter Mgmt For For For
1.3 Elect Michelle Peluso Mgmt For For For
1.4 Elect Phyllis M. Wise Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For Against Against
3 Increase of Authorized Common Stock Mgmt For For For
4 Re-approval of the Executive Mgmt For For For
Performance Sharing Plan
5 Amendment to the Stock Incentive Plan Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditures Report
7 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Palo Alto
Networks, Inc.
Ticker Security ID: Meeting Date Meeting Status
PANW CUSIP 697435105 12/11/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect John Donovan Mgmt For Abstain Against
2 Elect Stanley J. Meresman Mgmt For For For
3 Elect Nir Zuk Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Compensation Mgmt For Against Against
-----------------------------------------------------------------------------------------------------------------------
PPG Industries,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PPG CUSIP 693506107 04/21/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect James G. Berges Mgmt For For For
2 Elect John V. Faraci Mgmt For For For
3 Elect Victoria F. Haynes Mgmt For For For
4 Elect Michael H. McGarry Mgmt For For For
5 Advisory Vote on Executive Compensation Mgmt For For For
6 Approval of Performance Goals Under Mgmt For For For
Omnibus Incentive Plan
7 Approval of the Omnibus Incentive Plan Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Shareholder Proposal Regarding Giving ShrHoldr Against Against For
Preference to Share Repurchases
SECTION
-----------------------------------------------------------------------------------------------------------------------
Priceline Group
Inc.
Ticker Security ID: Meeting Date Meeting Status
PCLN CUSIP 741503403 06/02/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Timothy M. Armstrong Mgmt For For For
1.2 Elect Jeffrey H. Boyd Mgmt For For For
1.3 Elect Jan L. Docter Mgmt For For For
1.4 Elect Jeffrey E. Epstein Mgmt For For For
1.5 Elect James M. Guyette Mgmt For For For
1.6 Elect Charles H. Noski Mgmt For For For
1.7 Elect Nancy B. Peretsman Mgmt For For For
1.8 Elect Thomas E. Rothman Mgmt For For For
1.9 Elect Craig W. Rydin Mgmt For For For
1.10 Elect Lynn M. Vojvodich Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Royal Caribbean
Cruises Ltd.
Ticker Security ID: Meeting Date Meeting Status
RCL CUSIP V7780T103 05/20/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect John F. Brock Mgmt For For For
2 Elect Richard D. Fain Mgmt For For For
3 Elect William L. Kimsey Mgmt For For For
4 Elect Maritza Gomez Montiel Mgmt For For For
5 Elect Ann S. Moore Mgmt For For For
6 Elect Eyal M. Ofer Mgmt For For For
7 Elect Thomas J. Pritzker Mgmt For For For
8 Elect William K. Reilly Mgmt For For For
9 Elect Bernt Reitan Mgmt For For For
10 Elect Vagn Ove Sorensen Mgmt For For For
11 Elect Donald Thompson Mgmt For For For
12 Elect Arne Alexander Wilhelmsen Mgmt For For For
13 Advisory Vote on Executive Compensation Mgmt For For For
14 Amendment to the 2008 Equity Incentive Mgmt For For For
Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding Proxy ShrHoldr N/A For N/A
Access
-----------------------------------------------------------------------------------------------------------------------
salesforce.com,
inc.
Ticker Security ID: Meeting Date Meeting Status
CRM CUSIP 79466L302 06/02/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Marc R. Benioff Mgmt For For For
2 Elect Keith G. Block Mgmt For For For
3 Elect Craig A. Conway Mgmt For Against Against
4 Elect Alan G. Hassenfeld Mgmt For For For
5 Elect Neelie Kroes Mgmt For For For
6 Elect Colin L. Powell Mgmt For For For
7 Elect Sanford R. Robertson Mgmt For For For
8 Elect John V. Roos Mgmt For For For
9 Elect Lawrence J. Tomlinson Mgmt For For For
10 Elect Robin L. Washington Mgmt For For For
11 Elect Maynard G. Webb Mgmt For For For
12 Elect Susan D. Wojcicki Mgmt For For For
13 Certificate Amendment Regarding Removal Mgmt For For For
of Directors Without Cause
14 Ratification of Auditor Mgmt For Against Against
15 Advisory Vote on Executive Compensation Mgmt For Against Against
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Compensation in the Event of a Change
in Control
17 Shareholder Proposal Regarding Equity ShrHoldr Against Against For
Retention
-----------------------------------------------------------------------------------------------------------------------
Scripps Networks
Interactive Inc.
Ticker Security ID: Meeting Date Meeting Status
SNI CUSIP 811065101 05/10/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Jarl Mohn Mgmt For For For
1.2 Elect Nicholas B. Paumgarten Mgmt For For For
1.3 Elect Jeffrey F. Sagansky Mgmt For Withhold Against
1.4 Elect Ronald W. Tysoe Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Splunk Inc.
Ticker Security ID: Meeting Date Meeting Status
SPLK CUSIP 848637104 06/09/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Mark Carges Mgmt For For For
2 Elect David Hornik Mgmt For For For
3 Elect Thomas Neustaetter Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Compensation Mgmt For Against Against
SECTION
-----------------------------------------------------------------------------------------------------------------------
Starbucks
Corporation
Ticker Security ID: Meeting Date Meeting Status
SBUX CUSIP 855244109 03/23/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Howard Schultz Mgmt For For For
2 Elect William W. Bradley Mgmt For For For
3 Elect Mary N. Dillon Mgmt For For For
4 Elect Robert M. Gates Mgmt For For For
5 Elect Mellody Hobson Mgmt For For For
6 Elect Kevin R. Johnson Mgmt For For For
7 Elect Joshua C. Ramo Mgmt For For For
8 Elect James G. Shennan, Jr. Mgmt For For For
9 Elect Clara Shih Mgmt For For For
10 Elect Javier G. Teruel Mgmt For For For
11 Elect Myron E. Ullman III Mgmt For For For
12 Elect Craig E. Weatherup Mgmt For For For
13 Advisory Vote on Executive Compensation Mgmt For For For
14 Amendment to the Executive Management Mgmt For For For
Bonus Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding Proxy ShrHoldr Against For Against
Acess
17 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Rights Review
-----------------------------------------------------------------------------------------------------------------------
Tableau Software,
Inc.
Ticker Security ID: Meeting Date Meeting Status
DATA CUSIP 87336U105 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Christian Chabot Mgmt For For For
1.2 Elect Christopher Stolte Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Amendment to the 2013 Equity Incentive Mgmt For Against Against
Plan
4 Ratification of Auditor Mgmt For Against Against
-----------------------------------------------------------------------------------------------------------------------
Ulta Salon,
Cosmetics &
Fragrance, Inc.
Ticker Security ID: Meeting Date Meeting Status
ULTA CUSIP 90384S303 06/01/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Mary N. Dillon Mgmt For For For
1.2 Elect Charles Heilbronn Mgmt For Withhold Against
1.3 Elect Michael R. MacDonald Mgmt For For For
1.4 Elect George R. Mrkonic Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For Against Against
4 Amendment to the 2011 Incentive Award Mgmt For For For
Plan
-----------------------------------------------------------------------------------------------------------------------
Under Armour, Inc.
Ticker Security ID: Meeting Date Meeting Status
UA CUSIP 904311107 08/26/2015 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Conversion of Class B Stock if CEO Mgmt For For For
Plank Sells In Excess of Certain Limit
2 Conversion of Class B Stock if CEO Mgmt For For For
Plank Resigns or is Terminated
3 Equal Treatment of Class A and B Common Mgmt For For For
Stock in Certain Transactions
4 Enhance Board Independence Requirements Mgmt For For For
5 Requirements to Amend Equal Treatment Mgmt For For For
Provision and Board Independence
Provision
6 Amendment to the 2005 Omnibus Long-Term Mgmt For Against Against
Incentive Plan
7 2015 Class C Employee Stock Purchase Mgmt For Against Against
Plan
-----------------------------------------------------------------------------------------------------------------------
VF Corporation
Ticker Security ID: Meeting Date Meeting Status
VFC CUSIP 918204108 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Richard T. Carucci Mgmt For For For
1.2 Elect Juliana L. Chugg Mgmt For For For
1.3 Elect Juan E. de Bedout Mgmt For For For
1.4 Elect Mark S. Hoplamazian Mgmt For For For
1.5 Elect Robert J. Hurst Mgmt For For For
1.6 Elect Laura W. Lang Mgmt For For For
1.7 Elect W. Alan McCollough Mgmt For For For
1.8 Elect W. Rodney McMullen Mgmt For For For
1.9 Elect Clarence Otis, Jr. Mgmt For For For
1.10 Elect Steven E. Rendle Mgmt For For For
1.11 Elect Matthew J. Shattock Mgmt For For For
1.12 Elect Eric C. Wiseman Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Visa Inc.
Ticker Security ID: Meeting Date Meeting Status
V CUSIP 92826C839 02/03/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Lloyd A. Carney Mgmt For For For
2 Elect Mary B. Cranston Mgmt For Against Against
3 Elect Francisco Javier Mgmt For For For
Fernandez-Carbajal
4 Elect Alfred F. Kelly, Jr. Mgmt For For For
5 Elect Robert W. Matschullat Mgmt For For For
6 Elect Cathy E. Minehan Mgmt For For For
7 Elect Suzanne Nora Johnson Mgmt For For For
8 Elect David J. Pang Mgmt For For For
9 Elect Charles W. Scharf Mgmt For For For
10 Elect John A.C. Swainson Mgmt For For For
11 Elect Maynard G. Webb, Jr. Mgmt For For For
12 Advisory Vote on Executive Compensation Mgmt For For For
13 Approval of the 2007 Equity Incentive Mgmt For For For
Compensation Plan as Amended and
Restated
14 Amendment to the Visa Inc. Incentive Mgmt For For For
Plan
15 Ratification of Auditor Mgmt For For For
SECTION
-----------------------------------------------------------------------------------------------------------------------
Vulcan Materials Company
Ticker Security ID: Meeting Date Meeting Status
VMC CUSIP 929160109 05/13/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Elaine L. Chao Mgmt For For For
2 Elect Lee J. Styslinger III Mgmt For For For
3 Elect Douglas J. McGregor Mgmt For For For
4 Elect Vincent J. Trosino Mgmt For For For
5 Approval of the 2016 Omnibus Long-Term Mgmt For For For
Incentive Plan
6 Advisory Vote on Executive Compensation Mgmt For For For
7 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
WABCO Holdings
Inc.
Ticker Security ID: Meeting Date Meeting Status
WBC CUSIP 92927K102 05/26/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Jacques Esculier Mgmt For For For
1.2 Elect Henry R. Keizer Mgmt For For For
1.3 Elect Thomas R. Gross Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
WhiteWave Foods Company
Ticker Security ID: Meeting Date Meeting Status
WWAV CUSIP 966244105 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Michelle P. Goolsby Mgmt For For For
2 Elect Stephen L. Green Mgmt For For For
3 Elect Anthony Magro Mgmt For For For
4 Elect W. Anthony Vernon Mgmt For For For
5 Elect Doreen A. Wright Mgmt For For For
6 Advisory Vote on Executive Compensation Mgmt For For For
7 Ratification of Auditor Mgmt For For For
Registrant : RidgeWorth Funds
Fund Name : RidgeWorth Ceredex Large Cap Value Equity Fund
-----------------------------------------------------------------------------------------------------------------------
ACE Limited
Ticker Security ID: Meeting Date Meeting Status
ACE CUSIP H0023R105 10/22/2015 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Increase in Authorized Share Capital Mgmt For For For
2 Company Name Change Mgmt For For For
3 Merger/Acquisition Mgmt For For For
4 Elect Sheila P. Burke Mgmt For For For
5 Elect James I. Cash, Jr. Mgmt For For For
6 Elect Lawrence W. Kellner Mgmt For For For
7 Elect James M. Zimmerman Mgmt For For For
8 Board Compensation Mgmt For For For
9 Additional or Miscellanious Proposals ShrHoldr For Abstain Against
-----------------------------------------------------------------------------------------------------------------------
Agilent Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
A CUSIP 00846U101 03/16/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Paul N. Clark Mgmt For For For
2 Elect James G. Cullen Mgmt For For For
3 Elect Tadataka Yamada Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Compensation Mgmt For For For
6 Repeal of Classified Board Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Airgas, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARG CUSIP 009363102 08/04/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect James W. Hovey Mgmt For Withhold Against
1.2 Elect Michael L. Molinini Mgmt For Withhold Against
1.3 Elect Paula A. Sneed Mgmt For Withhold Against
1.4 Elect David M. Stout Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
SECTION
-----------------------------------------------------------------------------------------------------------------------
Allstate Corporation
Ticker Security ID: Meeting Date Meeting Status
ALL CUSIP 020002101 05/24/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Kermit R. Crawford Mgmt For For For
2 Elect Michael L. Eskew Mgmt For For For
3 Elect Herbert L. Henkel Mgmt For For For
4 Elect Siddharth N. Mehta Mgmt For For For
5 Elect Jacques P. Perold Mgmt For For For
6 Elect Andrea Redmond Mgmt For For For
7 Elect John W. Rowe Mgmt For For For
8 Elect Judith A. Sprieser Mgmt For For For
9 Elect Mary Alice Taylor Mgmt For For For
10 Elect Thomas J. Wilson Mgmt For For For
11 Advisory Vote on Executive Compensation Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditures Report
-----------------------------------------------------------------------------------------------------------------------
American Express Company
Ticker Security ID: Meeting Date Meeting Status
AXP CUSIP 025816109 05/02/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Charlene Barshefsky Mgmt For For For
2 Elect Ursula M. Burns Mgmt For For For
3 Elect Kenneth I. Chenault Mgmt For For For
4 Elect Peter Chernin Mgmt For For For
5 Elect Ralph de la Vega Mgmt For For For
6 Elect Anne L. Lauvergeon Mgmt For For For
7 Elect Micheal O. Leavitt Mgmt For For For
8 Elect Theodore J. Leonsis Mgmt For For For
9 Elect Richard C. Levin Mgmt For For For
10 Elect Samuel J. Palmisano Mgmt For For For
11 Elect Daniel L. Vasella Mgmt For For For
12 Elect Robert D. Walter Mgmt For For For
13 Elect Ronald A. Williams Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Compensation Mgmt For Against Against
16 Approval of the 2016 Incentive Mgmt For For For
Compensation Plan
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Employment Diversity Report
18 Shareholder Proposal Regarding Privacy ShrHoldr Against Against For
and Data Security
19 Shareholder Proposal Regarding Right to ShrHoldr Against For Against
Act by Written Consent
20 Shareholder Proposal Regarding Lobbying ShrHoldr Against Against For
Report
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
-----------------------------------------------------------------------------------------------------------------------
American Tower Corporation
Ticker Security ID: Meeting Date Meeting Status
AMT CUSIP 03027X100 06/01/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Raymond P. Dolan Mgmt For For For
2 Elect Robert D. Hormats Mgmt For For For
3 Elect Carolyn Katz Mgmt For For For
4 Elect Gustavo Lara Cantu Mgmt For For For
5 Elect Craig Macnab Mgmt For For For
6 Elect JoAnn A. Reed Mgmt For For For
7 Elect Pamela D.A. Reeve Mgmt For For For
8 Elect David E. Sharbutt Mgmt For For For
9 Elect James D. Taiclet, Jr. Mgmt For For For
10 Elect Samme L. Thompson Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Compensation Mgmt For For For
13 Shareholder Proposal Regarding Right to ShrHoldr Against For Against
Call a Special Meeting
-----------------------------------------------------------------------------------------------------------------------
Ameriprise Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMP CUSIP 03076C106 04/27/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect James M. Cracchiolo Mgmt For For For
2 Elect Dianne Neal Blixt Mgmt For For For
3 Elect Amy DiGeso Mgmt For For For
4 Elect Lon R. Greenberg Mgmt For For For
5 Elect Siri S. Marshall Mgmt For For For
6 Elect Jeffrey Noddle Mgmt For For For
7 Elect H. Jay Sarles Mgmt For For For
8 Elect Robert F. Sharpe, Jr. Mgmt For For For
9 Advisory Vote on Executive Compensation Mgmt For For For
10 Ratification of Auditor Mgmt For For For
SECTION
-----------------------------------------------------------------------------------------------------------------------
Aon plc
Ticker Security ID: Meeting Date Meeting Status
AON CUSIP G0408V102 06/24/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Lester B. Knight Mgmt For For For
2 Elect Gregory C. Case Mgmt For For For
3 Elect Fulvio Conti Mgmt For For For
4 Elect Cheryl Francis Mgmt For For For
5 Elect James W. Leng Mgmt For For For
6 Elect J. Michael Losh Mgmt For For For
7 Elect Robert S. Morrison Mgmt For For For
8 Elect Richard B. Myers Mgmt For For For
9 Elect Richard C. Notebaert Mgmt For For For
10 Elect Gloria Santona Mgmt For For For
11 Elect Carolyn Y. Woo Mgmt For For For
12 Advisory Vote on Executive Compensation Mgmt For Against Against
13 Remuneration Report (Advisory) Mgmt For Against Against
14 Accounts and Reports Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Ratification of Statutory Auditor Mgmt For For For
17 Authority to Set Auditor's Fees Mgmt For For For
18 Approval of Share Repurchase Contracts Mgmt For For For
and
Repurchase Counterparties
19 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive Rights
20 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
21 Authorization of Political Donations Mgmt For For For
and Expenditures
-----------------------------------------------------------------------------------------------------------------------
Applied Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMAT CUSIP 038222105 03/10/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Willem P. Roelandts Mgmt For Against Against
2 Elect Eric Chen Mgmt For For For
3 Elect Aart J. de Geus Mgmt For For For
4 Elect Gary E. Dickerson Mgmt For For For
5 Elect Stephen R. Forrest Mgmt For For For
6 Elect Thomas J. Iannotti Mgmt For Against Against
7 Elect Susan M. James Mgmt For For For
8 Elect Alexander A. Karsner Mgmt For For For
9 Elect Adrianna Ma Mgmt For For For
10 Elect Dennis D. Powell Mgmt For For For
11 Elect Robert H. Swan Mgmt For For For
12 Advisory Vote on Executive Compensation Mgmt For Against Against
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding Proxy ShrHoldr Against Against For
Access
-----------------------------------------------------------------------------------------------------------------------
Baxalta Incorporated
Ticker Security ID: Meeting Date Meeting Status
BXLT CUSIP 07177M103 05/27/2016 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Golden Parachutes Mgmt For Against Against
3 Right to Adjourn Meeting Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
BlackRock, Inc.
Ticker Security ID: Meeting Date Meeting Status
BLK CUSIP 09247X101 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Abdlatif Yousef Al-Hamad Mgmt For Against Against
2 Elect Mathis Cabiallavetta Mgmt For For For
3 Elect Pamela Daley Mgmt For For For
4 Elect William S. Demchak Mgmt For For For
5 Elect Jessica P. Einhorn Mgmt For For For
6 Elect Laurence D. Fink Mgmt For For For
7 Elect Fabrizio Freda Mgmt For For For
8 Elect Murry S. Gerber Mgmt For For For
9 Elect James Grosfeld Mgmt For For For
10 Elect Robert S. Kapito Mgmt For For For
11 Elect David H. Komansky Mgmt For For For
12 Elect Sir Deryck C. Maughan Mgmt For For For
13 Elect Cheryl D. Mills Mgmt For For For
14 Elect Gordon M. Nixon Mgmt For For For
15 Elect Thomas H. O'Brien Mgmt For For For
16 Elect Ivan G. Seidenberg Mgmt For For For
17 Elect Marco Antonio Slim Domit Mgmt For For For
18 Elect John S. Varley Mgmt For For For
19 Elect Susan L. Wagner Mgmt For For For
20 Advisory Vote on Executive Compensation Mgmt For Against Against
21 Ratification of Auditor Mgmt For For For
22 Implement Proxy Access Mgmt For For For
23 Shareholder Proposal Regarding Proxy ShrHoldr Against Against For
Voting Practices
SECTION
-----------------------------------------------------------------------------------------------------------------------
Caterpillar Inc.
Ticker Security ID: Meeting Date Meeting Status
CAT CUSIP 149123101 06/08/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect David L. Calhoun Mgmt For For For
2 Elect Daniel M. Dickinson Mgmt For For For
3 Elect Juan Gallardo Mgmt For For For
4 Elect Jesse J. Greene, Jr. Mgmt For For For
5 Elect Jon M. Huntsman, Jr. Mgmt For For For
6 Elect Dennis A. Muilenburg Mgmt For For For
7 Elect Douglas R. Oberhelman Mgmt For For For
8 Elect William A. Osborn Mgmt For For For
9 Elect Debra L. Reed Mgmt For For For
10 Elect Edward B. Rust, Jr. Mgmt For For For
11 Elect Susan C. Schwab Mgmt For For For
12 Elect Miles D. White Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Compensation Mgmt For For For
15 Shareholder Proposal Regarding Lobbying ShrHoldr Against Against For
Report
16 Shareholder Proposal Regarding Right to ShrHoldr Against For Against
Act by Written Consent
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
-----------------------------------------------------------------------------------------------------------------------
Chevron Corporation
Ticker Security ID: Meeting Date Meeting Status
CVX CUSIP 166764100 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Alexander B. Cummings, Jr. Mgmt For Abstain Against
2 Elect Linnet F. Deily Mgmt For For For
3 Elect Robert E. Denham Mgmt For For For
4 Elect Alice P. Gast Mgmt For For For
5 Elect Enrique Hernandez, Jr. Mgmt For For For
6 Elect Jon M. Huntsman, Jr. Mgmt For For For
7 Elect Charles W. Moorman, IV Mgmt For For For
8 Elect John G. Stumpf Mgmt For For For
9 Elect Ronald D. Sugar Mgmt For For For
10 Elect Inge G. Thulin Mgmt For For For
11 Elect John S. Watson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Executive Compensation Mgmt For Against Against
14 Amendment to Non-Employee Directors' Mgmt For For For
Equity Compensation and Deferral Plan
15 Shareholder Proposal Regarding Lobbying ShrHoldr Against For Against
Report
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Reporting and Reducing Greenhouse Gas
Emissions
17 Shareholder Proposal Regarding Climate ShrHoldr Against Against For
Change Policy Risk
18 Shareholder Proposal Regarding Report ShrHoldr Against Against For
on Reserve Replacements
19 Shareholder Proposal Regarding Dividend ShrHoldr Against Against For
Policy
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Hydraulic Fracturing
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Environmental Expertise on Board
22 Shareholder Proposal Regarding Right to ShrHoldr Against For Against
Call a Special meeting
-----------------------------------------------------------------------------------------------------------------------
Chubb Limited
Ticker Security ID: Meeting Date Meeting Status
CB CUSIP H1467J104 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Dividends from Reserves Mgmt For For For
4 Ratification of Board Acts Mgmt For For For
5 Election of Statutory Auditors Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Appointment of Special Auditor Mgmt For For For
8 Elect Evan G. Greenberg Mgmt For For For
9 Elect Robert M. Hernandez Mgmt For Against Against
10 Elect Michael G. Atieh Mgmt For For For
11 Elect Sheila P. Burke Mgmt For For For
12 Elect James I. Cash, Jr. Mgmt For For For
13 Elect Mary A. Cirillo Mgmt For Against Against
14 Elect Michael P. Connors Mgmt For Against Against
15 Elect John A. Edwardson Mgmt For For For
16 Elect Lawrence W. Kellner Mgmt For For For
17 Elect Leo F. Mullin Mgmt For For For
18 Elect Kimberly Ross Mgmt For For For
19 Elect Robert W. Scully Mgmt For For For
20 Elect Eugene B. Shanks, Jr. Mgmt For For For
21 Elect Theodore Shasta Mgmt For For For
22 Elect David H. Sidwell Mgmt For For For
23 Elect Olivier Steimer Mgmt For For For
24 Elect James M. Zimmerman Mgmt For For For
25 Elect Evan G. Greenberg as Chairman of Mgmt For For For
the Board
26 Elect Michael P. Connors Mgmt For Against Against
27 Elect Mary A. Cirillo Mgmt For Against Against
28 Elect Robert M. Hernandez Mgmt For Against Against
29 Elect Robert W. Scully Mgmt For For For
30 Elect James M. Zimmerman Mgmt For For For
31 ELECTION OF HOMBURGER AG AS INDEPENDENT Mgmt For For For
PROXY
32 Increase in Authorized Share Capital Mgmt For For For
for General Purposes
33 Approval of the 2016 Long-Term Mgmt For For For
Incentive Plan
34 Compensation of the Board until the Mgmt For For For
Next AGM
35 Executive Compensation Mgmt For For For
36 Advisory Vote on Executive Compensation Mgmt For Against Against
37 Additional or Miscellaneous Proposals Mgmt For Abstain Against
SECTION
-----------------------------------------------------------------------------------------------------------------------
CIGNA
Corporation
Ticker Security ID: Meeting Date Meeting Status
CI CUSIP 125509109 04/27/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect David M. Cordani Mgmt For For For
2 Elect Isaiah Harris, Jr. Mgmt For For For
3 Elect Jane E. Henney Mgmt For For For
4 Elect Donna F. Zarcone Mgmt For For For
5 Advisory Vote on Executive Compensation Mgmt For For For
6 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
CIGNA Corporation
Ticker Security ID: Meeting Date Meeting Status
CI CUSIP 125509109 12/03/2015 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Golden Parachutes Mgmt For For For
3 Right to Adjourn Meeting Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Cisco Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSCO CUSIP 17275R102 11/19/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Carol A. Bartz Mgmt For For For
2 Elect M. Michele Burns Mgmt For For For
3 Elect Michael D. Capellas Mgmt For For For
4 Elect John T. Chambers Mgmt For For For
5 Elect Brian L. Halla Mgmt For For For
6 Elect John L. Hennessy Mgmt For Against Against
7 Elect Kristina M. Johnson Mgmt For For For
8 Elect Roderick C. McGeary Mgmt For For For
9 Elect Charles H. Robbins Mgmt For For For
10 Elect Arun Sarin Mgmt For For For
11 Elect Steven M. West Mgmt For For For
12 Advisory Vote on Executive Compensation Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding Holy ShrHoldr Against Against For
Land Principles
15 Shareholder Proposal Regarding Proxy ShrHoldr Against For Against
Access
-----------------------------------------------------------------------------------------------------------------------
Citigroup Inc.
Ticker Security ID: Meeting Date Meeting Status
C CUSIP 172967424 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Michael L. Corbat Mgmt For For For
2 Elect Ellen M. Costello Mgmt For For For
3 Elect Duncan P. Hennes Mgmt For For For
4 Elect Peter B. Henry Mgmt For For For
5 Elect Franz B. Humer Mgmt For For For
6 Elect Renee J. James Mgmt For For For
7 Elect Eugene M. McQuade Mgmt For For For
8 Elect Michael E. O'Neill Mgmt For For For
9 Elect Gary M. Reiner Mgmt For For For
10 Elect Judith Rodin Mgmt For For For
11 Elect Anthony M. Santomero Mgmt For For For
12 Elect Joan E. Spero Mgmt For For For
13 Elect Diana L. Taylor Mgmt For For For
14 Elect William S. Thompson, Jr. Mgmt For For For
15 Elect James S. Turley Mgmt For For For
16 Elect Ernesto Zedillo Ponce de Leon Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Executive Compensation Mgmt For Against Against
19 Amendment to the 2014 Stock Incentive Mgmt For For For
Plan
20 Amendment to the 2011 Executive Mgmt For For For
Performance Plan
21 Shareholder Proposal Regarding Gender ShrHoldr Against Against For
Pay Equity Report
22 Shareholder Proposal Regarding Lobbying ShrHoldr Against Against For
Report
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Formation of Shareholder Value Committee
24 Shareholder Proposal Regarding ShrHoldr Against Against For
Amendment to Clawback Policy
25 Shareholder Proposal Regarding ShrHoldr Against Against For
Government Service Vesting
-----------------------------------------------------------------------------------------------------------------------
Comcast Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP 20030N101 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Kenneth J. Bacon Mgmt For For For
1.2 Elect Madeline S. Bell Mgmt For For For
1.3 Elect Sheldon M. Bonovitz Mgmt For For For
1.4 Elect Edward D. Breen Mgmt For Withhold Against
1.5 Elect Joseph J. Collins Mgmt For Withhold Against
1.6 Elect Gerald L. Hassell Mgmt For Withhold Against
1.7 Elect Jeffrey A. Honickman Mgmt For For For
1.8 Elect Eduardo G. Mestre Mgmt For For For
1.9 Elect Brian L. Roberts Mgmt For For For
1.10 Elect Johnathan A. Rodgers Mgmt For For For
1.11 Elect Judith Rodin Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amend 2002 Restricted Stock Plan Mgmt For For For
4 Amend 2003 Stock Option Plan Mgmt For For For
5 Amend 2002 Employee Stock Purchase Plan Mgmt For For For
6 Amend 2011 Employee Stock Purchase Plan Mgmt For For For
7 Shareholder Proposal Regarding Lobbying ShrHoldr Against Against For
Report
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Compensation in the Event of a Change
in Control
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
10 Shareholder Proposal Regarding ShrHoldr Against For Against
Recapitalization
SECTION
-----------------------------------------------------------------------------------------------------------------------
Comcast Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP 20030N101 12/10/2015 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Conversion of Class A Special Common Mgmt For For For
Stock Into Class A Common Stock
-----------------------------------------------------------------------------------------------------------------------
Crown Castle International Corp.
Ticker Security ID: Meeting Date Meeting Status
CCI CUSIP 22822V101 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect P. Robert Bartolo Mgmt For For For
2 Elect Jay A. Brown Mgmt For For For
3 Elect Cindy Christy Mgmt For For For
4 Elect Ari Q. Fitzgerald Mgmt For For For
5 Elect Robert E. Garrison II Mgmt For For For
6 Elect Dale N. Hatfield Mgmt For For For
7 Elect Lee W. Hogan Mgmt For For For
8 Elect Edward C. Hutcheson, Jr. Mgmt For For For
9 Elect J. Landis Martin Mgmt For For For
10 Elect Robert F. McKenzie Mgmt For For For
11 Elect Anthony J. Melone Mgmt For For For
12 Elect W. Benjamin Moreland Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
CSX Corporation
Ticker Security ID: Meeting Date Meeting Status
CSX CUSIP 126408103 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Donna M. Alvarado Mgmt For For For
2 Elect John B. Breaux Mgmt For For For
3 Elect Pamela L. Carter Mgmt For For For
4 Elect Steven T. Halverson Mgmt For For For
5 Elect Edward J. Kelly, III Mgmt For For For
6 Elect John D. McPherson Mgmt For For For
7 Elect David M. Moffett Mgmt For For For
8 Elect Timothy T. O'Toole Mgmt For For For
9 Elect David M. Ratcliffe Mgmt For For For
10 Elect Donald J. Shepard Mgmt For For For
11 Elect Michael J. Ward Mgmt For For For
12 Elect J. Steven Whisler Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Dow Chemical Company
Ticker Security ID: Meeting Date Meeting Status
DOW CUSIP 260543103 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Ajay Banga Mgmt For For For
2 Elect Jacqueline K. Barton Mgmt For For For
3 Elect James A. Bell Mgmt For For For
4 Elect Richard K. Davis Mgmt For For For
5 Elect Jeff M. Fettig Mgmt For For For
6 Elect Andrew N. Liveris Mgmt For For For
7 Elect Mark Loughridge Mgmt For For For
8 Elect Raymond J. Milchovich Mgmt For For For
9 Elect Robert S. Miller Mgmt For For For
10 Elect Paul Polman Mgmt For For For
11 Elect Dennis H. Reilley Mgmt For For For
12 Elect James M. Ringler Mgmt For For For
13 Elect Ruth G. Shaw Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Compensation Mgmt For For For
16 Shareholder Proposal Regarding Proxy ShrHoldr Against For Against
Access
SECTION
-----------------------------------------------------------------------------------------------------------------------
EMC Corporation
Ticker Security ID: Meeting Date Meeting Status
EMC CUSIP 268648102 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Donald J. Carty Mgmt For For For
2 Elect Randolph L. Cowen Mgmt For For For
3 Elect James S. DiStasio Mgmt For For For
4 Elect John R. Egan Mgmt For For For
5 Elect William D. Green Mgmt For For For
6 Elect Jami Miscik Mgmt For For For
7 Elect Paul Sagan Mgmt For For For
8 Elect Laura J. Sen Mgmt For For For
9 Elect Joseph M. Tucci Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
EOG Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
EOG CUSIP 26875P101 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Janet F. Clark Mgmt For For For
2 Elect Charles R. Crisp Mgmt For For For
3 Elect James C. Day Mgmt For For For
4 Elect H. Leighton Steward Mgmt For For For
5 Elect Donald F. Textor Mgmt For Against Against
6 Elect William R. Thomas Mgmt For For For
7 Elect Frank G. Wisner Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Exelon Corporation
Ticker Security ID: Meeting Date Meeting Status
EXC CUSIP 30161N101 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Anthony K. Anderson Mgmt For For For
2 Elect Ann C. Berzin Mgmt For For For
3 Elect Christopher M. Crane Mgmt For For For
4 Elect Yves C. de Balmann Mgmt For For For
5 Elect Nicholas DeBenedictis Mgmt For For For
6 Elect Nancy L. Gioia Mgmt For For For
7 Elect Linda P. Jojo Mgmt For For For
8 Elect Paul L. Joskow Mgmt For For For
9 Elect Robert J. Lawless Mgmt For For For
10 Elect Richard W. Mies Mgmt For For For
11 Elect John W. Rogers, Jr. Mgmt For For For
12 Elect Mayo A. Shattuck III Mgmt For For For
13 Elect Stephen D. Steinour Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Compensation Mgmt For Against Against
16 Adoption of Proxy Access Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Exxon Mobil Corporation
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP 30231G102 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Michael J. Boskin Mgmt For For For
1.2 Elect Peter Brabeck-Letmathe Mgmt For For For
1.3 Elect Angela F. Braly Mgmt For For For
1.4 Elect Ursula M. Burns Mgmt For For For
1.5 Elect Larry R. Faulkner Mgmt For For For
1.6 Elect Jay S. Fishman Mgmt For For For
1.7 Elect Henrietta H. Fore Mgmt For For For
1.8 Elect Kenneth C. Frazier Mgmt For For For
1.9 Elect Douglas R. Oberhelman Mgmt For For For
1.10 Elect Samuel J. Palmisano Mgmt For For For
1.11 Elect Steven S Reinemund Mgmt For For For
1.12 Elect Rex W. Tillerson Mgmt For For For
1.13 Elect William C. Weldon Mgmt For For For
1.14 Elect Darren W. Woods Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
5 Shareholder Proposal Regarding Climate ShrHoldr Against Against For
Change Expertise on Board
6 Shareholder Proposal Regarding Sale of ShrHoldr Against Against For
Company
7 Shareholder Proposal Regarding Proxy ShrHoldr Against For Against
Access
8 Shareholder Proposal Regarding Gender ShrHoldr Against Against For
Pay Equity Report
9 Shareholder Proposal Regarding Lobbying ShrHoldr Against Against For
Report
10 Shareholder Proposal Regarding Dividend ShrHoldr Against Against For
Policy
11 Shareholder Proposal Regarding Climate ShrHoldr Against Against For
Change Policy and Commitment
12 Shareholder Proposal Regarding Climate ShrHoldr Against Against For
Change Policy Risk
13 Shareholder Proposal Regarding Report ShrHoldr Against Against For
on Reserve Replacements
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Hydraulic Fracturing
SECTION
-----------------------------------------------------------------------------------------------------------------------
FedEx Corporation
Ticker Security ID: Meeting Date Meeting Status
FDX CUSIP 31428X106 09/28/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect James L. Barksdale Mgmt For For For
2 Elect John A. Edwardson Mgmt For For For
3 Elect Marvin Ellison Mgmt For Against Against
4 Elect Kimberly A. Jabal Mgmt For For For
5 Elect Shirley Ann Jackson Mgmt For For For
6 Elect Gary W. Loveman Mgmt For For For
7 Elect R. Brad Martin Mgmt For For For
8 Elect Joshua C. Ramo Mgmt For For For
9 Elect Susan C. Schwab Mgmt For For For
10 Elect Frederick W. Smith Mgmt For For For
11 Elect David P. Steiner Mgmt For For For
12 Elect Paul S. Walsh Mgmt For For For
13 Advisory Vote on Executive Compensation Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
16 Shareholder Proposal Regarding Tax ShrHoldr Against Against For
Payments on Restricted Stock Awards
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Recoupment of Unearned Bonuses
18 Shareholder Proposal Regarding Proxy ShrHoldr Against For Against
Access
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditures Report
20 Shareholder Proposal Regarding Lobbying ShrHoldr Against Against For
Report
21 Shareholder Proposal Regarding Report ShrHoldr Against Against For
of Values in Political Spending
-----------------------------------------------------------------------------------------------------------------------
Franklin Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
BEN CUSIP 354613101 02/17/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Peter K. Barker Mgmt For For For
2 Elect Mariann Byerwalter Mgmt For For For
3 Elect Charles E. Johnson Mgmt For For For
4 Elect Gregory E. Johnson Mgmt For For For
5 Elect Rupert H. Johnson, Jr. Mgmt For For For
6 Elect Mark C. Pigott Mgmt For For For
7 Elect Chutta Ratnathicam Mgmt For For For
8 Elect Laura Stein Mgmt For For For
9 Elect Seth H. Waugh Mgmt For For For
10 Elect Geoffrey Y. Yang Mgmt For For For
11 Ratification of PricewaterhouseCoopers Mgmt For For For
12 Shareholder Proposal Regarding Proxy ShrHoldr Against Against For
Voting Practices
-----------------------------------------------------------------------------------------------------------------------
General Electric Company
Ticker Security ID: Meeting Date Meeting Status
GE CUSIP 369604103 04/27/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Sebastien Bazin Mgmt For For For
2 Elect W. Geoffrey Beattie Mgmt For For For
3 Elect John J. Brennan Mgmt For For For
4 Elect Francisco D'Souza Mgmt For For For
5 Elect Marijn E. Dekkers Mgmt For For For
6 Elect Peter B. Henry Mgmt For For For
7 Elect Susan Hockfield Mgmt For For For
8 Elect Jeffrey R. Immelt Mgmt For For For
9 Elect Andrea Jung Mgmt For For For
10 Elect Robert W. Lane Mgmt For For For
11 Elect Rochelle B. Lazarus Mgmt For For For
12 Elect Lowell C. McAdam Mgmt For For For
13 Elect James J. Mulva Mgmt For For For
14 Elect James E. Rohr Mgmt For For For
15 Elect Mary L. Schapiro Mgmt For For For
16 Elect James S. Tisch Mgmt For For For
17 Advisory Vote on Executive Compensation Mgmt For For For
18 Ratification of Auditor Mgmt For For For
19 Shareholder Proposal Regarding Lobbying ShrHoldr Against Against For
Report
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
21 Shareholder Proposal Regarding Holy ShrHoldr Against Against For
Land Principles
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative Voting
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Performance-Based Equity Compensation
24 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Rights Review
-----------------------------------------------------------------------------------------------------------------------
Honeywell International Inc.
Ticker Security ID: Meeting Date Meeting Status
HON CUSIP 438516106 04/25/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect William S. Ayer Mgmt For For For
2 Elect Kevin Burke Mgmt For For For
3 Elect Jaime Chico Pardo Mgmt For For For
4 Elect David M. Cote Mgmt For For For
5 Elect D. Scott Davis Mgmt For For For
6 Elect Linnet F. Deily Mgmt For For For
7 Elect Judd Gregg Mgmt For For For
8 Elect Clive Hollick Mgmt For For For
9 Elect Grace D. Lieblein Mgmt For For For
10 Elect George Paz Mgmt For For For
11 Elect Bradley T. Sheares Mgmt For For For
12 Elect Robin L. Washington Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Compensation Mgmt For For For
15 2016 Stock Incentive Plan Mgmt For For For
16 Approval of 2016 Stock Plan for Mgmt For For For
Non-Employee Directors
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
18 Shareholder Proposal Regarding Right to ShrHoldr Against For Against
Act by Written Consent
19 Shareholder Proposal Regarding Lobbying ShrHoldr Against Against For
Report
SECTION
-----------------------------------------------------------------------------------------------------------------------
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP 458140100 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Charlene Barshefsky Mgmt For For For
2 Elect Aneel Bhusri Mgmt For For For
3 Elect Andy D. Bryant Mgmt For For For
4 Elect John J. Donahoe Mgmt For For For
5 Elect Reed E. Hundt Mgmt For For For
6 Elect Brian M. Krzanich Mgmt For For For
7 Elect James D. Plummer Mgmt For For For
8 Elect David S. Pottruck Mgmt For For For
9 Elect Frank D. Yeary Mgmt For For For
10 Elect David B. Yoffie Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Compensation Mgmt For For For
13 Shareholder Proposal Regarding Holy ShrHoldr Against Against For
Land Principles
14 Shareholder Proposal Regarding Right to ShrHoldr Against For Against
Act by Written Consent
15 Shareholder Proposal Regarding Counting ShrHoldr Against Against For
Abstentions
-----------------------------------------------------------------------------------------------------------------------
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Mary C. Beckerle Mgmt For For For
2 Elect D. Scott Davis Mgmt For For For
3 Elect Ian E.L. Davis Mgmt For For For
4 Elect Alex Gorsky Mgmt For For For
5 Elect Susan L. Lindquist Mgmt For For For
6 Elect Mark B. McClellan Mgmt For For For
7 Elect Anne M. Mulcahy Mgmt For For For
8 Elect William D. Perez Mgmt For For For
9 Elect Charles Prince Mgmt For For For
10 Elect A. Eugene Washington Mgmt For For For
11 Elect Ronald A. Williams Mgmt For For For
12 Advisory Vote on Executive Compensation Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding Giving ShrHoldr Against Against For
Preference to Share Repurchases
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
16 Shareholder Proposal Regarding Lobbying ShrHoldr Against Against For
Report
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Take-Back Programs for Unused Medicines
-----------------------------------------------------------------------------------------------------------------------
Johnson Controls, Inc.
Ticker Security ID: Meeting Date Meeting Status
JCI CUSIP 478366107 01/27/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect David P. Abney Mgmt For For For
1.2 Elect Natalie A. Black Mgmt For Withhold Against
1.3 Elect Julie L. Bushman Mgmt For For For
1.4 Elect Raymond L. Conner Mgmt For For For
1.5 Elect Richard Goodman Mgmt For For For
1.6 Elect Jeffrey A. Joerres Mgmt For For For
1.7 Elect William H. Lacy Mgmt For For For
1.8 Elect Alex A. Molinaroli Mgmt For For For
1.9 Elect Juan Pablo del Valle Perochena Mgmt For For For
1.10 Elect Mark P. Vergnano Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For Against Against
4 Shareholder Proposal Regarding Proxy ShrHoldr Against For Against
Access
-----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase & Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP 46625H100 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Linda B. Bammann Mgmt For For For
2 Elect James A. Bell Mgmt For For For
3 Elect Crandall C. Bowles Mgmt For For For
4 Elect Stephen B. Burke Mgmt For For For
5 Elect James S. Crown Mgmt For For For
6 Elect James Dimon Mgmt For For For
7 Elect Timothy P. Flynn Mgmt For For For
8 Elect Laban P. Jackson, Jr. Mgmt For For For
9 Elect Michael A. Neal Mgmt For For For
10 Elect Lee R. Raymond Mgmt For For For
11 Elect William C. Weldon Mgmt For For For
12 Advisory Vote on Executive Compensation Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
15 Shareholder Proposal Regarding Counting ShrHoldr Against Against For
Abstentions
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Government Service Vesting
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Formation of Shareholder Value Committee
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Amendment to Clawback Policy
19 Shareholder Proposal Regarding Linking ShrHoldr Against Against For
Executive Pay to Social Factors
SECTION
-----------------------------------------------------------------------------------------------------------------------
Macy's Inc.
Ticker Security ID: Meeting Date Meeting Status
M CUSIP 55616P104 05/20/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Francis S. Blake Mgmt For For For
2 Elect Stephen F. Bollenbach Mgmt For For For
3 Elect John A. Bryant Mgmt For For For
4 Elect Deirdre P. Connelly Mgmt For For For
5 Elect Leslie D. Hale Mgmt For For For
6 Elect William H. Lenehan Mgmt For For For
7 Elect Sara L. Levinson Mgmt For For For
8 Elect Terry J. Lundgren Mgmt For For For
9 Elect Joyce M. Roche Mgmt For For For
10 Elect Paul C. Varga Mgmt For For For
11 Elect Craig E. Weatherup Mgmt For For For
12 Elect Marna C. Whittington Mgmt For For For
13 Elect Annie A. Young-Scrivner Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Maxim Integrated Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
MXIM CUSIP 57772K101 11/12/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect B. Kipling Hagopian Mgmt For For For
1.2 Elect Tunc Doluca Mgmt For For For
1.3 Elect James R. Bergman Mgmt For Withhold Against
1.4 Elect Joseph R. Bronson Mgmt For For For
1.5 Elect Robert E. Grady Mgmt For For For
1.6 Elect William D. Watkins Mgmt For For For
1.7 Elect A.R. Frank Wazzan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Employee Stock Mgmt For For For
Purchase Plan
4 Amendment to the 1996 Stock Incentive Mgmt For For For
Plan
5 Elimination of Cumulative Voting Mgmt For For For
6 Advisory Vote on Executive Compensation Mgmt For Against Against
-----------------------------------------------------------------------------------------------------------------------
MetLife, Inc.
Ticker Security ID: Meeting Date Meeting Status
MET CUSIP 59156R108 06/14/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Cheryl W. Grise Mgmt For For For
2 Elect Carlos M. Gutierrez Mgmt For For For
3 Elect R. Glenn Hubbard Mgmt For For For
4 Elect Steven A. Kandarian Mgmt For For For
5 Elect Alfred F. Kelly, Jr. Mgmt For For For
6 Elect Edward J. Kelly, III Mgmt For For For
7 Elect William E. Kennard Mgmt For For For
8 Elect James M. Kilts Mgmt For For For
9 Elect Catherine R. Kinney Mgmt For For For
10 Elect Denise M. Morrison Mgmt For For For
11 Elect Kenton J. Sicchitano Mgmt For For For
12 Elect Lulu C. Wang Mgmt For For For
13 Adoption of Exclusive Forum Provision Mgmt For Against Against
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Compensation Mgmt For For For
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
17 Shareholder Proposal Regarding Right to ShrHoldr Against For Against
Act by Written Consent
-----------------------------------------------------------------------------------------------------------------------
Microsoft Corporation
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 12/02/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect William H. Gates III Mgmt For For For
2 Elect Teri L. List-Stoll Mgmt For For For
3 Elect G. Mason Morfit Mgmt For For For
4 Elect Satya Nadella Mgmt For For For
5 Elect Charles H. Noski Mgmt For For For
6 Elect Helmut G. W. Panke Mgmt For For For
7 Elect Sandra E. Peterson Mgmt For For For
8 Elect Charles W. Scharf Mgmt For For For
9 Elect John W. Stanton Mgmt For For For
10 Elect John W. Thompson Mgmt For For For
11 Elect Padmasree Warrior Mgmt For For For
12 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For
13 Ratification of Auditor Mgmt For For For
SECTION
-----------------------------------------------------------------------------------------------------------------------
Morgan Stanley
Ticker Security ID: Meeting Date Meeting Status
MS CUSIP 617446448 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Erskine B. Bowles Mgmt For For For
2 Elect Alistair Darling Mgmt For For For
3 Elect Thomas H. Glocer Mgmt For For For
4 Elect James P. Gorman Mgmt For For For
5 Elect Robert H. Herz Mgmt For For For
6 Elect Nobuyuki Hirano Mgmt For For For
7 Elect Klaus Kleinfeld Mgmt For For For
8 Elect Jami Miscik Mgmt For For For
9 Elect Donald T. Nicolaisen Mgmt For For For
10 Elect Hutham S. Olayan Mgmt For For For
11 Elect James W. Owens Mgmt For For For
12 Elect Ryosuke Tamakoshi Mgmt For For For
13 Elect Perry M. Traquina Mgmt For For For
14 Elect Rayford Wilkins, Jr. Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Executive Compensation Mgmt For Against Against
17 Amendment to 2007 Equity Incentive Mgmt For For For
Compensation Plan
18 Shareholder Proposal Regarding Counting ShrHoldr Against Against For
Abstentions
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Government Service Vesting
-----------------------------------------------------------------------------------------------------------------------
NextEra Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
NEE CUSIP 65339F101 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Sherry S. Barrat Mgmt For For For
2 Elect James L. Camaren Mgmt For For For
3 Elect Kenneth B. Dunn Mgmt For For For
4 Elect Naren K. Gursahaney Mgmt For For For
5 Elect Kirk S. Hachigian Mgmt For For For
6 Elect Toni Jennings Mgmt For For For
7 Elect Amy B. Lane Mgmt For For For
8 Elect James L. Robo Mgmt For For For
9 Elect Rudy E. Schupp Mgmt For For For
10 Elect John L. Skolds Mgmt For For For
11 Elect William H. Swanson Mgmt For For For
12 Elect Hansel E. Tookes II Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Compensation Mgmt For For For
15 Reapproval of material terms of the Mgmt For For For
2011 Long Term Incentive Plan
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditures Report
17 Shareholder Proposal Regarding Proxy ShrHoldr Against For Against
Access
18 Shareholder Proposal on Sea Level Rise ShrHoldr Against Against For
Risks Report
-----------------------------------------------------------------------------------------------------------------------
Oracle Corporation
Ticker Security ID: Meeting Date Meeting Status
ORCL CUSIP 68389X105 11/18/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Jeffrey S. Berg Mgmt For For For
1.2 Elect H. Raymond Bingham Mgmt For Withhold Against
1.3 Elect Michael J. Boskin Mgmt For Withhold Against
1.4 Elect Safra A. Catz Mgmt For For For
1.5 Elect Bruce R. Chizen Mgmt For Withhold Against
1.6 Elect George H. Conrades Mgmt For Withhold Against
1.7 Elect Lawrence J. Ellison Mgmt For For For
1.8 Elect Hector Garcia-Molina Mgmt For For For
1.9 Elect Jeffrey O. Henley Mgmt For For For
1.10 Elect Mark V. Hurd Mgmt For For For
1.11 Elect Leon E. Panetta Mgmt For For For
1.12 Elect Naomi O. Seligman Mgmt For Withhold Against
2 Re-approval of the Material Terms of Mgmt For For For
the Executive Bonus Plan
3 Advisory Vote on Executive Compensation Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Renewable Energy Sourcing
6 Shareholder Proposal Regarding Proxy ShrHoldr Against For Against
Access
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Shareholder Approval of Specific
Performance Metrics in Equity
Compensation Plans
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Shareholder Engagement
9 Shareholder Proposal Regarding Counting ShrHoldr Against Against For
Abstentions
10 Shareholder Proposal Regarding Lobbying ShrHoldr Against For Against
Report
-----------------------------------------------------------------------------------------------------------------------
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Dennis A. Ausiello Mgmt For For For
2 Elect W. Don Cornwell Mgmt For For For
3 Elect Joseph J. Echevarria Mgmt For For For
4 Elect Frances D. Fergusson Mgmt For For For
5 Elect Helen H. Hobbs Mgmt For For For
6 Elect James M. Kilts Mgmt For For For
7 Elect Shantanu Narayen Mgmt For For For
8 Elect Suzanne Nora Johnson Mgmt For For For
9 Elect Ian C. Read Mgmt For For For
10 Elect Stephen W. Sanger Mgmt For For For
11 Elect James C. Smith Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Executive Compensation Mgmt For For For
14 SHAREHOLDER PROPOSAL REGARDING REPORT ShrHoldr Against Against For
ON LOBBYING ACTIVITIES
15 Shareholder Proposal Regarding Majority ShrHoldr Against For Against
Vote for Election of Directors
16 SHAREHOLDER PROPOSAL REGARDING RIGHT TO ShrHoldr Against For Against
ACT BY WRITTEN CONSENT
17 SHAREHOLDER PROPOSAL REGARDING CERTAIN ShrHoldr Against Against For
TAXABLE EVENTS
SECTION
-----------------------------------------------------------------------------------------------------------------------
Pioneer Natural Resources Company
Ticker Security ID: Meeting Date Meeting Status
PXD CUSIP 723787107 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Edison C. Buchanan Mgmt For For For
2 Elect Andrew F. Cates Mgmt For For For
3 Elect Timothy L. Dove Mgmt For For For
4 Elect Phillip A. Gobe Mgmt For For For
5 Elect Larry R. Grillot Mgmt For For For
6 Elect Stacy P. Methvin Mgmt For For For
7 Elect Royce W. Mitchell Mgmt For For For
8 Elect Frank A. Risch Mgmt For For For
9 Elect Scott D. Sheffield Mgmt For For For
10 Elect Mona K. Sutphen Mgmt For For For
11 Elect J. Kenneth Thompson Mgmt For Against Against
12 Elect Phoebe A. Wood Mgmt For For For
13 Elect Michael D. Wortley Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Compensation Mgmt For Against Against
16 Amendment to the 2006 Long-Term Mgmt For For For
Incentive Plan
17 Approval of performance goals under the Mgmt For For For
2006 Long-Term Incentive Plan
-----------------------------------------------------------------------------------------------------------------------
PulteGroup, Inc.
Ticker Security ID: Meeting Date Meeting Status
PHM CUSIP 745867101 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Brian P. Anderson Mgmt For For For
1.2 Elect Bryce Blair Mgmt For For For
1.3 Elect Richard W. Dreiling Mgmt For For For
1.4 Elect Richard J. Dugas, Jr. Mgmt For For For
1.5 Elect Thomas J. Folliard Mgmt For For For
1.6 Elect Cheryl W. Grise Mgmt For For For
1.7 Elect Andre J. Hawaux Mgmt For For For
1.8 Elect Debra J. Kelly-Ennis Mgmt For For For
1.9 Elect Patrick J. O'Leary Mgmt For For For
1.10 Elect James J. Postl Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
4 Extension of Section 382 Rights Mgmt For For For
Agreement
5 Shareholder Proposal Regarding Majority ShrHoldr Against For Against
Vote for Election of Directors
-----------------------------------------------------------------------------------------------------------------------
Ralph Lauren Corporation
Ticker Security ID: Meeting Date Meeting Status
RL CUSIP 751212101 08/06/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Frank A. Bennack, Jr. Mgmt For For For
1.2 Elect Joel L. Fleishman Mgmt For For For
1.3 Elect Hubert Joly Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Schlumberger N.V. (Schlumberger Limited)
Ticker Security ID: Meeting Date Meeting Status
SLB CUSIP 806857108 04/06/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Peter L.S. Currie Mgmt For For For
2 Elect V. Maureen Kempston Darkes Mgmt For For For
3 Elect Paal Kibsgaard Mgmt For For For
4 Elect Nikolay Kudryavtsev Mgmt For For For
5 Elect Michael E. Marks Mgmt For Against Against
6 Elect Indra K. Nooyi Mgmt For For For
7 Elect Lubna S. Olayan Mgmt For For For
8 Elect Leo Rafael Reif Mgmt For For For
9 Elect Tore I. Sandvold Mgmt For Against Against
10 Elect Henri Seydoux Mgmt For For For
11 Advisory Vote on Executive Compensation Mgmt For Against Against
12 Approval of Financials Mgmt For For For
Statements/Dividends
13 Ratification of Auditor Mgmt For For For
14 Amendments to Articles of Incorporation Mgmt For For For
15 Ratification of Board Size Mgmt For For For
16 Amendment to the French Sub Plan Under Mgmt For For For
the 2010 Omnibus Stock Incentive Plan
SECTION
-----------------------------------------------------------------------------------------------------------------------
Sysco Corporation
Ticker Security ID: Meeting Date Meeting Status
SYY CUSIP 871829107 11/18/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect John M. Cassaday Mgmt For For For
2 Elect Judith B. Craven Mgmt For For For
3 Elect William J. DeLaney Mgmt For For For
4 Elect Joshua D. Frank Mgmt For For For
5 Elect Larry C. Glasscock Mgmt For For For
6 Elect Jonathan Golden Mgmt For Against Against
7 Elect Joseph A. Hafner, Jr. Mgmt For For For
8 Elect Hans-Joachim Koerber Mgmt For For For
9 Elect Nancy S. Newcomb Mgmt For For For
10 Elect Nelson Peltz Mgmt For For For
11 Elect Richard G. Tilghman Mgmt For For For
12 Elect Jackie M. Ward Mgmt For For For
13 Advisory Vote on Executive Compensation Mgmt For For For
14 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Texas Instruments Incorporated
Ticker Security ID: Meeting Date Meeting Status
TXN CUSIP 882508104 04/21/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Ralph W. Babb, Jr. Mgmt For For For
2 Elect Mark A. Blinn Mgmt For For For
3 Elect Daniel A. Carp Mgmt For For For
4 Elect Janet F. Clark Mgmt For For For
5 Elect Carrie S. Cox Mgmt For For For
6 Elect Ronald Kirk Mgmt For For For
7 Elect Pamela H. Patsley Mgmt For For For
8 Elect Robert E. Sanchez Mgmt For For For
9 Elect Wayne R. Sanders Mgmt For For For
10 Elect Richard K. Templeton Mgmt For For For
11 Elect Christine Todd Whitman Mgmt For For For
12 Advisory Vote on Executive Compensation Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2009 Long-Term Mgmt For For For
Incentive Plan
-----------------------------------------------------------------------------------------------------------------------
The Procter and Gamble Company
Ticker Security ID: Meeting Date Meeting Status
PG CUSIP 742718109 10/13/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Francis S. Blake Mgmt For For For
2 Elect Angela F. Braly Mgmt For For For
3 Elect Kenneth I. Chenault Mgmt For For For
4 Elect Scott D. Cook Mgmt For For For
5 Elect Susan D. Desmond-Hellmann Mgmt For For For
6 Elect Alan G. Lafley Mgmt For For For
7 Elect Terry J. Lundgren Mgmt For For For
8 Elect W. James McNerney, Jr. Mgmt For For For
9 Elect David. S. Taylor Mgmt For For For
10 Elect Margaret C. Whitman Mgmt For For For
11 Elect Mary Agnes Wilderotter Mgmt For Abstain Against
12 Elect Patricia A. Woertz Mgmt For For For
13 Elect Ernesto Zedillo Ponce de Leon Mgmt For Against Against
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Compensation Mgmt For For For
16 Shareholder Proposal Regarding Proxy ShrHoldr Against For Against
Access
-----------------------------------------------------------------------------------------------------------------------
U.S. Bancorp
Ticker Security ID: Meeting Date Meeting Status
USB CUSIP 902973304 04/19/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Douglas M. Baker, Jr. Mgmt For For For
2 Elect Warner L. Baxter Mgmt For For For
3 Elect Marc N. Casper Mgmt For For For
4 Elect Arthur D. Collins, Jr. Mgmt For For For
5 Elect Richard K. Davis Mgmt For For For
6 Elect Kimberly J. Harris Mgmt For For For
7 Elect Roland A. Hernandez Mgmt For For For
8 Elect Doreen Woo Ho Mgmt For For For
9 Elect Olivia F. Kirtley Mgmt For For For
10 Elect Karen S. Lynch Mgmt For For For
11 Elect David B. O'Maley Mgmt For For For
12 Elect O'dell M. Owens Mgmt For For For
13 Elect Craig D. Schnuck Mgmt For For For
14 Elect Scott W. Wine Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Executive Compensation Mgmt For For For
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Chairman
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares Until Retirement
-----------------------------------------------------------------------------------------------------------------------
UnitedHealth Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
UNH CUSIP 91324P102 06/06/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect William C. Ballard, Jr. Mgmt For For For
2 Elect Edson Bueno Mgmt For For For
3 Elect Richard T. Burke Mgmt For For For
4 Elect Robert J. Darretta Mgmt For For For
5 Elect Stephen J. Hemsley Mgmt For For For
6 Elect Michele J. Hooper Mgmt For For For
7 Elect Rodger A. Lawson Mgmt For For For
8 Elect Glenn M. Renwick Mgmt For For For
9 Elect Kenneth I. Shine Mgmt For For For
10 Elect Gail R. Wilensky Mgmt For For For
11 Advisory Vote on Executive Compensation Mgmt For For For
12 Ratification of Auditor Mgmt For For For
SECTION
-----------------------------------------------------------------------------------------------------------------------
Verizon Communications Inc.
Ticker Security ID: Meeting Date Meeting Status
VZ CUSIP 92343V104 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Shellye L. Archambeau Mgmt For For For
2 Elect Mark T. Bertolini Mgmt For For For
3 Elect Richard L. Carrion Mgmt For For For
4 Elect Melanie L. Healey Mgmt For For For
5 Elect M. Frances Keeth Mgmt For For For
6 Elect Karl-Ludwig Kley Mgmt For For For
7 Elect Lowell C. McAdam Mgmt For For For
8 Elect Donald T. Nicolaisen Mgmt For For For
9 Elect Clarence Otis, Jr. Mgmt For For For
10 Elect Rodney E. Slater Mgmt For For For
11 Elect Kathryn A. Tesija Mgmt For For For
12 Elect Gregory D. Wasson Mgmt For For For
13 Elect Gregory G. Weaver Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Compensation Mgmt For For For
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Renewable Energy targets
17 Shareholder Proposal Regarding Report ShrHoldr Against Against For
on Indirect Political Spending
18 Shareholder Proposal Regarding Lobbying ShrHoldr Against For Against
Report
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Severance Approval Policy
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares Until Normal
Retirement Age
-----------------------------------------------------------------------------------------------------------------------
Wal-Mart Stores Inc.
Ticker Security ID: Meeting Date Meeting Status
WMT CUSIP 931142103 06/03/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect James I. Cash, Jr. Mgmt For Against Against
2 Elect Pamela J. Craig Mgmt For For For
3 Elect Timothy P. Flynn Mgmt For For For
4 Elect Thomas W. Horton Mgmt For For For
5 Elect Marissa A. Mayer Mgmt For For For
6 Elect C. Douglas McMillon Mgmt For For For
7 Elect Gregory B. Penner Mgmt For For For
8 Elect Steven S. Reinemund Mgmt For For For
9 Elect Kevin Y. Systrom Mgmt For For For
10 Elect S. Robson Walton Mgmt For For For
11 Elect Steuart Walton Mgmt For For For
12 Elect Linda S. Wolf Mgmt For For For
13 Advisory Vote on Executive Compensation Mgmt For For For
14 2016 Associate Stock Purchase Plan Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board Chairman
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Incentive Compensation Report
18 Shareholder Proposal Regarding Country ShrHoldr Against Against For
Selection Guidelines
-----------------------------------------------------------------------------------------------------------------------
Wells Fargo and Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP 949746101 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect John D. Baker II Mgmt For For For
2 Elect Elaine L. Chao Mgmt For For For
3 Elect John S. Chen Mgmt For For For
4 Elect Lloyd H. Dean Mgmt For For For
5 Elect Elizabeth A. Duke Mgmt For For For
6 Elect Susan E. Engel Mgmt For For For
7 Elect Enrique Hernandez, Jr. Mgmt For For For
8 Elect Donald M. James Mgmt For For For
9 Elect Cynthia H. Milligan Mgmt For For For
10 Elect Federico F. Pena Mgmt For For For
11 Elect James H. Quigley Mgmt For For For
12 Elect Stephen W. Sanger Mgmt For For For
13 Elect John G. Stumpf Mgmt For For For
14 Elect Susan G. Swenson Mgmt For For For
15 Elect Suzanne M. Vautrinot Mgmt For For For
16 Advisory Vote on Executive Compensation Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
19 Shareholder Proposal Regarding Lobbying ShrHoldr Against Against For
Report
SECTION
-----------------------------------------------------------------------------------------------------------------------
Westrock Company
Ticker Security ID: Meeting Date Meeting Status
WRK CUSIP 96145D105 02/02/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Timothy J. Bernlohr Mgmt For For For
2 Elect J. Powell Brown Mgmt For For For
3 Elect Michael E. Campbell Mgmt For For For
4 Elect Terrell K. Crews Mgmt For For For
5 Elect Russell M. Currey Mgmt For For For
6 Elect G. Stephen Felker Mgmt For For For
7 Elect Lawrence L. Gellerstedt, III Mgmt For For For
8 Elect John A. Luke, Jr. Mgmt For For For
9 Elect Gracia C. Martore Mgmt For For For
10 Elect James E. Nevels Mgmt For For For
11 Elect Timothy H. Powers Mgmt For For For
12 Elect Steven C. Voorhees Mgmt For For For
13 Elect Bettina M. Whyte Mgmt For For For
14 Elect Alan D. Wilson Mgmt For For For
15 Employee Stock Purchase Plan Mgmt For For For
16 Approval of the 2016 Incentive Stock Mgmt For For For
Plan
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Willis Towers Watson PLC
Ticker Security ID: Meeting Date Meeting Status
WLTW CUSIP G96629103 06/10/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Dominic Casserley Mgmt For For For
2 Elect Anna C. Catalano Mgmt For For For
3 Elect Victor F. Ganzi Mgmt For For For
4 Elect John J. Haley Mgmt For For For
5 Elect Wendy E. Lane Mgmt For For For
6 Elect James F. McCann Mgmt For Against Against
7 Elect Brendan R. O'Neill Mgmt For For For
8 Elect Jaymin Patel Mgmt For For For
9 Elect Linda D. Rabbitt Mgmt For For For
10 Elect Paul Thomas Mgmt For For For
11 Elect Jeffrey W. Ubben Mgmt For For For
12 Elect Wilhelm Zeller Mgmt For For For
13 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
14 Advisory Vote on Executive Compensation Mgmt For For For
15 Amendment to the 2012 Equity Incentive Mgmt For For For
Plan
16 Amendment to the 2010 Employee Stock Mgmt For For For
Purchase Plan
17 Authority to Issue Shares Mgmt For For For
18 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
-----------------------------------------------------------------------------------------------------------------------
XL Group plc
Ticker Security ID: Meeting Date Meeting Status
XL CUSIP G98290102 06/23/2016 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 EGM Scheme of Arrangement Proposal Mgmt For For For
2 Capital Reduction Proposal Mgmt For For For
3 Subsidiary Share Acquisition Proposal Mgmt For For For
4 Directors' Allotment Authority Proposal Mgmt For For For
5 Ireland Reserve Application Proposal Mgmt For For For
6 Ireland Memorandum Amendment Proposal Mgmt For For For
7 Ireland Articles Amendment Proposal Mgmt For For For
8 Bermuda Bye-Law Amendment Threshold Mgmt For For For
Proposal
9 Bermuda Merger and Amalgamation Mgmt For For For
Threshold Proposal
10 Bermuda Repurchase Right Proposal Mgmt For For For
11 Right to Adjourn Meeting Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
XL Group plc
Ticker Security ID: Meeting Date Meeting Status
XL CUSIP G98290111 06/23/2016 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Redomestication from Ireland to Bermuda Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
Registrant : RidgeWorth Funds
Fund Name : RidgeWorth Ceredex Mid-Cap Value Equity Fund
-----------------------------------------------------------------------------------------------------------------------
Agilent Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
A CUSIP 00846U101 03/16/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Paul N. Clark Mgmt For For For
2 Elect James G. Cullen Mgmt For For For
3 Elect Tadataka Yamada Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Compensation Mgmt For For For
6 Repeal of Classified Board Mgmt For For For
SECTION
-----------------------------------------------------------------------------------------------------------------------
Allison Transmission Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALSN CUSIP 01973R101 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect David F. Denison Mgmt For For For
2 Elect David C. Everitt Mgmt For For For
3 Elect James A. Star Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Compensation Mgmt For For For
6 Repeal of Classified Board Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Allstate Corporation
Ticker Security ID: Meeting Date Meeting Status
ALL CUSIP 020002101 05/24/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Kermit R. Crawford Mgmt For For For
2 Elect Michael L. Eskew Mgmt For For For
3 Elect Herbert L. Henkel Mgmt For For For
4 Elect Siddharth N. Mehta Mgmt For For For
5 Elect Jacques P. Perold Mgmt For For For
6 Elect Andrea Redmond Mgmt For For For
7 Elect John W. Rowe Mgmt For For For
8 Elect Judith A. Sprieser Mgmt For For For
9 Elect Mary Alice Taylor Mgmt For For For
10 Elect Thomas J. Wilson Mgmt For For For
11 Advisory Vote on Executive Compensation Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditures Report
-----------------------------------------------------------------------------------------------------------------------
Ameren Corporation
Ticker Security ID: Meeting Date Meeting Status
AEE CUSIP 023608102 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Warner L. Baxter Mgmt For For For
2 Elect Catherine S. Brune Mgmt For For For
3 Elect J. Edward Coleman Mgmt For For For
4 Elect Ellen M. Fitzsimmons Mgmt For For For
5 Elect Rafael Flores Mgmt For For For
6 Elect Walter J. Galvin Mgmt For For For
7 Elect Richard J. Harshman Mgmt For For For
8 Elect Gayle P.W. Jackson Mgmt For For For
9 Elect James C. Johnson Mgmt For For For
10 Elect Steven H. Lipstein Mgmt For For For
11 Elect Stephen R. Wilson Mgmt For For For
12 Advisory Vote on Executive Compensation Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Renewable Energy Report
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After Retirement
-----------------------------------------------------------------------------------------------------------------------
American Campus Communities, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACC CUSIP 024835100 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect William C. Bayless, Jr. Mgmt For For For
2 Elect G. Steven Dawson Mgmt For For For
3 Elect Cydney C. Donnell Mgmt For For For
4 Elect Dennis G. Lopez Mgmt For For For
5 Elect Edward Lowenthal Mgmt For For For
6 Elect Oliver Luck Mgmt For For For
7 Elect C. Patrick Oles Jr. Mgmt For For For
8 Elect Winston W. Walker Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Executive Compensation Mgmt For Against Against
-----------------------------------------------------------------------------------------------------------------------
American Electric Power Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
AEP CUSIP 025537101 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Nicholas K. Akins Mgmt For For For
2 Elect David J. Anderson Mgmt For For For
3 Elect J. Barnie Beasley, Jr. Mgmt For For For
4 Elect Ralph D. Crosby, Jr. Mgmt For For For
5 Elect Linda A. Goodspeed Mgmt For For For
6 Elect Thomas E. Hoaglin Mgmt For For For
7 Elect Sandra Beach Lin Mgmt For For For
8 Elect Richard C. Notebaert Mgmt For For For
9 Elect Lionel L. Nowell III Mgmt For For For
10 Elect Stephen S. Rasmussen Mgmt For For For
11 Elect Oliver G. Richard, III Mgmt For For For
12 Elect Sara Martinez Tucker Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Compensation Mgmt For For For
SECTION
-----------------------------------------------------------------------------------------------------------------------
Ameriprise Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMP CUSIP 03076C106 04/27/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect James M. Cracchiolo Mgmt For For For
2 Elect Dianne Neal Blixt Mgmt For For For
3 Elect Amy DiGeso Mgmt For For For
4 Elect Lon R. Greenberg Mgmt For For For
5 Elect Siri S. Marshall Mgmt For For For
6 Elect Jeffrey Noddle Mgmt For For For
7 Elect H. Jay Sarles Mgmt For For For
8 Elect Robert F. Sharpe, Jr. Mgmt For For For
9 Advisory Vote on Executive Compensation Mgmt For For For
10 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Applied Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMAT CUSIP 038222105 03/10/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Willem P. Roelandts Mgmt For Against Against
2 Elect Eric Chen Mgmt For For For
3 Elect Aart J. de Geus Mgmt For For For
4 Elect Gary E. Dickerson Mgmt For For For
5 Elect Stephen R. Forrest Mgmt For For For
6 Elect Thomas J. Iannotti Mgmt For Against Against
7 Elect Susan M. James Mgmt For For For
8 Elect Alexander A. Karsner Mgmt For For For
9 Elect Adrianna Ma Mgmt For For For
10 Elect Dennis D. Powell Mgmt For For For
11 Elect Robert H. Swan Mgmt For For For
12 Advisory Vote on Executive Compensation Mgmt For Against Against
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding Proxy ShrHoldr Against Against For
Access
-----------------------------------------------------------------------------------------------------------------------
Ashland Inc.
Ticker Security ID: Meeting Date Meeting Status
ASH CUSIP 044209104 01/28/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Brendan M. Cummins Mgmt For For For
2 Elect Roger W. Hale Mgmt For For For
3 Elect Vada O. Manager Mgmt For For For
4 Elect Mark C. Rohr Mgmt For For For
5 Elect George A. Schaefer, Jr. Mgmt For For For
6 Elect Janice J. Teal Mgmt For For For
7 Elect Michael J. Ward Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Executive Compensation Mgmt For Against Against
-----------------------------------------------------------------------------------------------------------------------
BankUnited Inc.
Ticker Security ID: Meeting Date Meeting Status
BKU CUSIP 06652K103 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect John A. Kanas Mgmt For For For
1.2 Elect Rajinder P. Singh Mgmt For For For
1.3 Elect Tere Blanca Mgmt For For For
1.4 Elect Eugene F. DeMark Mgmt For For For
1.5 Elect Michael J. Dowling Mgmt For For For
1.6 Elect Douglas J. Pauls Mgmt For For For
1.7 Elect A. Gail Prudenti Mgmt For For For
1.8 Elect Sanjiv Sobti Mgmt For For For
1.9 Elect A. Robert Towbin Mgmt For For For
1.10 Elect Lynne Wines Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendments to Certificate of Mgmt For For For
Incorporation
4 Shareholder Proposal Regarding Majority ShrHoldr N/A For N/A
Vote for Election of Directors
-----------------------------------------------------------------------------------------------------------------------
Baxalta
Incorporated
Ticker Security ID: Meeting Date Meeting Status
BXLT CUSIP 07177M103 05/27/2016 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Golden Parachutes Mgmt For Against Against
3 Right to Adjourn Meeting Mgmt For For For
SECTION
-----------------------------------------------------------------------------------------------------------------------
Cabot Oil and
Gas Corporation
Ticker Security ID: Meeting Date Meeting Status
COG CUSIP 127097103 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Dorothy M. Ables Mgmt For For For
2 Elect Rhys J. Best Mgmt For For For
3 Elect Robert S. Boswell Mgmt For For For
4 Elect Dan O. Dinges Mgmt For For For
5 Elect Robert Kelley Mgmt For For For
6 Elect W. Matt Ralls Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Executive Compensation Mgmt For For For
9 Shareholder Proposal Regarding Report ShrHoldr Against Against For
on Corporate Political Spending
10 Shareholder Proposal Regarding Proxy ShrHoldr Against Against For
Access
-----------------------------------------------------------------------------------------------------------------------
Capital One Financial
Corporation
Ticker Security ID: Meeting Date Meeting Status
COF CUSIP 14040H105 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Richard D. Fairbank Mgmt For For For
2 Elect Patrick W. Gross Mgmt For For For
3 Elect Ann Fritz Hackett Mgmt For Against Against
4 Elect Lewis Hay, III Mgmt For For For
5 Elect Benjamin P. Jenkins, III Mgmt For For For
6 Elect Peter Thomas Killalea Mgmt For For For
7 Elect Pierre E. Leroy Mgmt For For For
8 Elect Peter E. Raskind Mgmt For For For
9 Elect Mayo A. Shattuck III Mgmt For For For
10 Elect Bradford H. Warner Mgmt For For For
11 Elect Catherine G. West Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
CIGNA
Corporation
Ticker Security ID: Meeting Date Meeting Status
CI CUSIP 125509109 04/27/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect David M. Cordani Mgmt For For For
2 Elect Isaiah Harris, Jr. Mgmt For For For
3 Elect Jane E. Henney Mgmt For For For
4 Elect Donna F. Zarcone Mgmt For For For
5 Advisory Vote on Executive Compensation Mgmt For For For
6 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
CIGNA
Corporation
Ticker Security ID: Meeting Date Meeting Status
CI CUSIP 125509109 12/03/2015 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Golden Parachutes Mgmt For For For
3 Right to Adjourn Meeting Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Comerica
Incorporated
Ticker Security ID: Meeting Date Meeting Status
CMA CUSIP 200340107 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Ralph W. Babb, Jr. Mgmt For For For
2 Elect Roger A. Cregg Mgmt For For For
3 Elect T. Kevin DeNicola Mgmt For For For
4 Elect Jacqueline P. Kane Mgmt For For For
5 Elect Richard G. Lindner Mgmt For For For
6 Elect Alfred A. Piergallini Mgmt For For For
7 Elect Robert S. Taubman Mgmt For For For
8 Elect Reginald M. Turner, Jr. Mgmt For For For
9 Elect Nina G. Vaca Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Approval of the 2016 Management Mgmt For For For
Incentive Plan
12 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Corporate Office Properties Trust
Ticker Security ID: Meeting Date Meeting Status
OFC CUSIP 22002T108 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Thomas F. Brady Mgmt For For For
2 Elect Robert L. Denton Mgmt For For For
3 Elect Philip L. Hawkins Mgmt For For For
4 Elect Elizabeth A. Hight Mgmt For For For
5 Elect David M. Jacobstein Mgmt For For For
6 Elect Steven D. Kesler Mgmt For For For
7 Elect C. Taylor Pickett Mgmt For For For
8 Elect Richard Szafranski Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Executive Compensation Mgmt For For For
SECTION
-----------------------------------------------------------------------------------------------------------------------
Crown Castle International Corp.
Ticker Security ID: Meeting Date Meeting Status
CCI CUSIP 22822V101 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect P. Robert Bartolo Mgmt For For For
2 Elect Jay A. Brown Mgmt For For For
3 Elect Cindy Christy Mgmt For For For
4 Elect Ari Q. Fitzgerald Mgmt For For For
5 Elect Robert E. Garrison II Mgmt For For For
6 Elect Dale N. Hatfield Mgmt For For For
7 Elect Lee W. Hogan Mgmt For For For
8 Elect Edward C. Hutcheson, Jr. Mgmt For For For
9 Elect J. Landis Martin Mgmt For For For
10 Elect Robert F. McKenzie Mgmt For For For
11 Elect Anthony J. Melone Mgmt For For For
12 Elect W. Benjamin Moreland Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
CSX Corporation
Ticker Security ID: Meeting Date Meeting Status
CSX CUSIP 126408103 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Donna M. Alvarado Mgmt For For For
2 Elect John B. Breaux Mgmt For For For
3 Elect Pamela L. Carter Mgmt For For For
4 Elect Steven T. Halverson Mgmt For For For
5 Elect Edward J. Kelly, III Mgmt For For For
6 Elect John D. McPherson Mgmt For For For
7 Elect David M. Moffett Mgmt For For For
8 Elect Timothy T. O'Toole Mgmt For For For
9 Elect David M. Ratcliffe Mgmt For For For
10 Elect Donald J. Shepard Mgmt For For For
11 Elect Michael J. Ward Mgmt For For For
12 Elect J. Steven Whisler Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Delta Air Lines, Inc.
Ticker Security ID: Meeting Date Meeting Status
DAL CUSIP 247361702 06/10/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Richard H. Anderson Mgmt For For For
2 Elect Edward H. Bastian Mgmt For For For
3 Elect Francis S. Blake Mgmt For For For
4 Elect Daniel A. Carp Mgmt For For For
5 Elect David G. DeWalt Mgmt For For For
6 Elect Thomas E. Donilon Mgmt For For For
7 Elect William H. Easter III Mgmt For For For
8 Elect Mickey P. Foret Mgmt For For For
9 Elect Shirley C. Franklin Mgmt For For For
10 Elect George N. Mattson Mgmt For For For
11 Elect Douglas R Ralph Mgmt For For For
12 Elect Sergio A. L. Rial Mgmt For For For
13 Elect Kathy N. Waller Mgmt For For For
14 Elect Kenneth B. Woodrow Mgmt For For For
15 Advisory Vote on Executive Compensation Mgmt For For For
16 Amendment to the 2007 Performance Mgmt For For For
Compensation Plan
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares Until Normal
Retirement Age
-----------------------------------------------------------------------------------------------------------------------
Edison International
Ticker Security ID: Meeting Date Meeting Status
EIX CUSIP 281020107 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Jagjeet S. Bindra Mgmt For For For
2 Elect Vanessa C.L. Chang Mgmt For For For
3 Elect Theodore F. Craver, Jr. Mgmt For For For
4 Elect James T. Morris Mgmt For For For
5 Elect Richard T. Schlosberg, III Mgmt For For For
6 Elect Linda G. Stuntz Mgmt For Against Against
7 Elect William P. Sullivan Mgmt For For For
8 Elect Ellen O. Tauscher Mgmt For For For
9 Elect Peter J. Taylor Mgmt For For For
10 Elect Brett White Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Compensation Mgmt For For For
13 Amendment to the 2007 Performance Mgmt For For For
Incentive Plan
14 Shareholder Proposal Regarding Proxy ShrHoldr Against Against For
Access
SECTION
-----------------------------------------------------------------------------------------------------------------------
Exelon Corporation
Ticker Security ID: Meeting Date Meeting Status
EXC CUSIP 30161N101 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Anthony K. Anderson Mgmt For For For
2 Elect Ann C. Berzin Mgmt For For For
3 Elect Christopher M. Crane Mgmt For For For
4 Elect Yves C. de Balmann Mgmt For For For
5 Elect Nicholas DeBenedictis Mgmt For For For
6 Elect Nancy L. Gioia Mgmt For For For
7 Elect Linda P. Jojo Mgmt For For For
8 Elect Paul L. Joskow Mgmt For For For
9 Elect Robert J. Lawless Mgmt For For For
10 Elect Richard W. Mies Mgmt For For For
11 Elect John W. Rogers, Jr. Mgmt For For For
12 Elect Mayo A. Shattuck III Mgmt For For For
13 Elect Stephen D. Steinour Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Compensation Mgmt For Against Against
16 Adoption of Proxy Access Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
General Growth Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
GGP CUSIP 370023103 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Richard B. Clark Mgmt For For For
2 Elect Mary Lou Fiala Mgmt For For For
3 Elect J. Bruce Flatt Mgmt For For For
4 Elect John K. Haley Mgmt For For For
5 Elect Daniel B. Hurwitz Mgmt For For For
6 Elect Brian W. Kingston Mgmt For For For
7 Elect Sandeep Mathrani Mgmt For For For
8 Elect David J. Neithercut Mgmt For For For
9 Elect Mark R. Patterson Mgmt For Against Against
10 Advisory Vote on Executive Compensation Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Harris Corporation
Ticker Security ID: Meeting Date Meeting Status
HRS CUSIP 413875105 10/23/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect William M. Brown Mgmt For For For
2 Elect Peter W. Chiarelli Mgmt For For For
3 Elect Thomas A. Dattilo Mgmt For For For
4 Elect Terry D. Growcock Mgmt For For For
5 Elect Lewis Hay, III Mgmt For For For
6 Elect Vyomesh Joshi Mgmt For For For
7 Elect Karen Katen Mgmt For For For
8 Elect Leslie F. Kenne Mgmt For For For
9 Elect David B. Rickard Mgmt For For For
10 Elect James C. Stoffel Mgmt For For For
11 Elect Gregory T. Swienton Mgmt For For For
12 Elect Hansel E. Tookes II Mgmt For Against Against
13 Advisory Vote on Executive Compensation Mgmt For For For
14 2015 Equity Incentive Plan Mgmt For For For
15 Annual Incentive Plan Mgmt For For For
16 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Hartford Financial
Services Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
HIG CUSIP 416515104 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Robert B. Allardice, III Mgmt For For For
2 Elect Trevor Fetter Mgmt For For For
3 Elect Kathryn A. Mikells Mgmt For For For
4 Elect Michael G. Morris Mgmt For For For
5 Elect Thomas A. Renyi Mgmt For For For
6 Elect Julie G. Richardson Mgmt For For For
7 Elect Teresa W. Roseborough Mgmt For For For
8 Elect Virginia P. Ruesterholz Mgmt For For For
9 Elect Charles B. Strauss Mgmt For For For
10 Elect Christopher J. Swift Mgmt For For For
11 Elect H. Patrick Swygert Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Executive Compensation Mgmt For For For
14 Frequency of Advisory Vote on Executive Mgmt 1 Year 3 Years Against
Compensation
SECTION
-----------------------------------------------------------------------------------------------------------------------
Hubbell Incorporated
Ticker Security ID: Meeting Date Meeting Status
HUB.A CUSIP 443510607 05/03/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Carlos M. Cardoso Mgmt For For For
1.2 Elect Anthony J. Guzzi Mgmt For For For
1.3 Elect Neal J. Keating Mgmt For For For
1.4 Elect John F. Malloy Mgmt For For For
1.5 Elect Judith F. Marks Mgmt For For For
1.6 Elect David G. Nord Mgmt For For For
1.7 Elect John G. Russell Mgmt For For For
1.8 Elect Steven R. Shawley Mgmt For For For
1.9 Elect Richard J. Swift Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Senior Executive Incentive Compensation Mgmt For For For
Plan
-----------------------------------------------------------------------------------------------------------------------
Hubbell Incorporated
Ticker Security ID: Meeting Date Meeting Status
HUB.A CUSIP 443510201 12/23/2015 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elimination of Dual Class Stock Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Ingersoll-Rand Plc
Ticker Security ID: Meeting Date Meeting Status
IR CUSIP G47791101 06/02/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Ann C. Berzin Mgmt For For For
2 Elect John Bruton Mgmt For For For
3 Elect Elaine L. Chao Mgmt For For For
4 Elect Jared L. Cohon Mgmt For For For
5 Elect Gary D. Forsee Mgmt For For For
6 Elect Constance J. Horner Mgmt For For For
7 Elect Linda P. Hudson Mgmt For For For
8 Elect Michael Lamach Mgmt For For For
9 Elect Myles P. Lee Mgmt For For For
10 Elect John P. Surma Mgmt For For For
11 Elect Richard J. Swift Mgmt For For For
12 Elect Tony L. White Mgmt For For For
13 Advisory Vote on Executive Compensation Mgmt For For For
14 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
15 Authority to Issue Shares with Mgmt For For For
Preemptive Rights
16 Authority to Issue Shares Without Mgmt For For For
Preemptive Rights
17 Authority to Set Price Range for the Mgmt For For For
Issuance of Treasury Shares
18 Amendment to Articles to Implement Mgmt For For For
Proxy Access
19 Amendments to Articles (Irish Companies Mgmt For For For
Act 2014)
20 Amendments to Memorandum (Irish Mgmt For For For
Companies Act 2014)
21 Plurality Voting Standard for Contested Mgmt For For For
Elections
22 Grant the Board Sole Authority to Mgmt For For For
Determine Board Size
-----------------------------------------------------------------------------------------------------------------------
Intersil Corporation
Ticker Security ID: Meeting Date Meeting Status
ISIL CUSIP 46069S109 04/21/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Mercedes Johnson Mgmt For For For
2 Elect Sohail Khan Mgmt For For For
3 Elect Gregory S. Lang Mgmt For For For
4 Elect Donald Macleod Mgmt For For For
5 Elect Ernest Maddock Mgmt For For For
6 Elect Forrest E. Norrod Mgmt For For For
7 Elect Necip Sayiner Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Invesco Ltd.
Ticker Security ID: Meeting Date Meeting Status
IVZ CUSIP G491BT108 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Joseph R. Canion Mgmt For For For
2 Elect Martin L. Flanagan Mgmt For For For
3 Elect C. Robert Henrikson Mgmt For For For
4 Elect Ben F. Johnson III Mgmt For For For
5 Elect Edward P. Lawrence Mgmt For For For
6 Elect Sir Nigel Sheinwald Mgmt For For For
7 Elect Phoebe A. Wood Mgmt For For For
8 Advisory Vote on Executive Compensation Mgmt For Against Against
9 2016 Global Equity Incentive Plan Mgmt For For For
10 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
ITT Corporation
Ticker Security ID: Meeting Date Meeting Status
ITT CUSIP 450911201 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Orlando D. Ashford Mgmt For For For
2 Elect G. Peter D'Aloia Mgmt For For For
3 Elect Geraud Darnis Mgmt For For For
4 Elect Donald DeFosset, Jr. Mgmt For For For
5 Elect Christina A. Gold Mgmt For For For
6 Elect Richard P. Lavin Mgmt For For For
7 Elect Frank T. MacInnis Mgmt For For For
8 Elect Rebecca A. McDonald Mgmt For For For
9 Elect Timothy H. Powers Mgmt For For For
10 Elect Denise L. Ramos Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Compensation Mgmt For For For
13 Re-Approval of Performance Measures Mgmt For For For
Under the 2011 Omnibus Incentive Plan
14 Shareholder Proposal Regarding Giving ShrHoldr Against Against For
Preference to Share Repurchases
SECTION
-----------------------------------------------------------------------------------------------------------------------
J.B. Hunt Transport
Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
JBHT CUSIP 445658107 04/21/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Douglas G. Duncan Mgmt For For For
2 Elect Francesca M. Edwardson Mgmt For For For
3 Elect Wayne Garrison Mgmt For For For
4 Elect Sharilyn S. Gasaway Mgmt For For For
5 Elect Gary C. George Mgmt For For For
6 Elect Bryan Hunt Mgmt For Against Against
7 Elect Coleman H. Peterson Mgmt For For For
8 Elect John N. Roberts III Mgmt For For For
9 Elect James L. Robo Mgmt For For For
10 Elect Kirk Thompson Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding Adopting ShrHoldr Against For Against
Sexual Orientation and Gender Identity
and Expression Anti-Bias Policy
-----------------------------------------------------------------------------------------------------------------------
KLA-Tencor Corporation
Ticker Security ID: Meeting Date Meeting Status
KLAC CUSIP 482480100 02/19/2016 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
3 Advisory Vote on Golden Parachutes Mgmt For For For
4 Approval of extension of the Outside Mgmt For For For
Director Accelerated Vesting Policy
-----------------------------------------------------------------------------------------------------------------------
Lazard Ltd
Ticker Security ID: Meeting Date Meeting Status
LAZ CUSIP G54050102 04/19/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Richard N. Haass Mgmt For For For
1.2 Elect Jane L. Mendillo Mgmt For For For
1.3 Elect Richard D. Parsons Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Approval of the French Sub-Plan under Mgmt For Against Against
the 2008 Incentive Plan
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding Report ShrHoldr Against Against For
on Compensation in the Event of
Resignation for Government Service
-----------------------------------------------------------------------------------------------------------------------
Macquarie Infrastructure Corporation
Ticker Security ID: Meeting Date Meeting Status
MIC CUSIP 55608B105 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Norman H. Brown, Jr. Mgmt For For For
2 Elect George W. Carmany, III Mgmt For For For
3 Elect H. E. Lentz Mgmt For For For
4 Elect Ouma Sananikone Mgmt For For For
5 Elect William H. Webb Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Executive Compensation Mgmt For Against Against
8 2016 Omnibus Employee Incentive Plan Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Marathon Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
MPC CUSIP 56585A102 04/27/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect B. Evan Bayh III Mgmt For For For
1.2 Elect Charles E. Bunch Mgmt For Withhold Against
1.3 Elect Frank M Semple Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
4 Shareholder Proposal Regarding Proxy ShrHoldr Against Against For
Access
5 Shareholder Proposal Regarding Safety ShrHoldr Against Against For
and Environmental Incidents
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Reporting and Reducing Greenhouse Gas
Emissions
SECTION
-----------------------------------------------------------------------------------------------------------------------
Marriott International, Inc.
Ticker Security ID: Meeting Date Meeting Status
MAR CUSIP 571903202 05/06/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect J.W. Marriott, Jr. Mgmt For For For
2 Elect Mary K. Bush Mgmt For For For
3 Elect Deborah Marriott Harrison Mgmt For For For
4 Elect Frederick A. Henderson Mgmt For For For
5 Elect Lawrence W. Kellner Mgmt For For For
6 Elect Debra L. Lee Mgmt For For For
7 Elect George Munoz Mgmt For For For
8 Elect Steven S. Reinemund Mgmt For For For
9 Elect W. Mitt Romney Mgmt For For For
10 Elect Arne M. Sorenson Mgmt For For For
11 Elect Susan C. Schwab Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Executive Compensation Mgmt For For For
14 Shareholder Proposal Regarding Simple ShrHoldr Against For Against
Majority Vote
-----------------------------------------------------------------------------------------------------------------------
Martin Marietta Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
MLM CUSIP 573284106 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect C. Howard Nye Mgmt For For For
2 Elect Laree E. Perez Mgmt For For For
3 Elect Dennis L. Rediker Mgmt For For For
4 Elect Donald W. Slager Mgmt For For For
5 Repeal of Classified Board Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Amendment to Stock Based Award Plan Mgmt For For For
8 Approval of Executive Cash Incentive Mgmt For For For
Plan
9 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Maxim Integrated Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
MXIM CUSIP 57772K101 11/12/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect B. Kipling Hagopian Mgmt For For For
1.2 Elect Tunc Doluca Mgmt For For For
1.3 Elect James R. Bergman Mgmt For Withhold Against
1.4 Elect Joseph R. Bronson Mgmt For For For
1.5 Elect Robert E. Grady Mgmt For For For
1.6 Elect William D. Watkins Mgmt For For For
1.7 Elect A.R. Frank Wazzan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Employee Stock Mgmt For For For
Purchase Plan
4 Amendment to the 1996 Stock Incentive Mgmt For For For
Plan
5 Elimination of Cumulative Voting Mgmt For For For
6 Advisory Vote on Executive Compensation Mgmt For Against Against
-----------------------------------------------------------------------------------------------------------------------
MB Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
MBFI CUSIP 55264U108 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect David P. Bolger Mgmt For Against Against
2 Elect C. Bryan Daniels Mgmt For For For
3 Elect Mitchell S. Feiger Mgmt For For For
4 Elect Charles J. Gries Mgmt For For For
5 Elect James N. Hallene Mgmt For For For
6 Elect Thomas H. Harvey Mgmt For For For
7 Elect Richard J. Holmstrom Mgmt For For For
8 Elect Karen J. May Mgmt For For For
9 Elect Ronald D. Santo Mgmt For For For
10 Elect Jennifer W. Steans Mgmt For For For
11 Elect Renee Togher Mgmt For For For
12 Advisory Vote on Executive Compensation Mgmt For For For
13 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Newell Rubbermaid, Inc.
Ticker Security ID: Meeting Date Meeting Status
NWL CUSIP 651229106 04/15/2016 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
3 Elect Thomas E. Clarke Mgmt For For For
4 Elect Kevin C. Conroy Mgmt For For For
5 Elect Scott S. Cowen Mgmt For For For
6 Elect Michael T. Cowhig Mgmt For For For
7 Elect Domenico De Sole Mgmt For For For
8 Elect Michael B. Polk Mgmt For For For
9 Elect Steven J. Strobel Mgmt For For For
10 Elect Michael A. Todman Mgmt For For For
11 Elect Raymond G. Viault Mgmt For For For
12 Advisory Vote on Executive Compensation Mgmt For Against Against
SECTION
-----------------------------------------------------------------------------------------------------------------------
Noble Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
NBL CUSIP 655044105 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Jeffrey L. Berenson Mgmt For For For
2 Elect Michael A. Cawley Mgmt For For For
3 Elect Edward F. Cox Mgmt For For For
4 Elect James E. Craddock Mgmt For Against Against
5 Elect Thomas J. Edelman Mgmt For For For
6 Elect Eric P. Grubman Mgmt For For For
7 Elect Kirby L. Hedrick Mgmt For For For
8 Elect David L. Stover Mgmt For For For
9 Elect Scott D. Urban Mgmt For For For
10 Elect William T. Van Kleef Mgmt For For For
11 Elect Molly K. Williamson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Executive Compensation Mgmt For For For
14 Shareholder Proposal Regarding Proxy ShrHoldr Against For Against
Access
15 Shareholder Proposal Regarding Report ShrHoldr Against Against For
on Response to Climate Change Policy
-----------------------------------------------------------------------------------------------------------------------
Orbital ATK Inc
Ticker Security ID: Meeting Date Meeting Status
OA CUSIP 68557N103 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Kevin P. Chilton Mgmt For Against Against
2 Elect Roxanne Decyk Mgmt For For For
3 Elect Martin C. Faga Mgmt For Against Against
4 Elect Lennard A. Fisk Mgmt For For For
5 Elect Ronald R. Fogleman Mgmt For For For
6 Elect Robert M. Hanisee Mgmt For Against Against
7 Elect Ronald Kadish Mgmt For Against Against
8 Elect Tig H. Krekel Mgmt For For For
9 Elect Douglas L. Maine Mgmt For Against Against
10 Elect Roman Martinez IV Mgmt For Against Against
11 Elect Janice I. Obuchowski Mgmt For For For
12 Elect James G. Roche Mgmt For For For
13 Elect Harrison H. Schmitt Mgmt For For For
14 Elect David W. Thompson Mgmt For For For
15 Elect Scott L. Webster Mgmt For For For
16 Advisory Vote on Executive Compensation Mgmt For For For
17 Executive Officer Incentive Plan Mgmt For For For
18 2016 Employee Stock Purchase Plan Mgmt For For For
19 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Orbital ATK Inc
Ticker Security ID: Meeting Date Meeting Status
OA CUSIP 68557N103 08/05/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Peter P. Chilton Mgmt For For For
2 Elect Roxanne Decyk Mgmt For For For
3 Elect Mark W. DeYoung Mgmt For For For
4 Elect Martin C. Faga Mgmt For For For
5 Elect Lennard A. Fisk Mgmt For For For
6 Elect Ronald R. Fogleman Mgmt For For For
7 Elect Robert M. Hanisee Mgmt For For For
8 Elect Ronald T. Kadish Mgmt For For For
9 Elect Tig H. Krekel Mgmt For For For
10 Elect Douglas L. Maine Mgmt For For For
11 Elect Roman Martinez IV Mgmt For For For
12 Elect Janice I. Obuchowski Mgmt For For For
13 Elect James G. Roche Mgmt For For For
14 Elect Harrison H. Schmitt Mgmt For Against Against
15 Elect David W. Thompson Mgmt For For For
16 Elect Scott L. Webster Mgmt For For For
17 Advisory Vote on Executive Compensation Mgmt For For For
18 Approval of 2015 Stock Incentive Plan Mgmt For For For
19 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Oshkosh Corporation
Ticker Security ID: Meeting Date Meeting Status
OSK CUSIP 688239201 02/02/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Keith J. Allman Mgmt For For For
1.2 Elect Richard M. Donnelly Mgmt For For For
1.3 Elect Peter B. Hamilton Mgmt For For For
1.4 Elect Wilson R. Jones Mgmt For For For
1.5 Elect Leslie F. Kenne Mgmt For For For
1.6 Elect Stephen C. Mizell Mgmt For For For
1.7 Elect Stephen D. Newlin Mgmt For Withhold Against
1.8 Elect Craig P. Omtvedt Mgmt For For For
1.9 Elect Duncan J. Palmer Mgmt For For For
1.10 Elect John S. Shiely Mgmt For For For
1.11 Elect Richard G. Sim Mgmt For For For
1.12 Elect William S. Wallace Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
4 Shareholder Proposal Regarding Proxy ShrHoldr Against For Against
Access
SECTION
-----------------------------------------------------------------------------------------------------------------------
Patterson-UTI Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
PTEN CUSIP 703481101 06/02/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Mark S. Siegel Mgmt For For For
1.2 Elect Kenneth N. Berns Mgmt For For For
1.3 Elect Charles O. Buckner Mgmt For For For
1.4 Elect Michael W. Conlon Mgmt For For For
1.5 Elect Curtis W. Huff Mgmt For For For
1.6 Elect Terry H. Hunt Mgmt For For For
1.7 Elect Tiffany J. Thom Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Perrigo Company plc
Ticker Security ID: Meeting Date Meeting Status
PRGO CUSIP G97822103 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Laurie Brlas Mgmt For For For
2 Elect Gary M. Cohen Mgmt For For For
3 Elect Marc Coucke Mgmt For For For
4 Elect Ellen R. Hoffing Mgmt For For For
5 Elect Michael J. Jandernoa Mgmt For For For
6 Elect Gary K. Kunkle, Jr. Mgmt For For For
7 Elect Herman Morris, Jr. Mgmt For For For
8 Elect Donal O'Connor Mgmt For For For
9 Elect Joseph C. Papa Mgmt For For For
10 Elect Shlomo Yanai Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Compensation Mgmt For For For
13 Authority to Repurchase Shares Mgmt For For For
14 Price Range for Reissuance of Treasury Mgmt For For For
Shares
-----------------------------------------------------------------------------------------------------------------------
PG&E Corporation
Ticker Security ID: Meeting Date Meeting Status
PCG CUSIP 69331C108 05/23/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Lewis Chew Mgmt For For For
2 Elect Anthony F. Earley, Jr. Mgmt For For For
3 Elect Fred J. Fowler Mgmt For For For
4 Elect Maryellen C. Herringer Mgmt For For For
5 Elect Richard C. Kelly Mgmt For For For
6 Elect Roger H. Kimmel Mgmt For For For
7 Elect Richard A. Meserve Mgmt For For For
8 Elect Forrest E. Miller Mgmt For For For
9 Elect Rosendo G. Parra Mgmt For For For
10 Elect Barbara L. Rambo Mgmt For For For
11 Elect Anne Shen Smith Mgmt For For For
12 Elect Barry Lawson Williams Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Compensation Mgmt For Against Against
-----------------------------------------------------------------------------------------------------------------------
Pioneer Natural Resources Company
Ticker Security ID: Meeting Date Meeting Status
PXD CUSIP 723787107 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Edison C. Buchanan Mgmt For For For
2 Elect Andrew F. Cates Mgmt For For For
3 Elect Timothy L. Dove Mgmt For For For
4 Elect Phillip A. Gobe Mgmt For For For
5 Elect Larry R. Grillot Mgmt For For For
6 Elect Stacy P. Methvin Mgmt For For For
7 Elect Royce W. Mitchell Mgmt For For For
8 Elect Frank A. Risch Mgmt For For For
9 Elect Scott D. Sheffield Mgmt For For For
10 Elect Mona K. Sutphen Mgmt For For For
11 Elect J. Kenneth Thompson Mgmt For Against Against
12 Elect Phoebe A. Wood Mgmt For For For
13 Elect Michael D. Wortley Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Compensation Mgmt For Against Against
16 Amendment to the 2006 Long-Term Mgmt For For For
Incentive Plan
17 Approval of performance goals under the Mgmt For For For
2006 Long-Term Incentive Plan
SECTION
-----------------------------------------------------------------------------------------------------------------------
PPL Corporation
Ticker Security ID: Meeting Date Meeting Status
PPL CUSIP 69351T106 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Rodney C. Adkins Mgmt For For For
2 Elect John W. Conway Mgmt For For For
3 Elect Steven G. Elliott Mgmt For For For
4 Elect Raja Rajamannar Mgmt For For For
5 Elect Craig A. Rogerson Mgmt For For For
6 Elect William H. Spence Mgmt For For For
7 Elect Natica von Althann Mgmt For For For
8 Elect Keith H. Williamson Mgmt For For For
9 Elect Armando Zagalo De Lima Mgmt For For For
10 Advisory Vote on Executive Compensation Mgmt For For For
11 2016 Short-Term Incentive Plan Mgmt For For For
12 Increase of Authorized Common Stock Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Distributed Generation
-----------------------------------------------------------------------------------------------------------------------
Prologis, Inc.
Ticker Security ID: Meeting Date Meeting Status
PLD CUSIP 74340W103 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Hamid R. Moghadam Mgmt For For For
2 Elect George L. Fotiades Mgmt For For For
3 Elect Christine N. Garvey Mgmt For For For
4 Elect Lydia H. Kennard Mgmt For For For
5 Elect J. Michael Losh Mgmt For For For
6 Elect Irving F. Lyons III Mgmt For For For
7 Elect David P. O'Connor Mgmt For For For
8 Elect Jeffrey L. Skelton Mgmt For For For
9 Elect Carl B. Webb Mgmt For For For
10 Elect William D. Zollars Mgmt For For For
11 Advisory Vote on Executive Compensation Mgmt For For For
12 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Ralph Lauren Corporation
Ticker Security ID: Meeting Date Meeting Status
RL CUSIP 751212101 08/06/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Frank A. Bennack, Jr. Mgmt For For For
1.2 Elect Joel L. Fleishman Mgmt For For For
1.3 Elect Hubert Joly Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Republic Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
RSG CUSIP 760759100 05/06/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Ramon A. Rodriguez Mgmt For For For
2 Elect Tomago Collins Mgmt For For For
3 Elect James W. Crownover Mgmt For For For
4 Elect Ann E. Dunwoody Mgmt For For For
5 Elect William J. Flynn Mgmt For For For
6 Elect Manuel Kadre Mgmt For For For
7 Elect Michael Larson Mgmt For For For
8 Elect W. Lee Nutter Mgmt For For For
9 Elect Donald W. Slager Mgmt For For For
10 Elect John M. Trani Mgmt For For For
11 Advisory Vote on Executive Compensation Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to Bylaws to Implement Proxy Mgmt For For For
Access
14 Adoption of Exclusive Forum Mgmt For Against Against
-----------------------------------------------------------------------------------------------------------------------
Rockwell Automation, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROK CUSIP 773903109 02/02/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Keith D. Nosbusch Mgmt For For For
1.2 Elect William T. McCormick, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
4 Approval of an Amendment to the 2012 Mgmt For For For
Long-Term Incentives Plan
5 Adoption of Exclusive Forum Provision Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Royal Caribbean Cruises Ltd.
Ticker Security ID: Meeting Date Meeting Status
RCL CUSIP V7780T103 05/20/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect John F. Brock Mgmt For For For
2 Elect Richard D. Fain Mgmt For For For
3 Elect William L. Kimsey Mgmt For For For
4 Elect Maritza Gomez Montiel Mgmt For For For
5 Elect Ann S. Moore Mgmt For For For
6 Elect Eyal M. Ofer Mgmt For For For
7 Elect Thomas J. Pritzker Mgmt For For For
8 Elect William K. Reilly Mgmt For For For
SECTION
9 Elect Bernt Reitan Mgmt For For For
10 Elect Vagn Ove Sorensen Mgmt For For For
11 Elect Donald Thompson Mgmt For For For
12 Elect Arne Alexander Wilhelmsen Mgmt For For For
13 Advisory Vote on Executive Compensation Mgmt For For For
14 Amendment to the 2008 Equity Incentive Mgmt For For For
Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding Proxy ShrHoldr N/A For N/A
Access
-----------------------------------------------------------------------------------------------------------------------
Sempra Energy
Ticker Security ID: Meeting Date Meeting Status
SRE CUSIP 816851109 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Alan L. Boeckmann Mgmt For For For
2 Elect Kathleen L. Brown Mgmt For Against Against
3 Elect Pablo A. Ferrero Mgmt For Against Against
4 Elect William D. Jones Mgmt For For For
5 Elect William G. Ouchi Mgmt For For For
6 Elect Debra L. Reed Mgmt For For For
7 Elect William C. Rusnack Mgmt For For For
8 Elect William P. Rutledge Mgmt For Against Against
9 Elect Lynn Schenk Mgmt For Against Against
10 Elect Jack T. Taylor Mgmt For Against Against
11 Elect James C. Yardley Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Skyworks Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
SWKS CUSIP 83088M102 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect David J. Aldrich Mgmt For For For
2 Elect Kevin L. Beebe Mgmt For For For
3 Elect Timothy R. Furey Mgmt For For For
4 Elect Balakrishnan S. Iyer Mgmt For For For
5 Elect Christine King Mgmt For Against Against
6 Elect David P. McGlade Mgmt For For For
7 Elect David J. McLachlan Mgmt For For For
8 Elect Robert A. Schriesheim Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Executive Compensation Mgmt For For For
11 Elimination of Supermajority Mgmt For For For
Requirement to Amend Bylaws
12 Elimination of Supermajority Mgmt For For For
Requirement to Approve Certain Actions
13 Elimination of Supermajority Mgmt For For For
Requirement to Approve Business
Combinations with Any Related Person
14 Elimination of Supermajority Mgmt For For For
Requirement to Amend Charter Provisions
Governing Directors
15 Elimination of Supermajority Mgmt For For For
Requirement to Amend Charter Provisions
Governing Action by Stockholders
-----------------------------------------------------------------------------------------------------------------------
SL Green Realty Corp.
Ticker Security ID: Meeting Date Meeting Status
SLG CUSIP 78440X101 06/02/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Edwin Thomas Burton III Mgmt For For For
2 Elect Craig M. Hatkoff Mgmt For For For
3 Elect Andrew W. Mathias Mgmt For Against Against
4 Advisory Vote on Executive Compensation Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
6 Amendment to the 2005 Stock Option and Mgmt For Against Against
Incentive Plan
-----------------------------------------------------------------------------------------------------------------------
STERIS Corporation
Ticker Security ID: Meeting Date Meeting Status
STE CUSIP 859152100 08/27/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Richard C. Breeden Mgmt For For For
1.2 Elect Cynthia Feldmann Mgmt For For For
1.3 Elect Jacqueline B. Kosecoff Mgmt For For For
1.4 Elect David B. Lewis Mgmt For For For
1.5 Elect Kevin M. McMullen Mgmt For For For
1.6 Elect Walter M Rosebrough, Jr. Mgmt For For For
1.7 Elect Mohsen M. Sohi Mgmt For For For
1.8 Elect John P. Wareham Mgmt For For For
1.9 Elect Loyal W. Wilson Mgmt For For For
1.10 Elect Michael B. Wood Mgmt For For For
2 Approval of Incentive Compensation Plan Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding Simple ShrHoldr Against For Against
Majority Vote
SECTION
-----------------------------------------------------------------------------------------------------------------------
STERIS Corporation
Ticker Security ID: Meeting Date Meeting Status
STE CUSIP 859152100 10/02/2015 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Golden Parachutes Mgmt For For For
3 Right to Adjourn Meeting Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Sysco Corporation
Ticker Security ID: Meeting Date Meeting Status
SYY CUSIP 871829107 11/18/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect John M. Cassaday Mgmt For For For
2 Elect Judith B. Craven Mgmt For For For
3 Elect William J. DeLaney Mgmt For For For
4 Elect Joshua D. Frank Mgmt For For For
5 Elect Larry C. Glasscock Mgmt For For For
6 Elect Jonathan Golden Mgmt For Against Against
7 Elect Joseph A. Hafner, Jr. Mgmt For For For
8 Elect Hans-Joachim Koerber Mgmt For For For
9 Elect Nancy S. Newcomb Mgmt For For For
10 Elect Nelson Peltz Mgmt For For For
11 Elect Richard G. Tilghman Mgmt For For For
12 Elect Jackie M. Ward Mgmt For For For
13 Advisory Vote on Executive Compensation Mgmt For For For
14 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
The Progressive Corporation
Ticker Security ID: Meeting Date Meeting Status
PGR CUSIP 743315103 05/13/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Stuart B. Burgdoerfer Mgmt For For For
2 Elect Charles A. Davis Mgmt For For For
3 Elect Roger N. Farah Mgmt For For For
4 Elect Lawton W. Fitt Mgmt For For For
5 Elect Jeffrey D. Kelly Mgmt For For For
6 Elect Patrick H. Nettles Mgmt For For For
7 Elect Glenn M. Renwick Mgmt For For For
8 Elect Bradley T. Sheares Mgmt For For For
9 Elect Barbara R. Snyder Mgmt For For For
10 Elimination of Supermajority Mgmt For For For
Requirements for Common Shareholders
11 Elimination of Supermajority Mgmt For For For
Requirements for Voting Preference
Shares
12 Adoption of Exclusive Forum Provision Mgmt For For For
13 Advisory Vote on Executive Compensation Mgmt For For For
14 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Towers Watson and Co.
Ticker Security ID: Meeting Date Meeting Status
TW CUSIP 891894107 12/11/2015 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Golden Parachutes Mgmt For For For
3 Right to Adjourn Meeting Mgmt For Against Against
-----------------------------------------------------------------------------------------------------------------------
Tyco International Ltd.
Ticker Security ID: Meeting Date Meeting Status
TYC CUSIP G91442106 03/09/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Edward D. Breen Mgmt For For For
2 Elect Herman E. Bulls Mgmt For For For
3 Elect Michael E. Daniels Mgmt For For For
4 Elect Frank M. Drendel Mgmt For For For
5 Elect Brian Duperreault Mgmt For For For
6 Elect Rajiv L. Gupta Mgmt For For For
7 Elect George R. Oliver Mgmt For For For
8 Elect Brendan R. O'Neill Mgmt For For For
9 Elect Jurgen Tinggren Mgmt For For For
10 Elect Sandra S. Wijnberg Mgmt For For For
11 Elect R. David Yost Mgmt For For For
12 Ratification of Deloitte & Touche Mgmt For For For
13 Authority to Set Fees Mgmt For For For
14 Authority to Repurchase Shares Mgmt For For For
15 Issuance of Treasury Shares Mgmt For For For
16 Advisory Vote on Executive Compensation Mgmt For For For
SECTION
-----------------------------------------------------------------------------------------------------------------------
Umpqua Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
UMPQ CUSIP 904214103 04/20/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Luanne Calvert Mgmt For For For
2 Elect Raymond P. Davis Mgmt For For For
3 Elect Peggy Y. Fowler Mgmt For For For
4 Elect Stephen M. Gambee Mgmt For For For
5 Elect James S. Greene Mgmt For For For
6 Elect Luis F. Machuca Mgmt For For For
7 Elect Maria M. Pope Mgmt For For For
8 Elect John F. Schultz Mgmt For For For
9 Elect Susan F. Stevens Mgmt For For For
10 Elect Hilliard C. Terry III Mgmt For For For
11 Elect Bryan L. Timm Mgmt For For For
12 2013 Incentive Plan Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Westinghouse Air Brake Technologies
Corporation
Ticker Security ID: Meeting Date Meeting Status
WAB CUSIP 929740108 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Robert J. Brooks Mgmt For For For
1.2 Elect William E. Kassling Mgmt For For For
1.3 Elect Albert J. Neupaver Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Re-Approval of the 2011 Stock Incentive Mgmt For For For
Plan for Purposes of Macron Law
Qualification
-----------------------------------------------------------------------------------------------------------------------
Westrock Company
Ticker Security ID: Meeting Date Meeting Status
WRK CUSIP 96145D105 02/02/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Timothy J. Bernlohr Mgmt For For For
2 Elect J. Powell Brown Mgmt For For For
3 Elect Michael E. Campbell Mgmt For For For
4 Elect Terrell K. Crews Mgmt For For For
5 Elect Russell M. Currey Mgmt For For For
6 Elect G. Stephen Felker Mgmt For For For
7 Elect Lawrence L. Gellerstedt, III Mgmt For For For
8 Elect John A. Luke, Jr. Mgmt For For For
9 Elect Gracia C. Martore Mgmt For For For
10 Elect James E. Nevels Mgmt For For For
11 Elect Timothy H. Powers Mgmt For For For
12 Elect Steven C. Voorhees Mgmt For For For
13 Elect Bettina M. Whyte Mgmt For For For
14 Elect Alan D. Wilson Mgmt For For For
15 Employee Stock Purchase Plan Mgmt For For For
16 Approval of the 2016 Incentive Stock Mgmt For For For
Plan
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Weyerhaeuser Company
Ticker Security ID: Meeting Date Meeting Status
WY CUSIP 962166104 05/20/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect David P. Bozeman Mgmt For For For
2 Elect Mark A. Emmert Mgmt For For For
3 Elect Rick R. Holley Mgmt For For For
4 Elect John I. Kieckhefer Mgmt For For For
5 Elect Sara Grootwassink Lewis Mgmt For For For
6 Elect John F. Morgan Mgmt For For For
7 Elect Nicole W. Piasecki Mgmt For For For
8 Elect Marc F. Racicot Mgmt For For For
9 Elect Lawrence A. Selzer Mgmt For For For
10 Elect Doyle R. Simons Mgmt For For For
11 Elect D. Michael Steuert Mgmt For For For
12 Elect Kim Williams Mgmt For For For
13 Elect Charles R. Williamson Mgmt For For For
14 Advisory Vote on Executive Compensation Mgmt For For For
15 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Whirlpool Corporation
Ticker Security ID: Meeting Date Meeting Status
WHR CUSIP 963320106 04/19/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Samuel R. Allen Mgmt For For For
2 Elect Marc R. Bitzer Mgmt For For For
3 Elect Gary T. DiCamillo Mgmt For For For
4 Elect Diane M. Dietz Mgmt For For For
5 Elect Gerri T. Elliott Mgmt For For For
6 Elect Jeff M. Fettig Mgmt For For For
7 Elect Michael F. Johnston Mgmt For For For
8 Elect John D. Liu Mgmt For For For
9 Elect Harish M. Manwani Mgmt For For For
10 Elect William D. Perez Mgmt For For For
11 Elect Michael D. White Mgmt For For For
12 Advisory Vote on Executive Compensation Mgmt For For For
13 Ratification of Auditor Mgmt For For For
SECTION
-----------------------------------------------------------------------------------------------------------------------
Willis Group Holdings PLC
Ticker Security ID: Meeting Date Meeting Status
WSH CUSIP G96666105 12/11/2015 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Merger Mgmt For For For
2 Company Name Change Mgmt For For For
3 Share Consolidation Mgmt For For For
4 Right to Adjourn Meeting Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Willis Towers Watson PLC
Ticker Security ID: Meeting Date Meeting Status
WLTW CUSIP G96629103 06/10/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Dominic Casserley Mgmt For For For
2 Elect Anna C. Catalano Mgmt For For For
3 Elect Victor F. Ganzi Mgmt For For For
4 Elect John J. Haley Mgmt For For For
5 Elect Wendy E. Lane Mgmt For For For
6 Elect James F. McCann Mgmt For Against Against
7 Elect Brendan R. O'Neill Mgmt For For For
8 Elect Jaymin Patel Mgmt For For For
9 Elect Linda D. Rabbitt Mgmt For For For
10 Elect Paul Thomas Mgmt For For For
11 Elect Jeffrey W. Ubben Mgmt For For For
12 Elect Wilhelm Zeller Mgmt For For For
13 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
14 Advisory Vote on Executive Compensation Mgmt For For For
15 Amendment to the 2012 Equity Incentive Mgmt For For For
Plan
16 Amendment to the 2010 Employee Stock Mgmt For For For
Purchase Plan
17 Authority to Issue Shares Mgmt For For For
18 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
-----------------------------------------------------------------------------------------------------------------------
XL Group plc
Ticker Security ID: Meeting Date Meeting Status
XL CUSIP G98290102 05/13/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Ramani Ayer Mgmt For For For
2 Elect Stephen J.O. Catlin Mgmt For For For
3 Elect Dale R. Comey Mgmt For For For
4 Elect Claus-Michael Dill Mgmt For For For
5 Elect Robert R. Glauber Mgmt For For For
6 Elect Edward J. Kelly, III Mgmt For For For
7 Elect Suzanne B. Labarge Mgmt For For For
8 Elect Joseph Mauriello Mgmt For For For
9 Elect Eugene M. McQuade Mgmt For For For
10 Elect Michael S. McGavick Mgmt For For For
11 Elect Clayton S. Rose Mgmt For For For
12 Elect Anne L. Stevens Mgmt For For For
13 Elect John M. Vereker Mgmt For For For
14 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
15 Advisory Vote on Executive Compensation Mgmt For Against Against
16 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
17 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
18 Amendment to the 1991 Performance Mgmt For For For
Incentive Program
-----------------------------------------------------------------------------------------------------------------------
XL Group plc
Ticker Security ID: Meeting Date Meeting Status
XL CUSIP G98290102 06/23/2016 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 EGM Scheme of Arrangement Proposal Mgmt For For For
2 Capital Reduction Proposal Mgmt For For For
3 Subsidiary Share Acquisition Proposal Mgmt For For For
4 Directors' Allotment Authority Proposal Mgmt For For For
5 Ireland Reserve Application Proposal Mgmt For For For
6 Ireland Memorandum Amendment Proposal Mgmt For For For
7 Ireland Articles Amendment Proposal Mgmt For For For
8 Bermuda Bye-Law Amendment Threshold Mgmt For For For
Proposal
9 Bermuda Merger and Amalgamation Mgmt For For For
Threshold Proposal
10 Bermuda Repurchase Right Proposal Mgmt For For For
11 Right to Adjourn Meeting Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
XL Group plc
Ticker Security ID: Meeting Date Meeting Status
XL CUSIP G98290111 06/23/2016 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Redomestication from Ireland to Bermuda Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
SECTION
Registrant : RidgeWorth Funds
Fund Name : RidgeWorth Silvant Small Cap Growth Stock Fund
-----------------------------------------------------------------------------------------------------------------------
8x8, Inc.
Ticker Security ID: Meeting Date Meeting Status
EGHT CUSIP 282914100 07/23/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Guy L. Hecker, Jr. Mgmt For Withhold Against
1.2 Elect Bryan R. Martin Mgmt For Withhold Against
1.3 Elect Vikram Verma Mgmt For Withhold Against
1.4 Elect Eric Salzman Mgmt For Withhold Against
1.5 Elect Ian Potter Mgmt For Withhold Against
1.6 Elect Jaswinder Pal Singh Mgmt For Withhold Against
1.7 Elect Vladimir Jacimovic Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
AAON, Inc.
Ticker Security ID: Meeting Date Meeting Status
AAON CUSIP 000360206 05/24/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Paul K. Lackey, Jr. Mgmt For Against Against
2 Elect A. H. McElroy II Mgmt For For For
3 Elect Angela E. Kouplen Mgmt For For For
4 Approval of the 2016 Long-Term Mgmt For For For
Incentive Plan
5 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
ABIOMED, Inc.
Ticker Security ID: Meeting Date Meeting Status
ABMD CUSIP 003654100 08/12/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Eric A. Rose Mgmt For For For
1.2 Elect Henri A. Termeer Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Approval of Omnibus Incentive Plan Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Allegiant Travel Company
Ticker Security ID: Meeting Date Meeting Status
ALGT CUSIP 01748X102 06/30/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Montie Brewer Mgmt For For For
2 Elect Gary Ellmer Mgmt For For For
3 Elect Maurice J. Gallagher, Jr. Mgmt For For For
4 Elect Linda A. Marvin Mgmt For For For
5 Elect Charles W. Pollard Mgmt For For For
6 Elect John T. Redmond Mgmt For Against Against
7 2016 Long-Term Incentive Plan Mgmt For Against Against
8 Ratification of Auditor Mgmt For For For
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Compensation in the Event of a Change
in Control
-----------------------------------------------------------------------------------------------------------------------
American Axle and Manufacturing
Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
AXL CUSIP 024061103 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Elizabeth A. Chappell Mgmt For For For
1.2 Elect John F Smith Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Amerisafe Inc
Ticker Security ID: Meeting Date Meeting Status
AMSF CUSIP 03071H100 06/10/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Jared A. Morris Mgmt For For For
1.2 Elect Teri Fontenot Mgmt For For For
1.3 Elect Daniel Phillips Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Amendment of the Non-Employee Director Mgmt For For For
Restricted Stock Plan
4 Ratification of Auditor Mgmt For For For
SECTION
-----------------------------------------------------------------------------------------------------------------------
AMN Healthcare Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
AHS CUSIP 001744101 04/20/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Mark G. Foletta Mgmt For For For
2 Elect R. Jeffrey Harris Mgmt For For For
3 Elect Michael M.E. Johns Mgmt For For For
4 Elect Martha H. Marsh Mgmt For For For
5 Elect Susan R. Salka Mgmt For For For
6 Elect Andrew L. Stern Mgmt For For For
7 Elect Paul E. Weaver Mgmt For For For
8 Elect Douglas D. Wheat Mgmt For For For
9 Advisory Vote on Executive Compensation Mgmt For For For
10 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Amsurg Corp.
Ticker Security ID: Meeting Date Meeting Status
AMSG CUSIP 03232P405 05/26/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect James A. Deal Mgmt For For For
2 Elect Steven I. Geringer Mgmt For For For
3 Elect Claire M. Gulmi Mgmt For Against Against
4 Advisory Vote on Executive Compensation Mgmt For Against Against
5 Amendment to the 2014 Equity and Mgmt For For For
Incentive Plan
6 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Array Biopharma Inc.
Ticker Security ID: Meeting Date Meeting Status
ARRY CUSIP 04269X105 10/29/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Gwen A. Fyfe Mgmt For Withhold Against
1.2 Elect Charles M. Baum Mgmt For For For
2 Increase of Authorized Common Stock Mgmt For For For
3 Amendment to the Stock Option and Mgmt For Against Against
Incentive Plan
4 Advisory Vote on Executive Compensation Mgmt For For For
5 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Aspen Technology, Inc.
Ticker Security ID: Meeting Date Meeting Status
AZPN CUSIP 045327103 12/11/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Gary E. Haroian Mgmt For Withhold Against
1.2 Elect Antonio Pietri Mgmt For For For
2 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Badger Meter, Inc.
Ticker Security ID: Meeting Date Meeting Status
BMI CUSIP 056525108 04/29/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Ronald H. Dix Mgmt For For For
1.2 Elect Thomas J. Fischer Mgmt For For For
1.3 Elect Gale E. Klappa Mgmt For For For
1.4 Elect Gail A. Lione Mgmt For For For
1.5 Elect Richard A. Meeusen Mgmt For For For
1.6 Elect Andrew J. Policano Mgmt For For For
1.7 Elect Steven J. Smith Mgmt For For For
1.8 Elect Todd J. Teske Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Re-approval of the 2011 Omnibus Mgmt For For For
Incentive Plan for the Purposes of
Section 162(m)
-----------------------------------------------------------------------------------------------------------------------
Balchem Corporation
Ticker Security ID: Meeting Date Meeting Status
BCPC CUSIP 057665200 06/15/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Dino A. Rossi Mgmt For For For
1.2 Elect Theodore L. Harris Mgmt For For For
1.3 Elect Matthew D. Wineinger Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Cambrex Corporation
Ticker Security ID: Meeting Date Meeting Status
CBM CUSIP 132011107 04/20/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Rosina B. Dixon Mgmt For For For
2 Elect Claes Glassell Mgmt For For For
3 Elect Louis J. Grabowsky Mgmt For For For
4 Elect Kathryn R. Harrigan Mgmt For For For
5 Elect Leon J. Hendrix, Jr. Mgmt For For For
6 Elect Ilan Kaufthal Mgmt For For For
7 Elect Steven M. Klosk Mgmt For For For
8 Elect Peter G. Tombros Mgmt For For For
9 Elect Shlomo Yanai Mgmt For For For
10 Advisory Vote on Executive Compensation Mgmt For For For
11 Ratification of Auditor Mgmt For For For
SECTION
-----------------------------------------------------------------------------------------------------------------------
Cardinal Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
CFNL CUSIP 14149F109 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect William J. Nassetta Mgmt For For For
1.2 Elect Alice M. Starr Mgmt For For For
1.3 Elect Steven M. Wiltse Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Casey's General Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
CASY CUSIP 147528103 09/18/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Terry W. Handley Mgmt For For For
1.2 Elect William C. Kimball Mgmt For For For
1.3 Elect Richard A. Wilkey Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Cavium Inc
Ticker Security ID: Meeting Date Meeting Status
CAVM CUSIP 14964U108 06/15/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Syed Ali Mgmt For For For
1.2 Elect Anthony S. Thornley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
4 Approval of the 2016 Equity Incentive Mgmt For Against Against
Plan
-----------------------------------------------------------------------------------------------------------------------
Cheesecake Factory Incorporated
Ticker Security ID: Meeting Date Meeting Status
CAKE CUSIP 163072101 06/23/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect David Overton Mgmt For For For
2 Elect Alexander L. Cappello Mgmt For For For
3 Elect Jerome I. Kransdorf Mgmt For For For
4 Elect Laurence B. Mindel Mgmt For For For
5 Elect David B. Pittaway Mgmt For For For
6 Elect Douglas L. Schmick Mgmt For For For
7 Elect Herbert Simon Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Chemed Corporation
Ticker Security ID: Meeting Date Meeting Status
CHE CUSIP 16359R103 05/16/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Kevin J. McNamara Mgmt For For For
2 Elect Joel F. Gemunder Mgmt For For For
3 Elect Patrick P. Grace Mgmt For For For
4 Elect Thomas C. Hutton Mgmt For For For
5 Elect Walter L. Krebs Mgmt For For For
6 Elect Andrea R. Lindell Mgmt For For For
7 Elect Thomas P. Rice Mgmt For For For
8 Elect Donald E. Saunders Mgmt For For For
9 Elect George J. Walsh III Mgmt For For For
10 Elect Frank E. Wood Mgmt For For For
11 Re-Approval of the Performance Goals Mgmt For For For
for the 2006 Incentive Plan, 2010
Incentive Plan and the Target Bonus
Program
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Executive Compensation Mgmt For For For
SECTION
-----------------------------------------------------------------------------------------------------------------------
Comfort Systems USA, Inc.
Ticker Security ID: Meeting Date Meeting Status
FIX CUSIP 199908104 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Darcy G. Anderson Mgmt For For For
1.2 Elect Herman E. Bulls Mgmt For For For
1.3 Elect Alfred J. Giardinelli, Jr. Mgmt For For For
1.4 Elect Alan P. Krusi Mgmt For For For
1.5 Elect Brian E. Lane Mgmt For For For
1.6 Elect Franklin Myers Mgmt For For For
1.7 Elect James H. Schultz Mgmt For For For
1.8 Elect Constance E. Skidmore Mgmt For For For
1.9 Elect Vance W. Tang Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
4 Amendments to Articles To Permit Mgmt For For For
Removal of Directors Without Cause
-----------------------------------------------------------------------------------------------------------------------
CSG Systems International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSGS CUSIP 126349109 05/26/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Ronald H. Cooper Mgmt For For For
2 Elect Janice I. Obuchowski Mgmt For For For
3 Elect Donald B. Reed Mgmt For For For
4 Amendment to the Performance Bonus Mgmt For For For
Program
5 Re-Approval of Material Terms under the Mgmt For For For
2005 Stock Incentive Plan
6 Advisory Vote on Executive Compensation Mgmt For For For
7 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Demandware, Inc.
Ticker Security ID: Meeting Date Meeting Status
DWRE CUSIP 24802Y105 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Thomas D. Ebling Mgmt For For For
1.2 Elect Jitendra S. Saxena Mgmt For For For
1.3 Elect Leonard Schlesinger Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Amendment to the 2012 Stock Incentive Mgmt For For For
Plan
-----------------------------------------------------------------------------------------------------------------------
Denny's Corporation
Ticker Security ID: Meeting Date Meeting Status
DENN CUSIP 24869P104 05/24/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Gregg R. Dedrick Mgmt For For For
2 Elect Jose M. Gutierrez Mgmt For For For
3 Elect George W. Haywood Mgmt For For For
4 Elect Brenda J. Lauderback Mgmt For For For
5 Elect Robert E. Marks Mgmt For For For
6 Elect John C. Miller Mgmt For For For
7 Elect Donald C. Robinson Mgmt For For For
8 Elect Debra Smithart-Oglesby Mgmt For For For
9 Elect Laysha Ward Mgmt For For For
10 Elect F. Mark Wolfinger Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Compensation Mgmt For For For
13 Adoption of Exclusive Forum Provision Mgmt For Against Against
-----------------------------------------------------------------------------------------------------------------------
Depomed, Inc.
Ticker Security ID: Meeting Date Meeting Status
DEPO CUSIP 249908104 11/20/2015 Take No Action
Meeting Type Country of Trade
Consent United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Revoke Consent to Call Special Meeting ShrHoldr Against TNA N/A
Regarding Removal of Directors and
Bylaw Amendments
2 Revoke Consent to Call Special Meeting ShrHoldr Against TNA N/A
Regarding Election of Dissident Board
Members
-----------------------------------------------------------------------------------------------------------------------
Depomed, Inc.
Ticker Security ID: Meeting Date Meeting Status
DEPO CUSIP 249908104 11/20/2015 Unvoted
Meeting Type Country of Trade
Consent United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 THIS PROPOSAL REFERS TO THE WHITE CARD. Mgmt N/A N/A N/A
THIS VIF, WHEN PROPERLY EXECUTED, WILL GRANT
HORIZON A PROXY TO REQUEST THE REMOVAL AND
BYLAW AMENDMENTS SPECIAL MEETING BUT WILL NOT
GRANT HORIZON AUTHORITY TO VOTE ON ANY MATTER
PRESENTED AT THE REMOVAL AND BYLAW AMENDMENTS
SPECIAL MEETING. A PROPERLY EXECUTED VIF FOR
WHICH NO INSTRUCTION IS GIVEN WILL GRANT
HORIZON A PROXY TO REQUEST THE REMOVAL AND
BYLAW AMENDMENTS SPECIAL MEETING.
2 THIS PROPOSAL REFERS TO THE BLUE CARD. Mgmt N/A N/A N/A
THIS VIF, WHEN PROPERLY EXECUTED, WILL GRANT
HORIZON A PROXY TO REQUEST THE ELECTION
SPECIAL MEETING BUT WILL NOT GRANT HORIZON
AUTHORITY TO VOTE ON ANY MATTER PRESENTED AT
THE ELECTION SPECIAL MEETING. A PROPERLY
EXECUTED VIF FOR WHICH NO INSTRUCTION IS
GIVEN WILL GRANT HORIZON A PROXY TO REQUEST
THE ELECTION SPECIAL MEETING.
-----------------------------------------------------------------------------------------------------------------------
Depomed, Inc.
Ticker Security ID: Meeting Date Meeting Status
DEPO CUSIP 249908104 11/20/2015 Voted
Meeting Type Country of Trade
Consent United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Shareholder Proposal to Call Special ShrHoldr N/A For N/A
Meeting Regarding Removal of Directors
and Bylaw Amendments (White Card)
2 Shareholder Proposal to Call Special ShrHoldr N/A For N/A
Meeting Regarding Election of Dissident
Board Members (Blue Card)
-----------------------------------------------------------------------------------------------------------------------
Depomed, Inc.
Ticker Security ID: Meeting Date Meeting Status
DEPO CUSIP 249908104 11/20/2015 Voted
Meeting Type Country of Trade
Consent United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Shareholder Proposal to Call Special ShrHoldr N/A For N/A
Meeting Regarding Removal of Directors
and Bylaw Amendments (White Card)
2 Shareholder Proposal to Call Special ShrHoldr N/A For N/A
Meeting Regarding Election of Dissident
Board Members (Blue Card)
SECTION
-----------------------------------------------------------------------------------------------------------------------
Ellie Mae, Inc.
Ticker Security ID: Meeting Date Meeting Status
ELLI CUSIP 28849P100 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Carl Buccellato Mgmt For For For
1.2 Elect A. Barr Dolan Mgmt For For For
1.3 Elect Marina Levinson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
4 Approval of the Executive Incentive Plan Mgmt For For For
5 Shareholder Proposal Regarding Proxy ShrHoldr Against For Against
Access
-----------------------------------------------------------------------------------------------------------------------
Euronet Worldwide, Inc.
Ticker Security ID: Meeting Date Meeting Status
EEFT CUSIP 298736109 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Michael J. Brown Mgmt For For For
1.2 Elect Andrew B. Schmitt Mgmt For For For
1.3 Elect M. Jeannine Strandjord Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
4 Annual Executive Incentive Plan Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Fleetmatics Group PLC
Ticker Security ID: Meeting Date Meeting Status
FLTX CUSIP G35569105 08/03/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect James F. Kelliher Mgmt For For For
2 Elect James M. Travers Mgmt For For For
3 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
4 Directors' Fees Mgmt For For For
5 Advisory Vote on Executive Compensation Mgmt For For For
6 Approval of Advisory Vote on Executive Mgmt For For For
Compensation Every Year
-----------------------------------------------------------------------------------------------------------------------
Fluidigm Corporation
Ticker Security ID: Meeting Date Meeting Status
FLDM CUSIP 34385P108 07/29/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect John A. Young Mgmt For For For
1.2 Elect Gerhard F. Burbach Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Forward Air Corporation
Ticker Security ID: Meeting Date Meeting Status
FWRD CUSIP 349853101 05/10/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Bruce A. Campbell Mgmt For For For
1.2 Elect C. Robert Campbell Mgmt For For For
1.3 Elect C. John Langley, Jr. Mgmt For For For
1.4 Elect Tracy A. Leinbach Mgmt For For For
1.5 Elect Larry D. Leinweber Mgmt For For For
1.6 Elect G. Michael Lynch Mgmt For For For
1.7 Elect Ronald W. Allen Mgmt For For For
1.8 Elect Douglas M. Madden Mgmt For For For
1.9 Elect R. Craig Carlock Mgmt For For For
2 Approval of the 2016 Omnibus Incentive Mgmt For For For
Compensation Plan
3 Amendment to the Non-Employee Director Mgmt For For For
Stock Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
G-III Apparel Group, Ltd.
Ticker Security ID: Meeting Date Meeting Status
GIII CUSIP 36237H101 06/16/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Morris Goldfarb Mgmt For For For
1.2 Elect Sammy Aaron Mgmt For For For
1.3 Elect Thomas J. Brosig Mgmt For For For
1.4 Elect Alan Feller Mgmt For For For
1.5 Elect Jeffrey Goldfarb Mgmt For For For
1.6 Elect Jeanette Nostra Mgmt For Withhold Against
SECTION
1.7 Elect Laura H. Pomerantz Mgmt For Withhold Against
1.8 Elect Allen E. Sirkin Mgmt For Withhold Against
1.9 Elect Willem van Bokhorst Mgmt For Withhold Against
1.10 Elect Cheryl Vitali Mgmt For For For
1.11 Elect Richard D. White Mgmt For Withhold Against
2 Advisory Vote on Executive Compensation Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Gray Television, Inc.
Ticker Security ID: Meeting Date Meeting Status
GTN CUSIP 389375106 06/09/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Hilton H. Howell, Jr. Mgmt For For For
1.2 Elect Howell W. Newton Mgmt For For For
1.3 Elect Richard L. Boger Mgmt For For For
1.4 Elect T.L. Elder Mgmt For For For
1.5 Elect Robin R. Howell Mgmt For For For
1.6 Elect Elizabeth R. Neuhoff Mgmt For For For
1.7 Elect Hugh E. Norton Mgmt For For For
1.8 Elect Harriett J. Robinson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Group 1 Automotive, Inc.
Ticker Security ID: Meeting Date Meeting Status
GPI CUSIP 398905109 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect John L. Adams Mgmt For For For
1.2 Elect Doyle L. Arnold Mgmt For For For
1.3 Elect Earl J. Hesterberg, Jr. Mgmt For For For
1.4 Elect Lincoln Pereira Mgmt For For For
1.5 Elect Stephen D. Quinn Mgmt For For For
1.6 Elect J. Terry Strange Mgmt For For For
1.7 Elect Max P. Watson, Jr. Mgmt For For For
1.8 Elect MaryAnn Wright Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Guidewire Software, Inc.
Ticker Security ID: Meeting Date Meeting Status
GWRE CUSIP 40171V100 12/03/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Peter Gassner Mgmt For For For
1.2 Elect Paul Lavin Mgmt For For For
1.3 Elect Marcus S. Ryu Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
H.B. Fuller Company
Ticker Security ID: Meeting Date Meeting Status
FUL CUSIP 359694106 04/07/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Dante C. Parrini Mgmt For For For
1.2 Elect John C. van Roden, Jr. Mgmt For For For
1.3 Elect James J. Owens Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Approval of the 2016 Master Incentive Mgmt For For For
Plan
-----------------------------------------------------------------------------------------------------------------------
Hawaiian Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
HA CUSIP 419879101 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Mark B. Dunkerley Mgmt For For For
1.2 Elect Earl E. Fry Mgmt For For For
1.3 Elect Lawrence S. Hershfield Mgmt For For For
1.4 Elect Randall L. Jenson Mgmt For For For
1.5 Elect Crystal K. Rose Mgmt For For For
1.6 Elect Richard N. Zwern Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2016 Management Mgmt For For For
Incentive Plan
4 Advisory Vote on Executive Compensation Mgmt For For For
SECTION
-----------------------------------------------------------------------------------------------------------------------
Headwaters Incorporated
Ticker Security ID: Meeting Date Meeting Status
HW CUSIP 42210P102 02/25/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect R. Sam Christensen Mgmt For For For
2 Elect Malyn K. Malquist Mgmt For For For
3 Elect Sylvia Summers Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Healthcare Services
Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCSG CUSIP 421906108 05/31/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Daniel P. McCartney Mgmt For For For
1.2 Elect John M. Briggs Mgmt For For For
1.3 Elect Robert L. Frome Mgmt For For For
1.4 Elect Robert J. Moss Mgmt For For For
1.5 Elect Dino D. Ottaviano Mgmt For Withhold Against
1.6 Elect Theodore Wahl Mgmt For For For
1.7 Elect Michael E. McBryan Mgmt For For For
1.8 Elect Diane S. Casey Mgmt For For For
1.9 Elect John J. McFadden Mgmt For For For
1.10 Elect Jude Visconto Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
HealthSouth Corporation
Ticker Security ID: Meeting Date Meeting Status
HLS CUSIP 421924309 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect John W. Chidsey Mgmt For For For
1.2 Elect Donald L. Correll Mgmt For For For
1.3 Elect Yvonne M. Curl Mgmt For For For
1.4 Elect Charles M. Elson Mgmt For For For
1.5 Elect Jay Grinney Mgmt For For For
1.6 Elect Joan E. Herman Mgmt For For For
1.7 Elect Leo I. Higdon, Jr. Mgmt For For For
1.8 Elect Leslye G. Katz Mgmt For For For
1.9 Elect John E. Maupin, Jr. Mgmt For For For
1.10 Elect L. Edward Shaw, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
4 Approval of the 2016 Omnibus Mgmt For For For
Performance Incentive Plan
-----------------------------------------------------------------------------------------------------------------------
Heartland Payment Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
HPY CUSIP 42235N108 04/21/2016 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Golden Parachutes Mgmt For For For
3 Right to Adjourn Meeting Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
HEICO Corporation
Ticker Security ID: Meeting Date Meeting Status
HEI CUSIP 422806208 03/18/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Thomas M. Culligan Mgmt For For For
1.2 Elect Adolfo Henriques Mgmt For For For
1.3 Elect Samuel L. Higginbottom Mgmt For Withhold Against
1.4 Elect Mark H. Hildebrandt Mgmt For For For
1.5 Elect Wolfgang Mayrhuber Mgmt For For For
1.6 Elect Eric A. Mendelson Mgmt For For For
1.7 Elect Laurans A. Mendelson Mgmt For For For
1.8 Elect Victor H. Mendelson Mgmt For For For
1.9 Elect Julie Neitzel Mgmt For For For
1.10 Elect Alan Schriesheim Mgmt For For For
1.11 Elect Frank J. Schwitter Mgmt For For For
2 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
HMS Holdings Corp.
Ticker Security ID: Meeting Date Meeting Status
HMSY CUSIP 40425J101 07/09/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Daniel N. Mendelson Mgmt For For For
2 Elect William F. Miller III Mgmt For For For
3 Elect Ellen A. Rudnick Mgmt For For For
4 Elect Richard H. Stowe Mgmt For For For
5 Elect Cora M. Tellez Mgmt For For For
6 Increase of Authorized Common Stock Mgmt For For For
7 Advisory Vote on Executive Compensation Mgmt For For For
8 Ratification of Auditor Mgmt For For For
SECTION
-----------------------------------------------------------------------------------------------------------------------
HNI Corporation
Ticker Security ID: Meeting Date Meeting Status
HNI CUSIP 404251100 05/10/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Mary K.W. Jones Mgmt For For For
2 Elect Abbie J. Smith Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Home BancShares, Inc.
Ticker Security ID: Meeting Date Meeting Status
HOMB CUSIP 436893200 04/21/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect John W. Allison Mgmt For For For
1.2 Elect C. Randall Sims Mgmt For For For
1.3 Elect Brian S. Davis Mgmt For Withhold Against
1.4 Elect Milburn Adams Mgmt For For For
1.5 Elect Robert H. Adcock, Jr. Mgmt For For For
1.6 Elect Richard H. Ashley Mgmt For For For
1.7 Elect Dale A. Bruns Mgmt For For For
1.8 Elect Jack E. Engelkes Mgmt For For For
1.9 Elect Tracy M. French Mgmt For For For
1.10 Elect James G. Hinkle Mgmt For For For
1.11 Elect Alex R. Lieblong Mgmt For For For
1.12 Elect Thomas J. Longe Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For Against Against
3 Increase of Authorized Common Stock Mgmt For For For
4 Amendment to the 2006 Stock Option and Mgmt For For For
Performance Incentive Plan
5 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Icon Plc
Ticker Security ID: Meeting Date Meeting Status
ICLR CUSIP G4705A100 07/24/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Ciaran Murray Mgmt For For For
2 Elect Ronan Lambe Mgmt For For For
3 Elect Declan McKeon Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Authority to Set Auditor's Fees Mgmt For For For
6 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
7 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
8 Authority to Repurchase Shares Mgmt For For For
9 Authority to Set Price Range for the Mgmt For For For
Issuance of Treasury Shares
-----------------------------------------------------------------------------------------------------------------------
Idera Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
IDRA CUSIP 45168K306 06/13/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Sudhir Agrawal Mgmt For For For
1.2 Elect Youssef El Zein Mgmt For For For
1.3 Elect Mark Goldberg Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Imperva Inc.
Ticker Security ID: Meeting Date Meeting Status
IMPV CUSIP 45321L100 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Anthony Bettencourt Mgmt For For For
1.2 Elect Geraldine Elliott Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For Against Against
3 2011 Stock Option and Incentive Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Inogen Inc
Ticker Security ID: Meeting Date Meeting Status
INGN CUSIP 45780L104 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Loren L. McFarland Mgmt For For For
1.2 Elect Benjamin M. Anderson-Ray Mgmt For For For
2 Ratification of Auditor Mgmt For For For
SECTION
-----------------------------------------------------------------------------------------------------------------------
Inphi Corporation
Ticker Security ID: Meeting Date Meeting Status
IPHI CUSIP 45772F107 05/26/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Chenming C. Hu Mgmt For For For
1.2 Elect Elissa Murphy Mgmt For For For
1.3 Elect Sam S. Srinivasan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Insmed Incorporated
Ticker Security ID: Meeting Date Meeting Status
INSM CUSIP 457669307 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Alfred F. Altomari Mgmt For For For
1.2 Elect Steinar J. Engelsen Mgmt For Withhold Against
1.3 Elect William H. Lewis Mgmt For For For
2 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Integrated Device
Technology, Inc.
Ticker Security ID: Meeting Date Meeting Status
IDTI CUSIP 458118106 09/22/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect John Schofield Mgmt For For For
1.2 Elect Gregory L. Waters Mgmt For For For
1.3 Elect Umesh Padval Mgmt For For For
1.4 Elect Gordon Parnell Mgmt For For For
1.5 Elect Ken Kannappan Mgmt For For For
1.6 Elect Robert A. Rango Mgmt For For For
1.7 Elect Norman Taffe Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Amendment to the 2004 Equity Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Kirkland's, Inc.
Ticker Security ID: Meeting Date Meeting Status
KIRK CUSIP 497498105 06/01/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Susan S. Lanigan Mgmt For For For
2 Elect W. Michael Madden Mgmt For For For
3 Elect Charles Pleas, III Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Compensation Mgmt For For For
6 Amendment to the 2002 Employee Stock Mgmt For Against Against
Purchase Plan
-----------------------------------------------------------------------------------------------------------------------
Knight Transportation, Inc.
Ticker Security ID: Meeting Date Meeting Status
KNX CUSIP 499064103 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Kevin P. Knight Mgmt For For For
1.2 Elect Michael Garnreiter Mgmt For For For
1.3 Elect David A. Jackson Mgmt For For For
1.4 Elect Robert E. Synowicki, Jr. Mgmt For For For
2 Elect Roberta Roberts Shank Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Approval of Management's Proxy Access Mgmt For For For
Proposal
6 Shareholder Proposal Regarding Proxy ShrHoldr Against Against For
Access
-----------------------------------------------------------------------------------------------------------------------
Ligand Pharmaceuticals Incorporated
Ticker Security ID: Meeting Date Meeting Status
LGND CUSIP 53220K504 05/23/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Jason M. Aryeh Mgmt For Withhold Against
1.2 Elect Todd C. Davis Mgmt For For For
1.3 Elect John L. Higgins Mgmt For For For
1.4 Elect John W. Kozarich Mgmt For For For
1.5 Elect John L. LaMattina Mgmt For For For
1.6 Elect Sunil Patel Mgmt For For For
1.7 Elect Stephen L. Sabba Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2002 Stock Incentive Mgmt For For For
Plan
4 Advisory Vote on Executive Compensation Mgmt For For For
SECTION
-----------------------------------------------------------------------------------------------------------------------
Lithia Motors, Inc.
Ticker Security ID: Meeting Date Meeting Status
LAD CUSIP 536797103 04/22/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Sidney B. DeBoer Mgmt For For For
1.2 Elect Thomas Becker Mgmt For For For
1.3 Elect Susan O. Cain Mgmt For For For
1.4 Elect Bryan B. DeBoer Mgmt For For For
1.5 Elect Shau-wai Lam Mgmt For For For
1.6 Elect Kenneth E. Roberts Mgmt For For For
1.7 Elect David J. Robino Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Littelfuse, Inc.
Ticker Security ID: Meeting Date Meeting Status
LFUS CUSIP 537008104 04/22/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Tzau-Jin Chung Mgmt For For For
2 Elect Cary T. Fu Mgmt For For For
3 Elect Anthony Grillo Mgmt For For For
4 Elect Gordon Hunter Mgmt For For For
5 Elect John E. Major Mgmt For For For
6 Elect William P. Noglows Mgmt For For For
7 Elect Ronald L. Schubel Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
LogMeIn, Inc.
Ticker Security ID: Meeting Date Meeting Status
LOGM CUSIP 54142L109 05/26/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Gregory W. Hughes Mgmt For For For
2 Elect Marilyn Matz Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Approval of the Amendment and Mgmt For Against Against
Restatement to the 2009 Stock Incentive
Plan
5 Approval of the Cash Incentive Bonus Mgmt For For For
Plan
6 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Manhattan Associates, Inc.
Ticker Security ID: Meeting Date Meeting Status
MANH CUSIP 562750109 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect John J. Huntz, Jr. Mgmt For For For
2 Elect Thomas E. Noonan Mgmt For For For
3 Elect John H. Heyman Mgmt For For For
4 Advisory Vote on Executive Compensation Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Approval of the Performance Criteria Mgmt For For For
Under the 2007 Stock Incentive Plan
7 Approval of the 2016 Annual Cash Bonus Mgmt For For For
Plan
-----------------------------------------------------------------------------------------------------------------------
MarketAxess Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
MKTX CUSIP 57060D108 06/07/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Richard M. McVey Mgmt For For For
2 Elect Steven L. Begleiter Mgmt For For For
3 Elect Stephen P. Casper Mgmt For For For
4 Elect Jane Chwick Mgmt For For For
5 Elect William F. Cruger Mgmt For For For
6 Elect David G. Gomach Mgmt For For For
7 Elect Carlos M. Hernandez Mgmt For Against Against
8 Elect Ronald M. Hersch Mgmt For For For
9 Elect John Steinhardt Mgmt For For For
10 Elect James J. Sullivan Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Compensation Mgmt For For For
13 Amendment to the 2012 Incentive Plan Mgmt For For For
14 Executive Performance Incentive Plan Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
MAXIMUS, Inc.
Ticker Security ID: Meeting Date Meeting Status
MMS CUSIP 577933104 03/16/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Paul R. Lederer Mgmt For For For
2 Elect Peter B. Pond Mgmt For For For
3 Elect James R. Thompson, Jr. Mgmt For For For
4 Advisory Vote on Executive Compensation Mgmt For For For
5 Ratification of Auditor Mgmt For For For
SECTION
-----------------------------------------------------------------------------------------------------------------------
Molina Healthcare, Inc.
Ticker Security ID: Meeting Date Meeting Status
MOH CUSIP 60855R100 04/27/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Charles Z. Fedak Mgmt For For For
2 Elect John C. Molina Mgmt For Against Against
3 Elect Steven J. Orlando Mgmt For For For
4 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Mueller Water Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
MWA CUSIP 624758108 02/26/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Shirley C. Franklin Mgmt For For For
1.2 Elect Thomas J. Hansen Mgmt For For For
1.3 Elect Gregory E. Hyland Mgmt For For For
1.4 Elect Jerry W. Kolb Mgmt For For For
1.5 Elect Joseph B. Leonard Mgmt For For For
1.6 Elect Mark J. O'Brien Mgmt For For For
1.7 Elect Bernard G. Rethore Mgmt For For For
1.8 Elect Lydia W. Thomas Mgmt For For For
1.9 Elect Michael T. Tokarz Mgmt For Withhold Against
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Amendment to the 2010 MIP and Mgmt For For For
Re-Approval of Performance Goals
4 Amendment to the 2006 Stock Purchase Mgmt For For For
Plan
5 Amendment to the 2006 Stock Incentive Mgmt For For For
Plan and Re-Approval of Performance
Goals
6 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Neurocrine Biosciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
NBIX CUSIP 64125C109 05/20/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Corinne H. Nevinny Mgmt For For For
1.2 Elect Richard F. Pops Mgmt For Withhold Against
1.3 Elect Stephen A. Sherwin Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Increase of Authorized Common Stock Mgmt For For For
4 Amendment to the 2011 Equity Incentive Mgmt For For For
Plan
5 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
NIC Inc.
Ticker Security ID: Meeting Date Meeting Status
EGOV CUSIP 62914B100 05/03/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Harry H. Herington Mgmt For For For
1.2 Elect Art N. Burtscher Mgmt For For For
1.3 Elect Venmal (Raji) Arasu Mgmt For For For
1.4 Elect Karen S. Evans Mgmt For For For
1.5 Elect Ross C. Hartley Mgmt For For For
1.6 Elect C. Brad Henry Mgmt For For For
1.7 Elect Alexander C. Kemper Mgmt For For For
1.8 Elect William M. Lyons Mgmt For For For
1.9 Elect Pete Wilson Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
NuVasive, Inc.
Ticker Security ID: Meeting Date Meeting Status
NUVA CUSIP 670704105 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Robert F. Friel Mgmt For For For
2 Elect Donald J. Rosenberg Mgmt For For For
3 Elect Daniel J. Wolterman Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Compensation Mgmt For Against Against
-----------------------------------------------------------------------------------------------------------------------
NxStage Medical, Inc.
Ticker Security ID: Meeting Date Meeting Status
NXTM CUSIP 67072V103 05/26/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Jeffrey H. Burbank Mgmt For For For
1.2 Elect Robert G. Funari Mgmt For For For
1.3 Elect Daniel A. Giannini Mgmt For For For
1.4 Elect Earl R. Lewis Mgmt For For For
1.5 Elect Jean K. Mixer Mgmt For For For
1.6 Elect Craig W. Moore Mgmt For For For
1.7 Elect Reid S. Perper Mgmt For For For
1.8 Elect Barry M. Straube Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Ratification of Auditor Mgmt For For For
SECTION
-----------------------------------------------------------------------------------------------------------------------
Omnicell, Inc.
Ticker Security ID: Meeting Date Meeting Status
OMCL CUSIP 68213N109 05/24/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect James T. Judson Mgmt For For For
1.2 Elect Gary S. Petersmeyer Mgmt For For For
1.3 Elect Bruce D. Smith Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Penn National Gaming, Inc.
Ticker Security ID: Meeting Date Meeting Status
PENN CUSIP 707569109 06/02/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Barbara Z. Shattuck Kohn Mgmt For Withhold Against
1.2 Elect Ronald J. Naples Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Portola Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
PTLA CUSIP 737010108 06/17/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Laura Brege Mgmt For Withhold Against
1.2 Elect Hollings C. Renton Mgmt For For For
1.3 Elect William Lis Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Q2 Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
QTWO CUSIP 74736L109 06/09/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Michael J. Maples, Sr. Mgmt For For For
1.2 Elect James R. Offerdahl Mgmt For For For
1.3 Elect R. H. Seale, III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Rexnord Corporation
Ticker Security ID: Meeting Date Meeting Status
RXN CUSIP 76169B102 07/22/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Todd A. Adams Mgmt For For For
1.2 Elect Robin A. Walker-Lee Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Ryland Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
RYL CUSIP 783764103 09/28/2015 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Merger Mgmt For For For
2 Adoption of Amended and Restated Mgmt For For For
Certificate of Incorporation
3 Adoption of Amended and Restated Bylaws Mgmt For For For
4 Advisory Vote on Golden Parachutes Mgmt For Against Against
5 Right to Adjourn Meeting Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Simpson Manufacturing Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
SSD CUSIP 829073105 04/20/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Peter N. Louras, Jr. Mgmt For For For
2 Elect James S. Andrasick Mgmt For For For
3 Elect Gary M. Cusumano Mgmt For For For
4 Amendment to the 1994 Employee Stock Mgmt For For For
Bonus Plan
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Executive Compensation Mgmt For Against Against
SECTION
-----------------------------------------------------------------------------------------------------------------------
Team Health Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
TMH CUSIP 87817A107 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect H. Lynn Massingale Mgmt For For For
2 Elect Michael D Snow Mgmt For For For
3 Elect Edwin M. Crawford Mgmt For For For
4 Elect Scott Osfeld Mgmt For For For
5 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Tenneco, Inc.
Ticker Security ID: Meeting Date Meeting Status
TEN CUSIP 880349105 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Thomas C. Freyman Mgmt For For For
2 Elect Dennis J. Letham Mgmt For For For
3 Elect James S. Metcalf Mgmt For For For
4 Elect Roger B. Porter Mgmt For For For
5 Elect David B. Price, Jr. Mgmt For For For
6 Elect Gregg M. Sherrill Mgmt For For For
7 Elect Paul T. Stecko Mgmt For For For
8 Elect Jane L. Warner Mgmt For For For
9 Elect Roger J. Wood Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Texas Capital Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
TCBI CUSIP 88224Q107 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect C. Keith Cargill Mgmt For For For
1.2 Elect Peter B. Bartholow Mgmt For Withhold Against
1.3 Elect James H. Browning Mgmt For For For
1.4 Elect Preston M. Geren, III Mgmt For For For
1.5 Elect Larry L. Helm Mgmt For For For
1.6 Elect Charles S. Hyle Mgmt For For For
1.7 Elect Elysia Holt Ragusa Mgmt For For For
1.8 Elect Steven P. Rosenberg Mgmt For For For
1.9 Elect Robert W. Stallings Mgmt For For For
1.10 Elect Dale W. Tremblay Mgmt For For For
1.11 Elect Ian J. Turpin Mgmt For For For
1.12 Elect Patricia A. Watson Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Trex Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
TREX CUSIP 89531P105 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect James E. Cline Mgmt For For For
1.2 Elect Michael F. Golden Mgmt For For For
1.3 Elect Richard E. Posey Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Ultragenyx Pharmaceutical Inc
Ticker Security ID: Meeting Date Meeting Status
RARE CUSIP 90400D108 06/09/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect William Aliski Mgmt For For For
2 Elect Lars Ekman Mgmt For For For
3 Elect Matthew K. Fust Mgmt For Abstain Against
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Compensation Mgmt For For For
6 Frequency of Advisory Vote on Executive Mgmt 1 Year 3 Years Against
Compensation
-----------------------------------------------------------------------------------------------------------------------
Universal Forest Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
UFPI CUSIP 913543104 04/20/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect William G. Currie Mgmt For For For
1.2 Elect John M. Engler Mgmt For For For
1.3 Elect Bruce A. Merino Mgmt For For For
1.4 Elect Michael G. Wooldridge Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For Against Against
SECTION
-----------------------------------------------------------------------------------------------------------------------
Vanda Pharmaceuticals Inc.
Ticker Security ID: Meeting Date Meeting Status
VNDA CUSIP 921659108 06/16/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Michael F. Cola Mgmt For For For
1.2 Elect H. Thomas Watkins Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
4 Approval of the 2016 Equity Incentive Plan Mgmt For For For
SECTION
Registrant : RidgeWorth Funds
Fund Name : RidgeWorth Ceredex Small Cap Value Equity Fund
-----------------------------------------------------------------------------------------------------------------------
A. Schulman, Inc.
Ticker Security ID: Meeting Date Meeting Status
SHLM CUSIP 808194104 12/11/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Eugene R. Allspach Mgmt For For For
2 Elect Gregory T. Barmore Mgmt For For For
3 Elect David G. Birney Mgmt For For For
4 Elect Joseph M. Gingo Mgmt For For For
5 Elect Michael A. McManus, Jr. Mgmt For For For
6 Elect Lee D. Meyer Mgmt For For For
7 Elect James A. Mitarotonda Mgmt For For For
8 Elect Ernest J. Novak, Jr. Mgmt For For For
9 Elect Irvin D. Reid Mgmt For For For
10 Elect Bernard Rzepka Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
AAR Corp.
Ticker Security ID: Meeting Date Meeting Status
AIR CUSIP 000361105 10/13/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Anthony K. Anderson Mgmt For For For
1.2 Elect Michael R. Boyce Mgmt For For For
1.3 Elect David P. Storch Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
ABM Industries Incorporated
Ticker Security ID: Meeting Date Meeting Status
ABM CUSIP 000957100 03/09/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Luther S. Helms Mgmt For For For
1.2 Elect Sudhakar Kesavan Mgmt For For For
1.3 Elect Lauralee E. Martin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
4 Amendment to the Employee Stock Purchase Mgmt For For For
Plan
-----------------------------------------------------------------------------------------------------------------------
Alexander and Baldwin Inc.
Ticker Security ID: Meeting Date Meeting Status
ALEX CUSIP 014491104 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Christopher J. Benjamin Mgmt For For For
1.2 Elect Robert S. Harrison Mgmt For Withhold Against
1.3 Elect Michele K. Saito Mgmt For For For
1.4 Elect Eric K. Yeaman Mgmt For Withhold Against
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Ratification of Auditor Mgmt For For For
SECTION
-----------------------------------------------------------------------------------------------------------------------
Allete, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALE CUSIP 018522300 05/10/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Kathryn W. Dindo Mgmt For For For
2 Elect Sidney W. Emery, Jr. Mgmt For For For
3 Elect George G. Goldfarb Mgmt For For For
4 Elect James S. Haines, Jr. Mgmt For For For
5 Elect Alan R. Hodnik Mgmt For For For
6 Elect James J. Hoolihan Mgmt For For For
7 Elect Heidi E. Jimmerson Mgmt For For For
8 Elect Madeleine W. Ludlow Mgmt For For For
9 Elect Douglas C. Neve Mgmt For For For
10 Elect Leonard C. Rodman Mgmt For For For
11 Advisory Vote on Executive Compensation Mgmt For For For
12 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
AMC Entertainment Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
AMC CUSIP 00165C104 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Lin Zhang Mgmt For Withhold Against
1.2 Elect Adam M. Aron Mgmt For For For
1.3 Elect Jack Q. Gao Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
B&G Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
BGS CUSIP 05508R106 05/24/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect DeAnn L. Brunts Mgmt For For For
2 Elect Robert C. Cantwell Mgmt For For For
3 Elect Charles F. Marcy Mgmt For For For
4 Elect Dennis M. Mullen Mgmt For For For
5 Elect Cheryl M. Palmer Mgmt For For For
6 Elect Alfred Poe Mgmt For For For
7 Elect Stephen C. Sherrill Mgmt For For For
8 Elect David L. Wenner Mgmt For For For
9 Advisory Vote on Executive Compensation Mgmt For For For
10 Ratification of Auditor Mgmt For For For
SECTION
-----------------------------------------------------------------------------------------------------------------------
Badger Meter, Inc.
Ticker Security ID: Meeting Date Meeting Status
BMI CUSIP 056525108 04/29/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Ronald H. Dix Mgmt For For For
1.2 Elect Thomas J. Fischer Mgmt For For For
1.3 Elect Gale E. Klappa Mgmt For For For
1.4 Elect Gail A. Lione Mgmt For For For
1.5 Elect Richard A. Meeusen Mgmt For For For
1.6 Elect Andrew J. Policano Mgmt For For For
1.7 Elect Steven J. Smith Mgmt For For For
1.8 Elect Todd J. Teske Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Re-approval of the 2011 Omnibus Incentive Mgmt For For For
Plan for the Purposes of Section 162(m)
-----------------------------------------------------------------------------------------------------------------------
Banco Latinoamericano
de Comercio
Exterior, S.A.
Ticker Security ID: Meeting Date Meeting Status
BLX CUSIP P16994132 04/13/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3.1 Elect Herminio A. Blanco Mgmt For For For
3.2 Elect Maria da Graca Franca Mgmt For For For
3.3 Elect Ricardo M. Arango Mgmt For For For
4 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Bank of Hawaii
Corporation
Ticker Security ID: Meeting Date Meeting Status
BOH CUSIP 062540109 04/29/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect S. Haunani Apoliona Mgmt For For For
2 Elect Mary G.F. Bitterman Mgmt For For For
3 Elect Mark A. Burak Mgmt For For For
4 Elect Michael J. Chun Mgmt For For For
5 Elect Clinton R. Churchill Mgmt For For For
6 Elect Peter S. Ho Mgmt For For For
7 Elect Robert A. Huret Mgmt For For For
8 Elect Kent T. Lucien Mgmt For Against Against
9 Elect Victor K. Nichols Mgmt For For For
10 Elect Barbara J. Tanabe Mgmt For For For
11 Elect Raymond P. Vara, Jr. Mgmt For For For
12 Elect Robert W. Wo Mgmt For For For
13 Advisory Vote on Executive Compensation Mgmt For For For
14 Ratification of Auditor Mgmt For For For
SECTION
-----------------------------------------------------------------------------------------------------------------------
Black Box Corporation
Ticker Security ID: Meeting Date Meeting Status
BBOX CUSIP 091826107 08/11/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Richard L. Crouch Mgmt For For For
1.2 Elect Richard C. Elias Mgmt For For For
1.3 Elect Thomas W. Golonski Mgmt For For For
1.4 Elect Thomas G. Greig Mgmt For For For
1.5 Elect John S. Heller Mgmt For For For
1.6 Elect William H. Hernandez Mgmt For For For
1.7 Elect Michael McAndrew Mgmt For For For
1.8 Elect Joel T. Trammell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Bristow Group Inc.
Ticker Security ID: Meeting Date Meeting Status
BRS CUSIP 110394103 08/05/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Thomas N. Amonett Mgmt For For For
1.2 Elect Jonathan E. Baliff Mgmt For For For
1.3 Elect Stephen J. Cannon Mgmt For For For
1.4 Elect Michael A. Flick Mgmt For For For
1.5 Elect Lori A. Gobillot Mgmt For For For
1.6 Elect Ian A. Godden Mgmt For For For
1.7 Elect David C. Gompert Mgmt For For For
1.8 Elect Stephen King Mgmt For For For
1.9 Elect Thomas C. Knudson Mgmt For For For
1.10 Elect Mathew Masters Mgmt For For For
1.11 Elect Bruce H. Stover Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
BWX Technologies Inc.
Ticker Security ID: Meeting Date Meeting Status
BWXT CUSIP 05605H100 04/29/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect John A. Fees Mgmt For For For
1.2 Elect Richard W. Mies Mgmt For For For
1.3 Elect Robb A. LeMasters Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
4 Re-approval of the Executive Incentive Mgmt For For For
Compensation Plan for the Purposes of
Section 162(m)
-----------------------------------------------------------------------------------------------------------------------
California Water Service Group
Ticker Security ID: Meeting Date Meeting Status
CWT CUSIP 130788102 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Gregory E. Aliff Mgmt For For For
2 Elect Terry P. Bayer Mgmt For For For
3 Elect Edwin A. Guiles Mgmt For For For
4 Elect Bonnie G. Hill Mgmt For For For
5 Elect Martin A. Kropelnicki Mgmt For For For
6 Elect Thomas M. Krummel Mgmt For For For
7 Elect Richard P. Magnuson Mgmt For For For
8 Elect Peter C. Nelson Mgmt For For For
9 Elect Lester A. Snow Mgmt For For For
10 Elect George A. Vera Mgmt For For For
11 Advisory Vote on Executive Compensation Mgmt For For For
12 Ratification of Auditor Mgmt For For For
SECTION
-----------------------------------------------------------------------------------------------------------------------
Carpenter Technology Corporation
Ticker Security ID: Meeting Date Meeting Status
CRS CUSIP 144285103 10/13/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Carl G. Anderson, Jr. Mgmt For For For
1.2 Elect Philip M. Anderson Mgmt For For For
1.3 Elect Jeffrey Wadsworth Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Clarcor Inc.
Ticker Security ID: Meeting Date Meeting Status
CLC CUSIP 179895107 03/29/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Robert J. Burgstahler Mgmt For For For
1.2 Elect Christopher L. Conway Mgmt For For For
1.3 Elect Paul Donovan Mgmt For Withhold Against
1.4 Elect Thomas W. Giacomini Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Sustainability Report
4 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Cohen and Steers, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNS CUSIP 19247A100 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Martin Cohen Mgmt For For For
2 Elect Robert H. Steers Mgmt For For For
3 Elect Peter L. Rhein Mgmt For For For
4 Elect Richard P. Simon Mgmt For Against Against
5 Elect Edmond D. Villani Mgmt For For For
6 Elect Frank T. Connor Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Covanta Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
CVA CUSIP 22282E102 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect David M. Barse Mgmt For For For
1.2 Elect Ronald J. Broglio Mgmt For For For
1.3 Elect Peter C. B. Bynoe Mgmt For Withhold Against
1.4 Elect Linda J. Fisher Mgmt For For For
1.5 Elect Joseph M. Holsten Mgmt For For For
1.6 Elect Stephen J. Jones Mgmt For For For
1.7 Elect Anthony J. Orlando Mgmt For For For
1.8 Elect Robert S. Silberman Mgmt For For For
1.9 Elect Jean Smith Mgmt For For For
1.10 Elect Samuel Zell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
SECTION
-----------------------------------------------------------------------------------------------------------------------
Daktronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
DAKT CUSIP 234264109 09/02/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Byron J. Anderson Mgmt For For For
1.2 Elect Reece A. Kurtenbach Mgmt For For For
1.3 Elect John P. Friel Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 2015 Stock Incentive Plan Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Emcor Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
EME CUSIP 29084Q100 06/02/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect John W. Altmeyer Mgmt For For For
2 Elect Stephen W. Bershad Mgmt For For For
3 Elect David A.B. Brown Mgmt For For For
4 Elect Anthony J. Guzzi Mgmt For For For
5 Elect Richard F. Hamm, Jr. Mgmt For For For
6 Elect David H. Laidley Mgmt For For For
7 Elect M. Kevin McEvoy Mgmt For For For
8 Elect Jerry E. Ryan Mgmt For For For
9 Elect Steven B. Schwarzwaelder Mgmt For For For
10 Elect Michael T. Yonker Mgmt For For For
11 Advisory Vote on Executive Compensation Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding Proxy Access ShrHoldr Against For Against
-----------------------------------------------------------------------------------------------------------------------
Energizer Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ENR CUSIP 29272W109 02/01/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect J. Patrick Mulcahy Mgmt For For For
2 Elect Alan R. Hoskins Mgmt For For For
3 Elect Kevin J. Hunt Mgmt For For For
4 Elect Patrick J. Moore Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Executive Compensation Mgmt For For For
7 Frequency of Advisory Vote on Executive Mgmt 1 Year 3 Years Against
Compensation
8 Approval of the Equity Incentive Plan Mgmt For For For
9 Approval of the Executive Officer Bonus Mgmt For For For
Plan
SECTION
-----------------------------------------------------------------------------------------------------------------------
Ensign Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
ENSG CUSIP 29358P101 05/26/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Antoinette T. Hubenette Mgmt For For For
2 Elect Lee A. Daniels Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Executive Compensation Mgmt For For For
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Sustainability Report
-----------------------------------------------------------------------------------------------------------------------
Evercore Partners Inc.
Ticker Security ID: Meeting Date Meeting Status
EVR CUSIP 29977A105 06/15/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Roger C. Altman Mgmt For For For
1.2 Elect Richard I. Beattie Mgmt For For For
1.3 Elect Francois de Saint Phalle Mgmt For Withhold Against
1.4 Elect Gail B. Harris Mgmt For For For
1.5 Elect Curtis A. Hessler Mgmt For For For
1.6 Elect Robert B. Millard Mgmt For For For
1.7 Elect Willard J. Overlock, Jr. Mgmt For For For
1.8 Elect Ralph L. Schlosstein Mgmt For For For
1.9 Elect William Wheeler Mgmt For For For
2 Approval of the 2016 Stock Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Fair Isaac Corporation
Ticker Security ID: Meeting Date Meeting Status
FICO CUSIP 303250104 02/24/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect A. George Battle Mgmt For For For
2 Elect Greg G. Gianforte Mgmt For For For
3 Elect Braden R Kelly Mgmt For For For
4 Elect James D. Kirsner Mgmt For For For
5 Elect William J. Lansing Mgmt For For For
6 Elect Marc F. McMorris Mgmt For For For
7 Elect Joanna Rees Mgmt For For For
8 Elect David A. Rey Mgmt For For For
9 Amendment to the 2012 Long Term Incentive Mgmt For For For
Plan
10 Advisory Vote on Executive Compensation Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Fortress Transportation
and Infrastructure
Investors LLC
Ticker Security ID: Meeting Date Meeting Status
FTAI CUSIP 34960P101 06/15/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Paul R. Goodwin Mgmt For For For
1.2 Elect Ray M. Robinson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
SECTION
-----------------------------------------------------------------------------------------------------------------------
Forward Air Corporation
Ticker Security ID: Meeting Date Meeting Status
FWRD CUSIP 349853101 05/10/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Bruce A. Campbell Mgmt For For For
1.2 Elect C. Robert Campbell Mgmt For For For
1.3 Elect C. John Langley, Jr. Mgmt For For For
1.4 Elect Tracy A. Leinbach Mgmt For For For
1.5 Elect Larry D. Leinweber Mgmt For For For
1.6 Elect G. Michael Lynch Mgmt For For For
1.7 Elect Ronald W. Allen Mgmt For For For
1.8 Elect Douglas M. Madden Mgmt For For For
1.9 Elect R. Craig Carlock Mgmt For For For
2 Approval of the 2016 Omnibus Incentive Mgmt For For For
Compensation Plan
3 Amendment to the Non-Employee Director Mgmt For For For
Stock Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Globe Specialty Metals, Inc.
Ticker Security ID: Meeting Date Meeting Status
GSM CUSIP 37954N206 09/22/2015 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
3 Advisory Vote on Golden Parachutes Mgmt For Against Against
-----------------------------------------------------------------------------------------------------------------------
Granite Construction Incorporated
Ticker Security ID: Meeting Date Meeting Status
GVA CUSIP 387328107 06/09/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect William G. Dorey Mgmt For For For
2 Elect William H. Powell Mgmt For For For
3 Elect Claes G. Bjork Mgmt For For For
4 Elect Michael F. McNally Mgmt For For For
5 Advisory Vote on Executive Compensation Mgmt For For For
6 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Guess Inc.
Ticker Security ID: Meeting Date Meeting Status
GES CUSIP 401617105 06/30/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Anthony Chidoni Mgmt For For For
1.2 Elect Joseph Gromek Mgmt For For For
1.3 Elect Paul Marciano Mgmt For For For
2 Amendment to the Non-Employee Directors' Mgmt For For For
Compensation Plan
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding Approval of ShrHoldr Against For Against
Severance Agreements
5 Shareholder Proposal Regarding Proxy Access ShrHoldr Against For Against
SECTION
-----------------------------------------------------------------------------------------------------------------------
Haynes International, Inc.
Ticker Security ID: Meeting Date Meeting Status
HAYN CUSIP 420877201 03/01/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Donald C. Campion Mgmt For For For
2 Elect Mark Comerford Mgmt For For For
3 Elect John C. Corey Mgmt For For For
4 Elect Robert H. Getz Mgmt For For For
5 Elect Timothy J. McCarthy Mgmt For For For
6 Elect Michael L. Shor Mgmt For For For
7 Elect William P. Wall Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Executive Compensation Mgmt For For For
10 Approval of 2016 Incentive Compensation Mgmt For For For
Plan
-----------------------------------------------------------------------------------------------------------------------
HCC Insurance Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCC CUSIP 404132102 09/18/2015 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Acquisition Mgmt For For For
2 Advisory Vote on Golden Parachutes Mgmt For For For
3 Right to Adjourn Meeting Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Hecla Mining Company
Ticker Security ID: Meeting Date Meeting Status
HL CUSIP 422704106 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Ted Crumley Mgmt For For For
1.2 Elect Terry V. Rogers Mgmt For For For
1.3 Elect Charles B. Stanley Mgmt For Withhold Against
2 Elimination of Supermajority Requirement Mgmt For For For
3 Amendment to Permit Shareholders to Call a Mgmt For For For
Special Meeting
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Herman Miller, Inc.
Ticker Security ID: Meeting Date Meeting Status
MLHR CUSIP 600544100 10/12/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect David A. Brandon Mgmt For For For
1.2 Elect Douglas D. French Mgmt For For For
1.3 Elect John R. Hoke III Mgmt For For For
1.4 Elect Heidi Manheimer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2011 Long-Term Incentive Mgmt For For For
Plan
4 Advisory Vote on Executive Compensation Mgmt For For For
SECTION
-----------------------------------------------------------------------------------------------------------------------
Hill-Rom Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
HRC CUSIP 431475102 03/15/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Rolf A. Classon Mgmt For For For
1.2 Elect William G. Dempsey Mgmt For For For
1.3 Elect James R. Giertz Mgmt For For For
1.4 Elect Charles E. Golden Mgmt For For For
1.5 Elect John J. Greisch Mgmt For For For
1.6 Elect William H. Kucheman Mgmt For For For
1.7 Elect Ronald A. Malone Mgmt For Withhold Against
1.8 Elect Eduardo R. Menasce Mgmt For For For
1.9 Elect Stacy Enxing Seng Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For Against Against
3 Reauthorization of Short-Term Incentive Mgmt For For For
Compensation Plan
4 Reauthorization of the Stock Incentive Mgmt For For For
Compensation Plan
5 Ratification of Auditor Mgmt For For For
6 Frequency of Advisory Vote on Executive Mgmt 1 Year 3 Years Against
Compensation
-----------------------------------------------------------------------------------------------------------------------
Horace Mann Educators
Corporation
Ticker Security ID: Meeting Date Meeting Status
HMN CUSIP 440327104 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Daniel A. Domenech Mgmt For For For
2 Elect Stephen J. Hasenmiller Mgmt For For For
3 Elect Ronald J. Helow Mgmt For For For
4 Elect Beverley J. McClure Mgmt For For For
5 Elect H. Wade Reece Mgmt For For For
6 Elect Gabriel L. Shaheen Mgmt For For For
7 Elect Robert Stricker Mgmt For For For
8 Elect Steven O. Swyers Mgmt For For For
9 Elect Marita Zuraitis Mgmt For For For
10 Advisory Vote on Executive Compensation Mgmt For For For
11 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
HSN, Inc.
Ticker Security ID: Meeting Date Meeting Status
HSNI CUSIP 404303109 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect William Costello Mgmt For For For
1.2 Elect James M. Follo Mgmt For For For
1.3 Elect Mindy Grossman Mgmt For For For
1.4 Elect Stephanie Kugelman Mgmt For For For
1.5 Elect Arthur C. Martinez Mgmt For For For
1.6 Elect Thomas J. McInerney Mgmt For For For
1.7 Elect Matthew E. Rubel Mgmt For For For
1.8 Elect Ann Sarnoff Mgmt For For For
1.9 Elect Courtnee Ulrich Mgmt For For For
2 Ratification of Auditor Mgmt For For For
SECTION
-----------------------------------------------------------------------------------------------------------------------
Inter Parfums, Inc.
Ticker Security ID: Meeting Date Meeting Status
IPAR CUSIP 458334109 09/15/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Jean Madar Mgmt For For For
1.2 Elect Philippe Benacin Mgmt For For For
1.3 Elect Russell Greenberg Mgmt For Withhold Against
1.4 Elect Philippe Santi Mgmt For Withhold Against
1.5 Elect Francois Heilbronn Mgmt For Withhold Against
1.6 Elect Jean Levy Mgmt For For For
1.7 Elect Robert Bensoussan-Torres Mgmt For For For
1.8 Elect Patrick Choel Mgmt For For For
1.9 Elect Michel Dyens Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Interface, Inc.
Ticker Security ID: Meeting Date Meeting Status
TILE CUSIP 458665304 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect John P. Burke Mgmt For For For
1.2 Elect Andrew B. Cogan Mgmt For For For
1.3 Elect Carl I. Gable Mgmt For For For
1.4 Elect Jay D. Gould Mgmt For For For
1.5 Elect Daniel T. Hendrix Mgmt For For For
1.6 Elect Christopher G. Kennedy Mgmt For For For
1.7 Elect K. David Kohler Mgmt For For For
1.8 Elect James B. Miller, Jr. Mgmt For For For
1.9 Elect Sheryl D. Palmer Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Kforce Inc.
Ticker Security ID: Meeting Date Meeting Status
KFRC CUSIP 493732101 04/19/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Elaine D. Rosen Mgmt For For For
1.2 Elect Howard W. Sutter Mgmt For For For
1.3 Elect Ralph E. Struzziero Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
4 Amendment to the Performance Incentive Plan Mgmt For For For
5 2016 Stock Incentive Plan Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Knoll, Inc.
Ticker Security ID: Meeting Date Meeting Status
KNL CUSIP 498904200 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect John F. Maypole Mgmt For For For
1.2 Elect Jeffrey A. Harris Mgmt For Withhold Against
1.3 Elect Kathleen G. Bradley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For Against Against
SECTION
-----------------------------------------------------------------------------------------------------------------------
Landauer, Inc.
Ticker Security ID: Meeting Date Meeting Status
LDR CUSIP 51476K103 02/18/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Jeffrey A. Bailey Mgmt For For For
2 Elect Michael P. Kaminski Mgmt For For For
3 Elect Michael T. Leatherman Mgmt For For For
4 Elect David E. Meador Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Executive Compensation Mgmt For For For
7 Approval of the 2016 Incentive Mgmt For For For
Compensation Plan
-----------------------------------------------------------------------------------------------------------------------
Luxfer Holdings PLC
Ticker Security ID: Meeting Date Meeting Status
LXFR CUSIP 550678106 05/24/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Joseph Bonn Mgmt For For For
3 Elect Kevin S. Flannery Mgmt For For For
4 Elect David F. Landless Mgmt For For For
5 Elect Brian Purves Mgmt For For For
6 Elect Andrew Beaden Mgmt For Against Against
7 Elect Brian Kushner Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Authority to Set Auditor's Fees Mgmt For For For
10 Remuneration Report (Advisory) Mgmt For For For
11 Authority to Issue Shares w/ Preemptive Mgmt For For For
Rights
12 Authority to Issue Shares w/o Preemptive Mgmt For For For
Rights
-----------------------------------------------------------------------------------------------------------------------
Matthews International Corporation
Ticker Security ID: Meeting Date Meeting Status
MATW CUSIP 577128101 02/18/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Don Quigley Mgmt For For For
1.2 Elect Terry L. Dunlap Mgmt For For For
1.3 Elect Alvaro Garcia-Tunon Mgmt For For For
1.4 Elect John D. Turner Mgmt For For For
1.5 Elect Jerry R. Whitaker Mgmt For For For
2 Adoption of 2015 Incentive Compensation Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
MDC Partners Inc.
Ticker Security ID: Meeting Date Meeting Status
MDCA CUSIP 552697104 06/01/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Scott L. Kauffman Mgmt For For For
1.2 Elect Clare R. Copeland Mgmt For For For
1.3 Elect Lawrence S. Kramer Mgmt For For For
1.4 Elect Anne Marie O'Donavan Mgmt For For For
1.5 Elect Irwin D. Simon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2016 Stock Incentive Plan Mgmt For For For
4 Advisory Vote on Executive Compensation Mgmt For For For
SECTION
-----------------------------------------------------------------------------------------------------------------------
Medical Properties Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
MPW CUSIP 58463J304 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Edward K. Aldag, Jr. Mgmt For For For
2 Elect G. Steven Dawson Mgmt For For For
3 Elect R. Steven Hamner Mgmt For Against Against
4 Elect Robert E. Holmes Mgmt For For For
5 Elect Sherry A. Kellett Mgmt For For For
6 Elect William McKenzie Mgmt For For For
7 Elect D. Paul Sparks Jr. Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Meredith Corporation
Ticker Security ID: Meeting Date Meeting Status
MDP CUSIP 589433101 11/11/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Frederick B. Henry Mgmt For Withhold Against
1.2 Elect Donald C. Berg Mgmt For For For
1.3 Elect Joel W. Johnson Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Monmouth Real Estate Investment
Corporation
Ticker Security ID: Meeting Date Meeting Status
MNR CUSIP 609720107 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Anna T. Chew Mgmt For Withhold Against
1.2 Elect Daniel D. Cronheim Mgmt For Withhold Against
1.3 Elect Scott L. Robinson Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
MSA Safety Incorporated
Ticker Security ID: Meeting Date Meeting Status
MSA CUSIP 553498106 05/10/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Robert A. Bruggeworth Mgmt For For For
1.2 Elect Alvaro Garcia-Tunon Mgmt For For For
1.3 Elect Rebecca B. Roberts Mgmt For For For
2 Amendment to the CEO Annual Incentive Mgmt For For For
Award Plan
3 Amendment to the Management Equity Mgmt For For For
Incentive Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Compensation Mgmt For For For
SECTION
-----------------------------------------------------------------------------------------------------------------------
Mueller Water Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
MWA CUSIP 624758108 02/26/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Shirley C. Franklin Mgmt For For For
1.2 Elect Thomas J. Hansen Mgmt For For For
1.3 Elect Gregory E. Hyland Mgmt For For For
1.4 Elect Jerry W. Kolb Mgmt For For For
1.5 Elect Joseph B. Leonard Mgmt For For For
1.6 Elect Mark J. O'Brien Mgmt For For For
1.7 Elect Bernard G. Rethore Mgmt For For For
1.8 Elect Lydia W. Thomas Mgmt For For For
1.9 Elect Michael T. Tokarz Mgmt For Withhold Against
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Amendment to the 2010 MIP and Re-Approval Mgmt For For For
of Performance Goals
4 Amendment to the 2006 Stock Purchase Plan Mgmt For For For
5 Amendment to the 2006 Stock Incentive Plan Mgmt For For For
and Re-Approval of Performance Goals
6 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
NN, Inc.
Ticker Security ID: Meeting Date Meeting Status
NNBR CUSIP 629337106 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect William Dries Mgmt For For For
1.2 Elect David K. Floyd Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
4 Amendment to the 2011 Stock Incentive Plan Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
NorthWestern Corporation
Ticker Security ID: Meeting Date Meeting Status
NWE CUSIP 668074305 04/20/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Stephen P. Adik Mgmt For For For
1.2 Elect Dorothy M. Bradley Mgmt For For For
1.3 Elect E. Linn Draper, Jr. Mgmt For For For
1.4 Elect Dana J. Dykhouse Mgmt For For For
1.5 Elect Jan R. Horsfall Mgmt For For For
1.6 Elect Julia L. Johnson Mgmt For For For
1.7 Elect Robert C. Rowe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
4 Amendment to Articles Regarding Director Mgmt For For For
Removal
-----------------------------------------------------------------------------------------------------------------------
Outfront Media Inc
Ticker Security ID: Meeting Date Meeting Status
OUT CUSIP 69007J106 06/07/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Nicolas Brien Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
SECTION
-----------------------------------------------------------------------------------------------------------------------
Parkway Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
PKY CUSIP 70159Q104 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Avi Banyasz Mgmt For Withhold Against
1.2 Elect Charles T. Cannada Mgmt For For For
1.3 Elect Edward M. Casal Mgmt For Withhold Against
1.4 Elect Kelvin L. Davis Mgmt For For For
1.5 Elect Laurie L. Dotter Mgmt For For For
1.6 Elect James R. Heistand Mgmt For For For
1.7 Elect C. William Hosler Mgmt For For For
1.8 Elect Adam S. Metz Mgmt For Withhold Against
1.9 Elect Brenda J. Mixson Mgmt For Withhold Against
1.10 Elect James A. Thomas Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For Against Against
4 Approval of the 2016 Employee Stock Mgmt For For For
Purchase Plan
-----------------------------------------------------------------------------------------------------------------------
Plantronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
PLT CUSIP 727493108 07/30/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Marv Tseu Mgmt For For For
2 Elect Ken Kannappan Mgmt For For For
3 Elect Brian Dexheimer Mgmt For For For
4 Elect Robert C. Hagerty Mgmt For For For
5 Elect Greggory Hammann Mgmt For For For
6 Elect John Hart Mgmt For For For
7 Elect Marshall Mohr Mgmt For For For
8 Amendment to the 2003 Stock Plan Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Post Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
PPS CUSIP 737464107 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Robert C. Goddard III Mgmt For For For
1.2 Elect David P. Stockert Mgmt For For For
1.3 Elect Walter M. Deriso, Jr. Mgmt For For For
1.4 Elect Russell R. French Mgmt For For For
1.5 Elect Toni Jennings Mgmt For For For
1.6 Elect John F. Morgan Mgmt For For For
1.7 Elect Ronald de Waal Mgmt For For For
1.8 Elect Donald C. Wood Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Ratification of Auditor Mgmt For For For
SECTION
-----------------------------------------------------------------------------------------------------------------------
Primerica Inc.
Ticker Security ID: Meeting Date Meeting Status
PRI CUSIP 74164M108 05/20/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect John A. Addison, Jr. Mgmt For For For
1.2 Elect Joel M. Babbit Mgmt For For For
1.3 Elect P. George Benson Mgmt For For For
1.4 Elect Gary L. Crittenden Mgmt For For For
1.5 Elect Cynthia N. Day Mgmt For For For
1.6 Elect Mark Mason Mgmt For For For
1.7 Elect Robert F. McCullough Mgmt For For For
1.8 Elect Beatriz R. Perez Mgmt For For For
1.9 Elect D. Richard Williams Mgmt For For For
1.10 Elect Glenn J. Williams Mgmt For For For
1.11 Elect Barbara A. Yastine Mgmt For For For
2 Re-approval of performance goals under the Mgmt For For For
2010 Omnibus Incentive Plan
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Progressive Waste Solutions Ltd.
Ticker Security ID: Meeting Date Meeting Status
BIN CUSIP 74339G101 05/26/2016 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reverse Merger Mgmt For For For
2 Share Consolidation Mgmt For For For
3 Approval of the 2016 Incentive Award Plan Mgmt For For For
4 Appointment of Auditor and Authority to Mgmt For For For
Set Fees
5.1 Elect John T. Dillon Mgmt For For For
5.2 Elect James J. Forese Mgmt For For For
5.3 Elect Larry S. Hughes Mgmt For For For
5.4 Elect Jeffrey L. Keefer Mgmt For For For
5.5 Elect Douglas W. Knight Mgmt For For For
5.6 Elect Susan Lee Mgmt For For For
5.7 Elect Daniel R. Milliard Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Regal Entertainment Group
Ticker Security ID: Meeting Date Meeting Status
RGC CUSIP 758766109 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Thomas D. Bell, Jr. Mgmt For For For
1.2 Elect David H. Keyte Mgmt For For For
1.3 Elect Amy E. Miles Mgmt For For For
1.4 Elect Lee M. Thomas Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Ruth's Hospitality Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
RUTH CUSIP 783332109 05/26/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Michael P. O'Donnell Mgmt For For For
2 Elect Robin P. Selati Mgmt For For For
3 Elect Carla R. Cooper Mgmt For For For
4 Elect Bannus B. Hudson Mgmt For For For
5 Elect Robert S. Merritt Mgmt For For For
6 Elect Alan Vituli Mgmt For For For
7 Elect Giannella Alvarez Mgmt For For For
8 Elimination of Restrictions on Removal of Mgmt For For For
Directors
9 Ratification of Auditor Mgmt For For For
SECTION
-----------------------------------------------------------------------------------------------------------------------
Sanderson Farms, Inc.
Ticker Security ID: Meeting Date Meeting Status
SAFM CUSIP 800013104 02/11/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Fred Banks, Jr. Mgmt For For For
1.2 Elect Toni D. Cooley Mgmt For For For
1.3 Elect Robert C. Khayat Mgmt For For For
1.4 Elect Dianne Mooney Mgmt For For For
1.5 Elect Gail Jones Pittman Mgmt For For For
2 Amendment to the Stock Incentive Plan Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding Report on ShrHoldr Against Against For
Working Conditions
6 Shareholder Proposal Regarding Water ShrHoldr Against Against For
Stewardship Policy
-----------------------------------------------------------------------------------------------------------------------
Scholastic Corporation
Ticker Security ID: Meeting Date Meeting Status
SCHL CUSIP 807066105 09/21/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect James W. Barge Mgmt For For For
1.2 Elect John L. Davies Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Sonic Automotive, Inc.
Ticker Security ID: Meeting Date Meeting Status
SAH CUSIP 83545G102 04/18/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect O. Bruton Smith Mgmt For For For
1.2 Elect B. Scott Smith Mgmt For For For
1.3 Elect David B. Smith Mgmt For For For
1.4 Elect William I. Belk Mgmt For For For
1.5 Elect William R. Brooks Mgmt For For For
1.6 Elect Victor H. Doolan Mgmt For For For
1.7 Elect John W. Harris, III Mgmt For For For
1.8 Elect H. Robert Heller Mgmt For For For
1.9 Elect R. Eugene Taylor Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For Against Against
-----------------------------------------------------------------------------------------------------------------------
StanCorp Financial Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
SFG CUSIP 852891100 11/09/2015 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Golden Parachutes Mgmt For For For
3 Right to Adjourn Meeting Mgmt For For For
SECTION
-----------------------------------------------------------------------------------------------------------------------
STERIS Corporation
Ticker Security ID: Meeting Date Meeting Status
STE CUSIP 859152100 08/27/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Richard C. Breeden Mgmt For For For
1.2 Elect Cynthia Feldmann Mgmt For For For
1.3 Elect Jacqueline B. Kosecoff Mgmt For For For
1.4 Elect David B. Lewis Mgmt For For For
1.5 Elect Kevin M. McMullen Mgmt For For For
1.6 Elect Walter M Rosebrough, Jr. Mgmt For For For
1.7 Elect Mohsen M. Sohi Mgmt For For For
1.8 Elect John P. Wareham Mgmt For For For
1.9 Elect Loyal W. Wilson Mgmt For For For
1.10 Elect Michael B. Wood Mgmt For For For
2 Approval of Incentive Compensation Plan Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding Simple ShrHoldr Against For Against
Majority Vote
-----------------------------------------------------------------------------------------------------------------------
STERIS Corporation
Ticker Security ID: Meeting Date Meeting Status
STE CUSIP 859152100 10/02/2015 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Golden Parachutes Mgmt For For For
3 Right to Adjourn Meeting Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Sun Hydraulics Corporation
Ticker Security ID: Meeting Date Meeting Status
SNHY CUSIP 866942105 05/23/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Marc Bertoneche Mgmt For For For
1.2 Elect David W. Grzelak Mgmt For For For
1.3 Elect Philippe Lemaitre Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Tanger Factory
Outlet Centers, Inc.
Ticker Security ID: Meeting Date Meeting Status
SKT CUSIP 875465106 05/20/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect William G. Benton Mgmt For For For
2 Elect Jeffrey B. Citrin Mgmt For For For
3 Elect David B. Henry Mgmt For For For
4 Elect Thomas J. Reddin Mgmt For For For
5 Elect Thomas E. Robinson Mgmt For For For
6 Elect Bridget M. Ryan-Berman Mgmt For For For
7 Elect Allan L. Schuman Mgmt For For For
8 Elect Steven B. Tanger Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Executive Compensation Mgmt For Against Against
SECTION
-----------------------------------------------------------------------------------------------------------------------
Tennant Company
Ticker Security ID: Meeting Date Meeting Status
TNC CUSIP 880345103 04/27/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect William F. Austen Mgmt For For For
1.2 Elect H. Chris Killingstad Mgmt For For For
1.3 Elect David Windley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Tetra Tech, Inc.
Ticker Security ID: Meeting Date Meeting Status
TTEK CUSIP 88162G103 03/03/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Dan L. Batrack Mgmt For For For
1.2 Elect Hugh M. Grant Mgmt For For For
1.3 Elect Patrick C. Haden Mgmt For For For
1.4 Elect J. Christopher Lewis Mgmt For For For
1.5 Elect Kimberly E. Ritrievi Mgmt For For For
1.6 Elect Albert E. Smith Mgmt For For For
1.7 Elect J. Kenneth Thompson Mgmt For For For
1.8 Elect Richard H. Truly Mgmt For For For
1.9 Elect Kristen M. Volpi Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For Against Against
3 Amendment to the Employee Stock Purchase Mgmt For For For
Plan
4 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
The Hanover Insurance
Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
THG CUSIP 410867105 05/24/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Michael P. Angelini Mgmt For For For
2 Elect Karen C. Francis Mgmt For For For
3 Elect Richard H. Booth Mgmt For For For
4 Elect Joseph R. Ramrath Mgmt For For For
5 Advisory Vote on Executive Compensation Mgmt For For For
6 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Thor Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
THO CUSIP 885160101 12/08/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Andrew E. Graves Mgmt For For For
1.2 Elect Alan Siegel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
SECTION
-----------------------------------------------------------------------------------------------------------------------
Tidewater Inc.
Ticker Security ID: Meeting Date Meeting Status
TDW CUSIP 886423102 07/30/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect M. Jay Allison Mgmt For For For
1.2 Elect James C. Day Mgmt For For For
1.3 Elect Richard T. du Moulin Mgmt For For For
1.4 Elect Morris E. Foster Mgmt For For For
1.5 Elect J. Wayne Leonard Mgmt For For For
1.6 Elect Richard D. Paterson Mgmt For For For
1.7 Elect Richard A. Pattarozzi Mgmt For For For
1.8 Elect Jeffrey M. Platt Mgmt For For For
1.9 Elect Robert L. Potter Mgmt For For For
1.10 Elect Cindy B. Taylor Mgmt For For For
1.11 Elect Jack E. Thompson Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
TrustCo Bank Corp NY
Ticker Security ID: Meeting Date Meeting Status
TRST CUSIP 898349105 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Dennis A. DeGennaro Mgmt For For For
1.2 Elect Brian C. Flynn Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Tupperware
Brands Corporation
Ticker Security ID: Meeting Date Meeting Status
TUP CUSIP 899896104 05/24/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Catherine A. Bertini Mgmt For For For
2 Elect Susan M. Cameron Mgmt For For For
3 Elect Kriss Cloninger III Mgmt For For For
4 Elect Meg Crofton Mgmt For For For
5 Elect E. V. Goings Mgmt For For For
6 Elect Angel R. Martinez Mgmt For For For
7 Elect Antonio Monteiro de Castro Mgmt For For For
8 Elect Robert J. Murray Mgmt For For For
9 Elect David R. Parker Mgmt For For For
10 Elect Richard T. Riley Mgmt For For For
11 Elect Joyce M. Roche Mgmt For For For
12 Elect M. Anne Szostak Mgmt For For For
13 Advisory Vote on Executive Compensation Mgmt For For For
14 Approve the 2016 Incentive Plan Mgmt For For For
15 Ratification of Auditor Mgmt For For For
SECTION
-----------------------------------------------------------------------------------------------------------------------
UMB Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
UMBF CUSIP 902788108 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Robin C. Beery Mgmt For For For
1.2 Elect Nancy K. Buese Mgmt For For For
1.3 Elect Terrence P. Dunn Mgmt For For For
1.4 Elect Kevin C. Gallagher Mgmt For For For
1.5 Elect Greg M. Graves Mgmt For For For
1.6 Elect Alexander C. Kemper Mgmt For For For
1.7 Elect J. Mariner Kemper Mgmt For For For
1.8 Elect Kris A. Robbins Mgmt For For For
1.9 Elect L. Joshua Sosland Mgmt For For For
1.10 Elect Paul Uhlmann, III Mgmt For For For
1.11 Elect Leroy J. Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Independent ShrHoldr Against Against For
Board Chairman
-----------------------------------------------------------------------------------------------------------------------
Viad Corp.
Ticker Security ID: Meeting Date Meeting Status
VVI CUSIP 92552R406 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Andrew B Benett Mgmt For For For
2 Elect Isabella Cunningham Mgmt For For For
3 Elect Steven W. Moster Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
WD-40 Company
Ticker Security ID: Meeting Date Meeting Status
WDFC CUSIP 929236107 12/08/2015 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Giles H. Bateman Mgmt For For For
1.2 Elect Peter D. Bewley Mgmt For For For
1.3 Elect Melissa Claassen Mgmt For For For
1.4 Elect Richard A. Collato Mgmt For For For
1.5 Elect Mario L. Crivello Mgmt For For For
1.6 Elect Linda A. Lang Mgmt For For For
1.7 Elect Garry O. Ridge Mgmt For For For
1.8 Elect Gregory A. Sandfort Mgmt For For For
1.9 Elect Neal E. Schmale Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------
Wolverine World Wide,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WWW CUSIP 978097103 04/21/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Jeffrey M. Boromisa Mgmt For For For
1.2 Elect Gina R. Boswell Mgmt For For For
1.3 Elect David T. Kollat Mgmt For For For
1.4 Elect Timothy J. O'Donovan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For Against Against
4 Approval of the Stock Incentive Plan of Mgmt For For For
2016
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
RIDGEWORTH FUNDS
By: /s/ Julia R. Short
---------------------------
Julia R. Short
President
Date: August 25, 2016
Tweet
Share
E-mail
