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Helicos BioSciences (HLCS) Prices Common Stock and Warrant Private Offering

September 16, 2009 10:35 AM EDT
Helicos BioSciences Corporation (NASDAQ: HLCS) today announced that it has entered into a definitive agreement with certain new and existing investors, including Atlas Ventures, Flagship Ventures, Highland Capital Partners, Versant Ventures and Ron Lowy, the Company's chief executive officer, to raise approximately $10 million in gross proceeds in a private placement through the sale of shares of its common stock and warrants. The Company estimates that net proceeds from the offering will be approximately $9.4 million, after deducting placement agent fees and estimated offering expenses, which Helicos intends to use to fund working capital requirements to support its sales and for general corporate purposes.

Helicos has entered into a securities purchase agreement pursuant to which it has agreed to sell an aggregate of up to 1,030,028 units for $2.57 per unit to the Existing Investors and 3,281,252 units to new investors for $2.24 per unit. The units purchased by the Existing Investors will consist of one share of the Company's common stock and one warrant to purchase 0.662 shares of the Company's common stock at a per share exercise price equal to $2.61 (105% of the closing bid price of the Company's common stock on September 15, 2009). The units purchased by the new investors will consist of one share of the Company's common stock and one warrant to purchase 0.50 shares of the Company's common stock at a per share exercise price of $2.61. Units will not be issued or certificated. The shares of common stock and the warrants are immediately separable and will be issued separately, but will be purchased together in this offering. The warrants will have a five and a half year term and include a six-month "lock-up" provision, meaning that they will not be exercisable until six months following the closing of the transaction. The closing of the transaction is expected to occur on or about September 18, 2009, subject to the satisfaction of customary closing conditions. Thomas Weisel Partners LLC acted as exclusive placement agent for the offering.

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Related Categories

Corporate News, Equity Offerings

Related Entities

Highland Capital, Thomas Weisel Partners Group

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