Complinet's 5th Annual Compliance Awards


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October 13, 2009 6:17 AM EDT

Awards' short-list closes with record number of votes for top nominees

LONDON--(BUSINESS WIRE)-- Complinet, the leading provider of connected compliance solutions to the global financial services industry, has closed the nominations for their fifth annual awards dinner with a record level of entries and votes from the industry.

The short-list of nominees is as follows:

2009 Money Laundering Reporting Officer of the Year 

    --  Fiona Cole, MLRO, ING Bank NV
    --  Chris Leatherland, Head of Financial Crime and MLRO, Santander Cards
        (formerly GE Capital Bank)
    --  Lesley Kelvey-Towel, MLRO, BNP Paribas Fortis
    --  John Flynn, Head of FCP, Aviva

2009 Young Compliance Officer of the Year 

    --  Gemma Mossakowska (nee Finney), Treasury and Commodities Compliance
        EMEA, Macquarie Group
    --  Jean-Pierre Casey, Vice President, Barclays Wealth
    --  Leah Williamson, Compliance Manager, Mitsui Energy
    --  Tyler Woollard, Compliance Officer/MLRO, Hoodless Brennan

2009 Chief Compliance Officer of the Year 

    --  Steve Davey, Head of Compliance, Altium Capital Ltd
    --  Angus Milne, Head of Compliance, The Children's Investment Fund
        Management (UK) LLP
    --  Michael Matossian, EVP and Global Head of Group Regulatory Compliance,
        Arab Bank
    --  John Crittenden, Managing Director / CCO,FTI Consulting, Inc., FTI
        Capital Advisors, LLC
    --  Brian Harte, Group Head of Compliance,Royal Bank of Canada

2009 Best Consulting Firm of the Year 

    --  Dana Denis-Smith, Managing Director, Marker Global Limited
    --  Financial Services Regulatory Practice, PricewaterhouseCoopers LLP
    --  Gary Storer, MD, Enterprise Learning Ltd
    --  Laven Partners Ltd

2009 Best Regulatory Law Firm or Lawyer of the Year 

    --  Rob Moulton, Partner, Nabarro LLP
    --  Shearman & Sterling FIA team, Shearman & Sterling LLP
    --  Charlotte Phipps, Business Development Co-ordinator, Allen & Overy
    --  Simmons & Simmons
    --  Laven Legal Services Ltd

2009 Compliance Innovator of the Year 

    --  Rajesh Kumar, Executive Director,JPMorgan
    --  Imtiaz Khan, Head of Central Compliance, Calyon Corporate Investment
        Bank
    --  Compliance and LRC Operations at Deutsche Bank
    --  Dylan Stokes, Associate Director of Monitoring & Reviews, Barclays
        Capital

2009 Compliance Personality of the Year 

    --  Georgina Hickleton, Business Manager, SHCOG
    --  Rajesh Kumar, Executive Director, JPMorgan
    --  Charlie McCreevy, Commissioner of DG Internal Market, EU
    --  Angela Knight, CEO,BBA
    --  Dan Jenkinson, Senior Compliance Manager, Capita Life, CODG
    --  Ian Cornwall, Director of UK Regulation, APCIMS

2009 Most Effective Compliance Training at a Regulated Firm 

    --  Darren Thomas, Head of Compliance,Mitsui & Co. Energy Risk Management
    --  Amber Cross, Compliance Risk Specialist,Capital One Bank (Europe) PLC
    --  Bruce Viney, Head of Compliance Training,BP International Ltd
    --  April Bethune, Head of Compliance Training, Deutsche Bank
    --  Alastair Smith, Deputy Head of Compliance, Fortis Investments
    --  Nabarro

2009 Outstanding Long-Term Service to the Compliance Industry 

    --  Georgina Hickleton, Business Manager,Securities Houses Compliance
        Officers Group (SHCOG)
    --  Paul Nelson (now sadly deceased), Partner in charge of financial
        services, Linklaters
    --  Richard Stones, Consultant,Lovells
    --  Tony Madison, formerly Deutsche Bank - now retired
    --  Alan Leale-Green, Chief Executive, MMS Regulatory Solutions
    --  Peter Haines, PHCC

2009 Compliance Officer of the Year 

    --  Rajesh Kumar, Executive Director, JPMorgan
    --  Charles Farquharson, Compliance Director, Insight Investment Management
        (now part of BoNY)
    --  Paul Geradine, EMEA Head of Equity Compliance, UBS
    --  Trevor Mullin, EMEA Head of Structured Product Compliance, UBS
    --  Clare Curtis and Mark Harris, Co-heads of Compliance, Lehman Brothers in
        Administration
    --  Erick Smart, Head of CIB and SFI Compliance, Calyon CIB

The awards dinner is due to be held at Grosvenor House, Park Lane on November 9. Last year's dinner attracted 350 attendees and similar numbers are expected this year. Peter Haines, managing director of Peter Haines Compliance Consultancy, a former senior regulator and practitioner, is master of ceremonies for the evening and actor and comedian Alexander Armstrong will provide some after dinner entertainment.

To find out more information or register your interest in the event, go to: http://www.complinet.com/gatherings/gcc/summit/2010/

About Complinet

Complinet is the leading online provider of connected risk and compliance solutions to the global financial services community.

Complinet's cost-effective range of services includes a 'complete' service that delivers insight and interpretation of regulatory risks and developments. Our portfolio also helps firms to screen their clients, manage their policies and train their staff.

Complinet was founded in 1997 and employs more than 200 people in its offices in New York, London, Sydney, Melbourne, Singapore and Dubai. Every day, industry professionals in more than 1,800 firms across 81 countries rely on Complinet as their information partner for ongoing analysis and solutions that help them keep pace with changing regulations.

www.complinet.com 


    Source: Complinet

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